Former OneAmerica Securities, Inc. Broker Dustin Ward Faces Real Estate Investment Loss Comlaints

Erez Law is currently investigating former OneAmerica Securities, Inc. broker Dustin Ward (CRD# 4686912) regarding real estate investment losses. Dustin Ward has been registered with Woodbury Financial Services, Inc. in St. Louis, Missouri since 2019. Previously, Dustin Ward was registered with Questar Asset Management, Inc. in St. Louis, Missouri and with Questar Capital Corporation in… Read More

There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with Securities America, Inc. in San Ramon, California from 2014 to 2020.  Christina Orta Customer Complaint… Read More

There are options for clients of Kalos Capital, Inc. broker Michael Haffling (CRD# 5133150) who suffered investment losses. Michael Haffling has been registered with Kalos Capital, Inc. in Orland Park, Illinois and Western Springs, Illinois since 2013.  Michael Haffling Customer Complaints Michael Haffling has been the subject of five customer complaints between 2020 and 2021,… Read More

Were you the victim of IBN Financial Services, Inc. broker Robert Star (CRD# 3235830)? Robert Star has been registered with IBN Financial Services, Inc. in Bluffton, South Carolina since 2017.  Robert Star Faces Customer Complaints Robert Star has been the subject of three customer complaints between 2001 and 2020, according to his CRD report. The… Read More

Can I recover losses from investments with former Voya Financial Advisors, Inc. broker Ronan Gaudario (CRD# 2494459)? Ronan Gaudario was registered with Voya Financial Advisors, Inc. in Burlingame, California from 2009 to 2017. In 1995, Ronan Gaudario was terminated from Smith Barney in New York, New York regarding, “sending unauthorized correspondence to a former co-worker;… Read More

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Voya Financial Advisors, Inc. broker Danny Young (CRD# 4115155). Young has been registered with Cetera Advisor Networks LLC in Lake City, Florida since June 2021. Previously, Young was registered with Voya Financial Advisors, Inc. in Adel, Georgia… Read More

Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered with Triad Advisors LLC in Reno, Nevada from 2009 to 2018. Cooke has been the… Read More

Were you the victim of former Joseph Gunnar & Co., LLC broker Matthew Gates (CRD# 4727945)? Gates has been registered with Worden Capital Management LLC in New York, New York since 2020. Previously, Gates was registered with Joseph Gunnar & Co., LLC in New York, New York from 2016 to 2020, when he was terminated… Read More

Erez Law is currently investigating former Sigma Financial Corporation broker Clark Harris (CRD# 2730928) regarding real estate investment losses. Harris has been registered with Aurora Securities in Troy, Michigan since 2021. Previously, Harris was registered with SPC in Bloomfield Hills, Michigan from 2009 to 2021 and with Sigma Financial Corporation in Bloomfield Hills, Michigan from… Read More

Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. Travascio has been registered with LPL Financial LLC in Hurst, Texas from 1999 to 2018. Travascio has been the subject of five customer complaints between 2010 and 2020, one of which was withdrawn and one… Read More