Structured Product
Can I Recover Losses from Former Herbert J. Sims & Co. Inc. Financial Advisor Larry Wolfe?
Posted on Monday, April 9th, 2018 at 10:45 am
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk bonds. Wolfe was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from […]
Erez Law Files Claim for $500,000 Against Invex, LLC for Losses in Junk Bonds and Structured Products
Posted on Thursday, October 26th, 2017 at 11:49 am
Erez Law recently filed a $500,000 FINRA arbitration against Invex, LLC. The former Invex, LLC customers allege that the Miami, Florida-based firm recommended a speculative and unsuitable strategy of concentrating the elderly couple’s portfolio in three high risk, complex and illiquid structured products known as “reverse convertibles,” as well as in high risk and unsuitable […]
Former UBS Financial Services Inc. Advisor Todd Ellentuck Receives $750,000 FINRA Customer Complaint
Posted on Thursday, August 3rd, 2017 at 2:38 pm
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Todd Ellentuck (CRD# 1321452) regarding excessive fees and commissions, unauthorized trades in Puerto Rico bonds, overconcentrated investments in MLPs, unsuitable structured products, and losses tied to the high risk oil and gas sector. Ellentuck has been registered with Aegis Capital Corp. in Morristown, […]
Did Morgan Stanley Financial Advisor Anthony Mampieri Recommend Structured Notes?
Posted on Thursday, July 20th, 2017 at 10:08 am
Erez Law is currently investigating Morgan Stanley financial advisor Anthony Mampieri (CRD# 1653703) regarding investment recommends in structured notes. Mampieri has been registered with Morgan Stanley in Columbus, Ohio since 2010. A structured note is a debt obligation that tracks both the underlying debt obligation and the derivative embedded within it. Structured notes increase the […]
Did you Lose Money investing in Bank of America STEEPLS with Merrill Lynch?
Posted on Wednesday, July 5th, 2017 at 8:52 pm
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith financial advisors across the country regarding recommendations of investments in a structured product called Buffered Strategic Equity Exposure Performance Linked Securities (STEEPLS), offered by Bank of America. In February 2017, a former Merrill Lynch client won an award in a FINRA arbitration for compensatory […]