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National Investment Fraud Lawyers

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Options for Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Ralph Byer

Options for Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Ralph Byer

Posted on Monday, June 21st, 2021 at 8:07 pm    

Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ralph Byer (CRD# 1038411)? Byer has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, Florida since 1982.  Byer has been the subject of seven customer complaints between 1993 and 2018, two of which were denied and one was… Read More

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SPACs Investment Loss Lawyers

Posted on Monday, May 24th, 2021 at 7:50 pm    

Did your broker or investment advisor recommend you invest in a special purpose acquisition company (SPACs)? Erez Law is investigating brokers and investment advisors across the country who recommended their clients invest in SPACs. It is alleged that brokers become more popular throughout 2020 during the COVID-19 global pandemic, proving to be risky investments for… Read More

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Oppenheimer & Co. Inc. Broker Daniel Mittag Investment Loss Options

Posted on Monday, May 24th, 2021 at 7:42 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Daniel Mittag (CRD# 822636). Mittag has been registered with Oppenheimer & Co. Inc. in Denver, Colorado since 2011.  Mittag has been the subject of three customer complaints between 2000 and 2021, two of… Read More

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Tesla, Inc. Losses with UBS Financial Services Inc. Broker Andrew Burish

Posted on Monday, May 3rd, 2021 at 8:09 pm    

Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. Burish has been registered with UBS Financial Services Inc. in Madison, Wisconsin since 1984. Burish oversees The Burish Group, a 35-person team that is one of the most profitable and largest teams in… Read More

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Can I Recover Losses from Morgan Stanley Broker William May?

Posted on Monday, March 22nd, 2021 at 6:26 pm    

There are options for customers of Morgan Stanley broker William May (CRD# 1254424) who suffered investment losses. May has been registered with Morgan Stanley in Alpharetta, Georgia since 2009.  May has been the subject of one customer complaint, according to his CRD report: December 2020. “Client alleges, inter alia, failure to follow instructions with respect… Read More

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Erez Law Investigates Stifel, Nicolaus & Company, Incorporated Broker Randall Minas

Posted on Wednesday, January 6th, 2021 at 12:46 am    

Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker Randall Minas (CRD# 821449)? Minas has been registered with Stifel, Nicolaus & Company, Incorporated in Crown Point, Indiana since 2017.  Minas has been the subject of six customer complaints between 2003 and 2020, according to his CRD report. The most recent complaint is… Read More

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Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker John Gatto Investment Loss Options

Posted on Tuesday, January 5th, 2021 at 11:56 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Gatto (CRD# 1415454). Gatto has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jericho, New York since 2016.  Gatto has been the subject of eight customer… Read More

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Independent Financial Group, LLC Broker James Flanagan Investment Loss Options

Posted on Wednesday, July 8th, 2020 at 3:14 pm    

There are options for clients who suffered investment losses due to recommendations by Independent Financial Group, LLC broker James Flanagan (CRD# 1812317). Flanagan has been registered with Independent Financial Group, LLC in Downers Grove, Illinois since 2010.  Flanagan has been the subject of two customer complaints between 2009 and 2020, according to his CRD report.… Read More

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Notice to Clients of Former Assets Advisory, LLC Broker Michael Boothe

Posted on Monday, February 24th, 2020 at 9:03 pm    

Erez Law is currently investigating former International Assets Advisory, LLC broker Michael Boothe (CRD# 2160227) regarding allegations of investment losses. Boothe was with International Assets Advisory, LLC in Ft. Lauderdale, Florida from 2014 to 2018 and previously with IAA Financial LLC in Delray Beach, Florida from 2009 to 2015. Boothe has been the subject of… Read More

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Western International Securities, Inc. Broker Doron Kochavi Faces $4 Million Customer Complaint

Posted on Sunday, January 5th, 2020 at 8:29 pm    

Western International Securities, Inc. broker Doron Kochavi (CRD# 1011155) faces a $4 million customer complaint for breach of fiduciary duty related to investments in stocks. Kochavi has been registered with Western International Securities, Inc. in Pasadena, California since 2015. Previously, Kochavi was registered with UBS Financial Services Inc. in Century City, California from 2012 to… Read More

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