Wells Fargo Clearing Services, LLC Broker William Michetti Investment Loss Options

There are options for clients of Wells Fargo Clearing Services, LLC broker William Michetti (CRD# 2185612) who suffered investment losses. Michetti has been registered with Wells Fargo Clearing Services, LLC in Radnor, Pennsylvania since 2000.  Michetti has been the subject of five customer complaints between 1999 and 2021, one of which was denied, according to… Read More

Were you the victim of Arkadios Capital broker Stephen Ferencik (CRD# 3126037)? Ferencik has been registered with Arkadios Capital in Atlanta, Georgia since 2017. After that time, Ferencik was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2011 to 2017 and with ACG Wealth Inc. in Atlanta, Georgia from 2010 to 2021. Previously, Ferenick… Read More

There are options for clients of Aegis Capital Corp. broker Todd Ellentuck (CRD# 1321452) who suffered investment losses. Ellentuck has been registered with Aegis Capital Corp. in Morristown, New Jersey from 2016 to 2018. Previously, Ellentuck was registered with UBS Financial Services Inc. in Florham Park, New Jersey from 2012 to 2016, when he was… Read More

There are options for clients of former Ameriprise Financial Services, Inc. broker Michael Dellaporta Jr. (CRD# 500214) who suffered investment losses. Dellaporta was registered with B.B. Graham & Company, Inc. in Fort Lauderdale, Florida from 2018 to 2019 and with Fusion Analytics Securities LLC in Coral Springs, Florida from 2015 to 2018. Previously, Dellaporta was… Read More

Did you lose money investing with former UBS Financial Services Inc. broker Carlos Rodriguez (CRD# 4363000)? Rodriguez was registered with UBS Financial Services Inc. in Plano, Texas from 2009 to 2015.  In July 2017, FINRA barred Rodriguez after he failed to respond to FINRA request for information. Rodriguez has been the subject of four customer… Read More

There are options for clients of Davenport & Company LLC broker Douglas Stopkey (CRD# 2209717) who suffered investment losses. Stopkey has been registered with Davenport & Company LLC in Richmond, Virginia since 2018. Previously, Stopkey was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1992 to 2018, when he was terminated regarding, “Conduct… Read More

Did you lose money investing with National Securities Corporation broker Barbra Shaffer (CRD# 1700153)? Shaffer has been registered with Cambridge Investment Research, Inc. in Fort Lauderdale, Florida since 2019. Previously, Shaffer was registered with National Asset Management, Inc. in Fort Lauderdale, Florida from May to December 2019. Prior to that, Shaffer was registered with National… Read More

There are options for customers of former Stoever, Glass & Company Inc. broker Adam Goodman (CRD# 2263780)? Goodman has been registered with Stoever, Glass & Company Inc. in Boca Raton, Florida since January 2018. Previously, Goodman was registered with Herbert J. Sims & Co. Inc. in Boca Raton, Florida from 2010 to 2018. Goodman has… Read More

There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008.  Stein has been the subject of four customer complaints between 1989 and 2020, according to his CRD report. The most… Read More

Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker David Khezri (CRD# 2736831) for investment losses. Khezri has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York since March 2020. Previously, Khezri was registered with Worden Capital Management LLC in Melville, New York from 2017 to 2020 and with Joseph… Read More