Stocks

Former Ditto Trade, Inc. Broker Yosef Fox Penny Stock Fraud

Posted on Tuesday, October 1st, 2019 at 2:02 pm    

Erez Law is currently investigating former Ditto Trade, Inc. broker Yosef Fox (CRD# 2386001) regarding penny stock losses in Ditto Holdings. Fox has been registered with Ditto Trade, Inc. in Chicago Illinois from 2010 to December 2014. In July 2019, FINRA indefinitely suspended Fox after he failed to comply with an arbitration award or settlement […]

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Erez Law investigating Merrill Lynch Financial Advisors Who Improperly Managed UPS Employee Investments

Posted on Wednesday, May 29th, 2019 at 8:36 pm    

Are you a UPS employee who lost money investing with a Merrill Lynch broker? According to public records, a former Merrill Lynch customer and former employee of UPS filed a FINRA arbitration claim against the broker dealer for losses sustained from an unsuitable covered call writing strategy that was concentrated in UPS stock positions. The […]

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Former Morgan Stanley Client Wins FINRA Arbitration for Stock Losses

Posted on Wednesday, May 8th, 2019 at 1:27 pm    

In April 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $127,000 for losses sustained from stock losses in a public company, Omeros Corporation. The investors were clients of financial advisor Mary Suhr (CRD# 5051921). The causes of action included breach of fiduciary duty; breach of […]

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