Victim of Unauthorized Trading with Davenport & Company LLC Broker Douglas Stopkey?

There are options for clients of Davenport & Company LLC broker Douglas Stopkey (CRD# 2209717) who suffered investment losses. Stopkey has been registered with Davenport & Company LLC in Richmond, Virginia since 2018. Previously, Stopkey was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1992 to 2018, when he was terminated regarding, “Conduct… Read More

Did you lose money investing with National Securities Corporation broker Barbra Shaffer (CRD# 1700153)? Shaffer has been registered with Cambridge Investment Research, Inc. in Fort Lauderdale, Florida since 2019. Previously, Shaffer was registered with National Asset Management, Inc. in Fort Lauderdale, Florida from May to December 2019. Prior to that, Shaffer was registered with National… Read More

There are options for customers of former Stoever, Glass & Company Inc. broker Adam Goodman (CRD# 2263780)? Goodman has been registered with Stoever, Glass & Company Inc. in Boca Raton, Florida since January 2018. Previously, Goodman was registered with Herbert J. Sims & Co. Inc. in Boca Raton, Florida from 2010 to 2018. Goodman has… Read More

There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008.  Stein has been the subject of four customer complaints between 1989 and 2020, according to his CRD report. The most… Read More

Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker David Khezri (CRD# 2736831) for investment losses. Khezri has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York since March 2020. Previously, Khezri was registered with Worden Capital Management LLC in Melville, New York from 2017 to 2020 and with Joseph… Read More

There are options for clients of Cadaret, Grant & Co., Inc. broker Yvonne Nirelli (CRD# 1364313) who suffered investment losses. Nirelli has been registered with Cadaret, Grant & Co., Inc. in Canastota, New York since 1989. In September 2020, FINRA sanctioned Nirelli to a $5,000 civil and administrative penalty and fine, and suspended him for… Read More

There are options for customers of former Aegis Capital Corp. broker Serge Parakhnevich (CRD# 5493064) who suffered investment losses. Parakhnevich has been registered with PHX Financial Inc. in New York, New York since 2015. Previously, Parakhnevich was registered with Aegis Capital Corp. in Melville, New York from 2013 to 2015. In August 2020, FINRA sanctioned… Read More

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allied Millennial Partners, LLC broker Matthew Platnico (CRD# 2102086) regarding investment losses. Platnico has been registered with Allied Millennial Partners, LLC in New York, New York since 2019. Previously, Platnico was registered with Arete Wealth Management, LLC in… Read More

Were you the victim of Network 1 Financial Securities Inc. broker Patrick Teutonico (CRD# 2875434)? Teutonico has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 2012.  In March 2015, FINRA fined Teutonico $5,000 and suspended him for 15 days after he, “consented to the sanctions and to the entry of… Read More

Erez Law is currently investigating Centaurus Financial, Inc. broker Marcus Dickerson (CRD# 1053338) regarding unauthorized trading that lead to investment losses. Dickerson has been registered with Centaurus Financial, Inc. in Livonia, Michigan since 2001.  Dickerson has been the subject of four customer complaints between 2003 and 2020, according to his CRD report. The three past… Read More