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National Investment Fraud Lawyers

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Were You a Victim of Centaurus Financial, Inc. Broker Marcus Dickerson?

Were You a Victim of Centaurus Financial, Inc. Broker Marcus Dickerson?

Posted on Tuesday, September 22nd, 2020 at 7:34 pm    

Erez Law is currently investigating Centaurus Financial, Inc. broker Marcus Dickerson (CRD# 1053338) regarding unauthorized trading that lead to investment losses. Dickerson has been registered with Centaurus Financial, Inc. in Livonia, Michigan since 2001.  Dickerson has been the subject of four customer complaints between 2003 and 2020, according to his CRD report. The three past… Read More

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Former Morgan Stanley Broker David Kraft Investment Loss Options

Posted on Tuesday, September 15th, 2020 at 7:00 pm    

Did you lose money investing with former Morgan Stanley broker David Kraft (CRD# 2356400)? Kraft was registered with Morgan Stanley in Palm Beach Gardens, Florida from 2012 to 2019. In December 2019, FINRA suspended Kraft indefinitely after he “failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA… Read More

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Former Cetera Financial Specialists LLC Broker Robert Silverman Accused of Unauthorized Trading

Posted on Wednesday, September 9th, 2020 at 8:12 pm    

There are options for customers of former Cetera Financial Specialists LLC broker Robert Silverman (CRD# 4582993) regarding unauthorized trading. Silverman has been registered with Cetera Financial Specialists LLC in Red Bank, New Jersey from 2004 to 2019, when he was terminated regarding, “Advisor violated the firm’s policy by accepting account instructions, including withdrawal requests, from… Read More

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Cetera Advisor Networks LLC Broker Barry Debany Accused of Unauthorized Trades

Posted on Wednesday, August 19th, 2020 at 9:13 pm    

Erez Law is currently investigating Cetera Advisor Networks LLC broker Barry Debany (CRD# 2208573) regarding unauthorized trades. Debany has been registered with Cetera Advisor Networks LLC in Tarrytown, New York since 2013.  Debany has been the subject of two customer complaints between 2006 and 2020, one of which was denied, according to his CRD report:… Read More

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Options for Clients of Former David A. Noyes & Company Broker Stuart Pearl

Posted on Wednesday, August 5th, 2020 at 8:44 pm    

There are options for clients of former David A. Noyes & Company broker Stuart Pearl (CRD# 1500833) who suffered investment losses. Pearl was registered with David A. Noyes & Company in Indianapolis, Indiana from 2015 to 2019, when he was terminated regarding, “Stuart Pearl resigned while on heightened supervision. He had not followed his heightened… Read More

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Unauthorized Trading with Raymond James Financial Services, Inc. Broker Gregory Collier Sr.

Posted on Wednesday, August 5th, 2020 at 8:24 pm    

Erez Law is currently investigating Raymond James Financial Services, Inc. broker Gregory Collier Sr. (CRD# 1408843) regarding unauthorized trading. Collier has been registered with Raymond James Financial Services, Inc. in Mt. Dora, Florida since 2005.  Collier has been the subject of two customer complaint in 2019, one of which was denied, according to his CRD… Read More

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Arkadios Capital Broker Kevin Rainwater Recovery Loss Options

Posted on Tuesday, July 14th, 2020 at 7:26 pm    

Were you the victim of Arkadios Capital broker Kevin Rainwater (CRD# 3098443)? Rainwater has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with ACG Wealth Inc. in Atlanta, Georgia since 2010. Rainwater has been the subject of four customer complaints between 2019 and 2020, according to his CRD report: March 2020. “Unsuitable… Read More

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Investigation of Former Northwestern Mutual Investment Services, LLC Broker Donnell Bowen

Posted on Wednesday, June 10th, 2020 at 9:07 pm    

Did you suffer investment losses due to recommendations by former Northwestern Mutual Investment Services, LLC broker Donnell Bowen (CRD# 5641822)? Bowen was registered with Northwestern Mutual Investment Services, LLC in Washington, DC from 2009 to 2017, when he was terminated regarding, “The Registered Representative signed a Mutual Termination Agreement while under internal investigation for allegations… Read More

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Investment Loss Options for Former Hornor, Townsend & Kent, LLC Broker Clay Erickson

Posted on Tuesday, April 14th, 2020 at 2:59 pm    

Were you the victim of former Hornor, Townsend & Kent, LLC broker Clay Erickson (CRD# 1583644)? Erickson was registered with Hornor, Townsend, & Kent, Inc. in Salt Lake City, Utah from 2011 to 2016, when he was terminated regarding, “Registered representative was discharged from the member firm after being suspended by FINRA from association with… Read More

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Former Morgan Stanley Broker Eugene Gordon Investment Loss Options

Posted on Wednesday, March 18th, 2020 at 2:06 pm    

There are options for customers who suffered investment losses due to recommendations by former Morgan Stanley broker Eugene Gordon (CRD# 4744448). Gordon has been registered with Fortune Financial Services, Inc. in Palo Alto, California since 2018. Previously, Gordon was registered with Morgan Stanley Smith Barney in Palo Alto, California from 2009 to 2018, when he… Read More

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