Securities Violations

Former Oppenheimer & Co. Inc. Financial Advisor Leslie Flaum Has Two Pending $1 Million-Plus Customer Complaints

Posted on Monday, February 12th, 2018 at 12:29 pm    

Were you a victim of former Oppenheimer & Co. Inc. financial advisor Leslie Flaum (CRD# 1369557) regarding unsuitable recommendations and other securities violations? Flaum was registered with Oppenheimer & Co. Inc. in Melville, New York from 1994 to August 2017. Flaum is not currently registered with any brokerage firm. Flaum has been the subject of […]

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How to Bring a Claim Against Planmember Securities Corporation Financial Advisor Raymond Menna

Posted on Monday, February 12th, 2018 at 12:22 pm    

Were you the victim of Planmember Securities Corporation financial advisor Raymond Menna (CRD# 1918097) who is alleged to engage in unauthorized trading, unsuitable investing and other securities violations? Menna has been registered with Planmember Securities Corporation in Farmingville, New York since 2010. Menna has been the subject of two customer complaints between 2008 and 2017, […]

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Former FSC Securities Corporation Financial Advisor Ralph Adamo Has $4 Million Pending Customer Complaint

Posted on Monday, February 12th, 2018 at 12:18 pm    

Erez Law is currently investigating former FSC Securities Corporation financial advisor Ralph Adamo (CRD# 1624126) regarding securities violations. Adamo was registered with FSC Securities Corporation in Newport Beach, California from 1995 until December 2017, when he was terminated regarding, “Mr. Adamo had an unapproved financial transaction with a firm client.” Adamo has been the subject […]

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