Structured Product

Did You Lose Money Investing with Wells Fargo Financial Advisor Allen Wilson?

Posted on Thursday, May 23rd, 2019 at 12:25 pm    

Erez Law is currently investigating Wells Fargo financial advisor Allen Wilson (CRD# 2420229) regarding structured product losses. Wilson has been registered with Wells Fargo Clearing Services, LLC in Florham Park, New Jersey since 2012. According to public records, a former client of Wilson alleges her financial advisor mismanaged her retirement savings and recommended an investment […]

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Erez Law Continues to File Cases for Investors Burned by Ricky Mantei, Cindy Chiellini and Centaurus Financial, Inc.

Posted on Tuesday, May 14th, 2019 at 2:57 pm    

In May 2019, Erez Law filed a FINRA another arbitration against Centaurus Financial, Inc. related to investments with Ricky Mantei (CRD# 1098981), Cindy Chiellini (CRD# 1015592) and Katherine Nishnic (CRD# 2499553), who were registered representatives of Centaurus Financial, Inc. in Lexington, South Carolina. According to the claim filed by Erez Law, the clients are a […]

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Did Centaurus Financial, Inc. Financial Advisor Dana Hawkins Recommend Unsuitable Structured Products?

Posted on Wednesday, May 8th, 2019 at 1:35 pm    

Centaurus Financial, Inc. financial advisor Dana Hawkins (CRD# 5731136) is alleged to recommend unsuitable structured notes. Hawkins worked alongside Ricky Mantei (CRD# 1098981) and Cindy Chiellini (CRD# 1015592), who were all registered representatives of Centaurus Financial, Inc. in Lexington, South Carolina. Hawkins has been registered with Centaurus Financial, Inc. in Lexington, South Carolina since 2015. […]

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Erez Law Files $1 Million-Plus Claim for investment Losses by Centaurus Financial, Inc. and J.P. Turner & Company, LLC Financial Advisors Ricky Mantei and Cindy Chiellini

Posted on Tuesday, April 23rd, 2019 at 3:45 pm    

Erez Law recently filed a $1 million-plus FINRA arbitration against Centaurus Financial, Inc. and J.P. Turner & Company, Llc for losses on behalf of an elderly married couple and grown children who suffered significant losses in their investment accounts due to recommendations of unsuitable structured notes. The customers were clients of Ricky Mantei (CRD# 1098981) […]

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Can I Recover Losses from Former Herbert J. Sims & Co. Inc. Financial Advisor Larry Wolfe?

Posted on Monday, April 9th, 2018 at 10:45 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk bonds. Wolfe was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from […]

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Erez Law Files Claim for $500,000 Against Invex, LLC for Losses in Junk Bonds and Structured Products

Posted on Thursday, October 26th, 2017 at 11:49 am    

Erez Law recently filed a $500,000 FINRA arbitration against Invex, LLC. The former Invex, LLC customers allege that the Miami, Florida-based firm recommended a speculative and unsuitable strategy of concentrating the elderly couple’s portfolio in three high risk, complex and illiquid structured products known as “reverse convertibles,” as well as in high risk and unsuitable […]

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Former UBS Financial Services Inc. Advisor Todd Ellentuck Receives $750,000 FINRA Customer Complaint

Posted on Thursday, August 3rd, 2017 at 2:38 pm    

Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Todd Ellentuck (CRD# 1321452) regarding excessive fees and commissions, unauthorized trades in Puerto Rico bonds, overconcentrated investments in MLPs, unsuitable structured products, and losses tied to the high risk oil and gas sector. Ellentuck has been registered with Aegis Capital Corp. in Morristown, […]

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Did Morgan Stanley Financial Advisor Anthony Mampieri Recommend Structured Notes?

Posted on Thursday, July 20th, 2017 at 10:08 am    

Erez Law is currently investigating Morgan Stanley financial advisor Anthony Mampieri (CRD# 1653703) regarding investment recommends in structured notes. Mampieri has been registered with Morgan Stanley in Columbus, Ohio since 2010. A structured note is a debt obligation that tracks both the underlying debt obligation and the derivative embedded within it. Structured notes increase the […]

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Did you Lose Money investing in Bank of America STEEPLS with Merrill Lynch?

Posted on Wednesday, July 5th, 2017 at 8:52 pm    

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith financial advisors across the country regarding recommendations of investments in a structured product called Buffered Strategic Equity Exposure Performance Linked Securities (STEEPLS), offered by Bank of America. In February 2017, a former Merrill Lynch client won an award in a FINRA arbitration for compensatory […]

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