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National Investment Fraud Lawyers

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Independent Financial Group, LLC Broker James Flanagan Investment Loss Options

Independent Financial Group, LLC Broker James Flanagan Investment Loss Options

Posted on Wednesday, July 8th, 2020 at 3:14 pm    

There are options for clients who suffered investment losses due to recommendations by Independent Financial Group, LLC broker James Flanagan (CRD# 1812317). Flanagan has been registered with Independent Financial Group, LLC in Downers Grove, Illinois since 2010.  Flanagan has been the subject of two customer complaints between 2009 and 2020, according to his CRD report.… Read More

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Notice to Clients of Former Assets Advisory, LLC Broker Michael Boothe

Posted on Monday, February 24th, 2020 at 9:03 pm    

Erez Law is currently investigating former International Assets Advisory, LLC broker Michael Boothe (CRD# 2160227) regarding allegations of investment losses. Boothe was with International Assets Advisory, LLC in Ft. Lauderdale, Florida from 2014 to 2018 and previously with IAA Financial LLC in Delray Beach, Florida from 2009 to 2015. Boothe has been the subject of… Read More

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Western International Securities, Inc. Broker Doron Kochavi Faces $4 Million Customer Complaint

Posted on Sunday, January 5th, 2020 at 8:29 pm    

Western International Securities, Inc. broker Doron Kochavi (CRD# 1011155) faces a $4 million customer complaint for breach of fiduciary duty related to investments in stocks. Kochavi has been registered with Western International Securities, Inc. in Pasadena, California since 2015. Previously, Kochavi was registered with UBS Financial Services Inc. in Century City, California from 2012 to… Read More

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Did You Sustain Losses in Managed Funds with Former RBC Capital Markets, LLC Broker Stuart Godin?

Posted on Friday, January 3rd, 2020 at 12:49 pm    

There are options for customers of former RBC Capital Markets, LLC broker Stuart Godin (CRD# 223476) regarding losses in managed funds. Godin has been registered with Western International Securities, Inc. in Los Angeles, California since September 2017. Previously, he was registered with Financial West Group in Los Angeles, California from March 2016 to August 2017… Read More

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Former Ditto Trade, Inc. Broker Yosef Fox Penny Stock Fraud

Posted on Tuesday, October 1st, 2019 at 2:02 pm    

Erez Law is currently investigating former Ditto Trade, Inc. broker Yosef Fox (CRD# 2386001) regarding penny stock losses in Ditto Holdings. Fox has been registered with Ditto Trade, Inc. in Chicago Illinois from 2010 to December 2014. In July 2019, FINRA indefinitely suspended Fox after he failed to comply with an arbitration award or settlement… Read More

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Erez Law investigating Merrill Lynch Financial Advisors Who Improperly Managed UPS Employee Investments

Posted on Wednesday, May 29th, 2019 at 8:36 pm    

Are you a UPS employee who lost money investing with a Merrill Lynch broker? According to public records, a former Merrill Lynch customer and former employee of UPS filed a FINRA arbitration claim against the broker dealer for losses sustained from an unsuitable covered call writing strategy that was concentrated in UPS stock positions. The… Read More

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Former Morgan Stanley Client Wins FINRA Arbitration for Stock Losses

Posted on Wednesday, May 8th, 2019 at 1:27 pm    

In April 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $127,000 for losses sustained from stock losses in a public company, Omeros Corporation. The investors were clients of financial advisor Mary Suhr (CRD# 5051921). The causes of action included breach of fiduciary duty; breach of… Read More

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