Former LPL Financial LLC Broker Kevin McCoy Investment Loss Options

Former LPL Financial LLC broker Kevin McCoy (CRD# 4557189) faces customer complaints regarding structured note losses. McCoy has been registered with Cetera Investment Services LLC in The Woodlands, Texas since 2019. Previously, McCoy was registered with LPL Financial LLC in Houston, Texas from 2016 to 2019 and previously with Bbva Securities Inc. in San Marcos,… Read More

Erez Law is currently investigating brokers across the country who recommended their clients invest in structured notes from companies including autocallable securities, callable yield, and other structured notes, which have suffered significant declines when the market crashed due to the COVID-19 pandemic (the coronavirus of the winter and spring of 2020). It is alleged that… Read More

There are options for clients of former Newbridge Securities Corporation broker Kevin T. Doyle (CRD# 2189452) who suffered investment losses. Doyle has been registered with Aegis Capital Corp. in Mineola, New York since 2017. Previously, Doyle was registered with National Securities Corporation in Mineola, New York from 2016 to 2017 and with Newbridge Securities Corporation… Read More

Erez Law is currently investigating Centaurus Financial, Inc. broker David Crane (CRD# 1334510) regarding unsuitable structured product investments. Crane has been registered with Centaurus Financial, Inc. in Dacula, Georgia since December 2018. Previously, Crane was registered with Questar Capital Corporation in Dacula, Georgia from 2006 to 2018. According to public records, Centaurus Financial, Inc. is… Read More

Erez Law recently filed a FINRA arbitration against Aegis Capital Corp. Their customer alleges that she suffered losses due to recommendations by her broker Alan Appelbaum (CRD# 500336). Alan Appelbaum was registered with Aegis Capital Corp. in Boca Raton, Florida from 2015 to 2021, when he was terminated regarding, “Failure to follow firm procedures. Exercised… Read More

Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in steepeners. Steepeners are a type of structured product. Structured products are complex securities derived from or based on a single security or index, basket of securities or indices, a debt issuance, a commodity and/or a foreign currency.… Read More

Erez Law is investigating Centaurus Financial, Inc. and J.P. Turner & Company, LLC for structured product losses due to investments with Ricky Mantei (CRD# 1098981), Cindy Chiellini (CRD# 1015592), Dana Matthew Hawkins (CRD# 5731136), and Katherine Nishnic (CRD# 249955).   Erez Law Files Claim on Behalf of Elderly Widow In May 2020, Erez Law filed a… Read More

Erez Law is currently investigating UBS Financial Services Inc. financial advisors across the country who recommended their clients invest in UBS structured notes or GOAL Yield products. Structured products are complex securities derived from or based on a single security or index, basket of securities or indices, a debt issuance, a commodity and/or a foreign… Read More

Erez Law is currently investigating Wells Fargo financial advisor Allen Wilson (CRD# 2420229) regarding structured product losses. Wilson has been registered with Wells Fargo Clearing Services, LLC in Florham Park, New Jersey since 2012. According to public records, a former client of Wilson alleges her financial advisor mismanaged her retirement savings and recommended an investment… Read More

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk bonds. Wolfe was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from… Read More