Posted on Tuesday, January 12th, 2021 at 9:19 pm
There are options for customers of former Stoever, Glass & Company Inc. broker Adam Goodman (CRD# 2263780)? Goodman has been registered with Stoever, Glass & Company Inc. in Boca Raton, Florida since January 2018. Previously, Goodman was registered with Herbert J. Sims & Co. Inc. in Boca Raton, Florida from 2010 to 2018. Goodman has… Read More
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Posted on Wednesday, December 2nd, 2020 at 8:56 pm
There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008. Stein has been the subject of four customer complaints between 1989 and 2020, according to his CRD report. The most… Read More
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Posted on Tuesday, November 24th, 2020 at 9:00 pm
Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker David Khezri (CRD# 2736831) for investment losses. Khezri has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York since March 2020. Previously, Khezri was registered with Worden Capital Management LLC in Melville, New York from 2017 to 2020 and with Joseph… Read More
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Posted on Wednesday, November 18th, 2020 at 9:24 pm
There are options for clients of Cadaret, Grant & Co., Inc. broker Yvonne Nirelli (CRD# 1364313) who suffered investment losses. Nirelli has been registered with Cadaret, Grant & Co., Inc. in Canastota, New York since 1989. In September 2020, FINRA sanctioned Nirelli to a $5,000 civil and administrative penalty and fine, and suspended him for… Read More
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Posted on Wednesday, November 18th, 2020 at 9:12 pm
There are options for customers of former Aegis Capital Corp. broker Serge Parakhnevich (CRD# 5493064) who suffered investment losses. Parakhnevich has been registered with PHX Financial Inc. in New York, New York since 2015. Previously, Parakhnevich was registered with Aegis Capital Corp. in Melville, New York from 2013 to 2015. In August 2020, FINRA sanctioned… Read More
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Posted on Monday, November 9th, 2020 at 11:10 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allied Millennial Partners, LLC broker Matthew Platnico (CRD# 2102086) regarding investment losses. Platnico has been registered with Allied Millennial Partners, LLC in New York, New York since 2019. Previously, Platnico was registered with Arete Wealth Management, LLC in… Read More
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Posted on Monday, October 5th, 2020 at 5:39 pm
Were you the victim of Network 1 Financial Securities Inc. broker Patrick Teutonico (CRD# 2875434)? Teutonico has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 2012. In March 2015, FINRA fined Teutonico $5,000 and suspended him for 15 days after he, “consented to the sanctions and to the entry of… Read More
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Posted on Tuesday, September 22nd, 2020 at 7:34 pm
Erez Law is currently investigating Centaurus Financial, Inc. broker Marcus Dickerson (CRD# 1053338) regarding unauthorized trading that lead to investment losses. Dickerson has been registered with Centaurus Financial, Inc. in Livonia, Michigan since 2001. Dickerson has been the subject of four customer complaints between 2003 and 2020, according to his CRD report. The three past… Read More
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Posted on Tuesday, September 15th, 2020 at 7:00 pm
Did you lose money investing with former Morgan Stanley broker David Kraft (CRD# 2356400)? Kraft was registered with Morgan Stanley in Palm Beach Gardens, Florida from 2012 to 2019. In December 2019, FINRA suspended Kraft indefinitely after he “failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA… Read More
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Posted on Wednesday, September 9th, 2020 at 8:12 pm
There are options for customers of former Cetera Financial Specialists LLC broker Robert Silverman (CRD# 4582993) regarding unauthorized trading. Silverman has been registered with Cetera Financial Specialists LLC in Red Bank, New Jersey from 2004 to 2019, when he was terminated regarding, “Advisor violated the firm’s policy by accepting account instructions, including withdrawal requests, from… Read More
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