Stocks

Erez Law investigating Merrill Lynch Financial Advisors Who Improperly Managed UPS Employee Investments

Posted on Wednesday, May 29th, 2019 at 8:36 pm    

Are you a UPS employee who lost money investing with a Merrill Lynch broker? According to public records, a former Merrill Lynch customer and former employee of UPS filed a FINRA arbitration claim against the broker dealer for losses sustained from an unsuitable covered call writing strategy that was concentrated in UPS stock positions. The […]

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Former Morgan Stanley Client Wins FINRA Arbitration for Stock Losses

Posted on Wednesday, May 8th, 2019 at 1:27 pm    

In April 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $127,000 for losses sustained from stock losses in a public company, Omeros Corporation. The investors were clients of financial advisor Mary Suhr (CRD# 5051921). The causes of action included breach of fiduciary duty; breach of […]

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