Did You Suffer Investment Losses Due to Recommendations to Invest in Autocallable Securities, Callable Yield, and Other Structured Notes?
Posted on Tuesday, April 7th, 2020 at 2:30 pm
Erez Law is currently investigating brokers across the country who recommended their clients invest in structured notes from companies including autocallable securities, callable yield, and other structured notes, which have suffered significant declines when the market crashed due to the COVID-19 pandemic (the coronavirus of the winter and spring of 2020). It is alleged that […]
Were You the Victim of Former Newbridge Securities Corporation Broker Kevin T. Doyle?
Posted on Monday, February 24th, 2020 at 9:13 pm
There are options for clients of former Newbridge Securities Corporation broker Kevin T. Doyle (CRD# 2189452) who suffered investment losses. Doyle has been registered with Aegis Capital Corp. in Mineola, New York since 2017. Previously, Doyle was registered with National Securities Corporation in Mineola, New York from 2016 to 2017 and with Newbridge Securities Corporation […]
Centaurus Financial, Inc. Broker David Crane Alleged to Recommend Unsuitable Structured Products
Posted on Tuesday, November 19th, 2019 at 2:13 pm
Erez Law is currently investigating Centaurus Financial, Inc. broker David Crane (CRD# 1334510) regarding unsuitable structured product investments. Crane has been registered with Centaurus Financial, Inc. in Dacula, Georgia since December 2018. Previously, Crane was registered with Questar Capital Corporation in Dacula, Georgia from 2006 to 2018. According to public records, Centaurus Financial, Inc. is […]
Erez Law Files Claim Against Aegis Capital Corp. and Former Broker Alan Appelbaum For Structured Product Losses
Posted on Monday, September 23rd, 2019 at 8:18 pm
Erez Law recently filed a FINRA arbitration against Aegis Capital Corp. Their customer alleges that she suffered losses due to recommendations by her broker Alan Appelbaum (CRD# 500336), who has been registered with Aegis Capital Corp. in Boca Raton, Florida since 2015. The Erez Law client alleges the following in the newly filed FINRA claim: […]
Did You Lose Money Investing in Steepeners?
Posted on Tuesday, August 27th, 2019 at 8:00 pm
Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in steepeners. Steepeners are a type of structured product. Structured products are complex securities derived from or based on a single security or index, basket of securities or indices, a debt issuance, a commodity and/or a foreign currency. […]
Erez Law Files Multiple Claims Against Centaurus Financial, Inc. and J.P. Turner & Company, LLC for Structured Products Investment Losses
Posted on Wednesday, June 5th, 2019 at 2:54 pm
Erez Law is investigating Centaurus Financial, Inc. and J.P. Turner & Company, LLC for structured product losses due to investments with Ricky Mantei (CRD# 1098981), Cindy Chiellini (CRD# 1015592), Dana Matthew Hawkins (CRD# 5731136), and Katherine Nishnic (CRD# 249955). In March 2020, Erez Law filed a FINRA arbitration against Centaurus Financial, Inc. and J.P. Turner […]
UBS Structured Notes or GOAL Yield Products Losses
Posted on Wednesday, May 29th, 2019 at 8:11 pm
Erez Law is currently investigating UBS Financial Services Inc. financial advisors across the country who recommended their clients invest in UBS structured notes or GOAL Yield products. Structured products are complex securities derived from or based on a single security or index, basket of securities or indices, a debt issuance, a commodity and/or a foreign […]
Did You Lose Money Investing with Wells Fargo Financial Advisor Allen Wilson?
Posted on Thursday, May 23rd, 2019 at 12:25 pm
Erez Law is currently investigating Wells Fargo financial advisor Allen Wilson (CRD# 2420229) regarding structured product losses. Wilson has been registered with Wells Fargo Clearing Services, LLC in Florham Park, New Jersey since 2012. According to public records, a former client of Wilson alleges her financial advisor mismanaged her retirement savings and recommended an investment […]
Can I Recover Losses from Former Herbert J. Sims & Co. Inc. Financial Advisor Larry Wolfe?
Posted on Monday, April 9th, 2018 at 10:45 am
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk bonds. Wolfe was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from […]
Erez Law Files Claim for $500,000 Against Invex, LLC for Losses in Junk Bonds and Structured Products
Posted on Thursday, October 26th, 2017 at 11:49 am
Erez Law recently filed a $500,000 FINRA arbitration against Invex, LLC. The former Invex, LLC customers allege that the Miami, Florida-based firm recommended a speculative and unsuitable strategy of concentrating the elderly couple’s portfolio in three high risk, complex and illiquid structured products known as “reverse convertibles,” as well as in high risk and unsuitable […]