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National Investment Fraud Lawyers

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Former G.F. Investment Services, LLC Broker Christopher Hobart Recovery Loss Options

Former G.F. Investment Services, LLC Broker Christopher Hobart Recovery Loss Options

Posted on Monday, June 7th, 2021 at 6:30 pm    

There are options for clients of former G.F. Investment Services, LLC broker Christopher Hobart (CRD# 4469608) who suffered investment losses. Hobart was registered with G.F. Investment Services, LLC in Charlotte, North Carolina from 2015 to 2019. Hobart has been the subject of three customer complaints in 2020, one of which was denied, according to his… Read More

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Options for Clients of Ausdal Financial Partners, Inc. Broker Kurt Baldry Who Suffered Investment Losses

Posted on Monday, May 3rd, 2021 at 7:55 pm    

There are options for clients of Ausdal Financial Partners, Inc. broker Kurt Baldry (CRD# 1568930) who suffered investment losses. Baldry has been registered with Ausdal Financial Partners, Inc. in Ostego, Minnesota since 2011.  Baldry has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: January 2021. “Client alleges… Read More

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Options for Clients of Former Primex Broker Wilfredo Felix Jr.

Posted on Tuesday, April 27th, 2021 at 1:18 am    

Erez Law is currently investigating former Primex broker Wilfredo Felix Jr. (CRD# 2693672) regarding unsuitable investment recommendations. Felix was registered with Primex in New York, New York from 2001 to 2020. In December 2020, “Felix was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA… Read More

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Former Berthel, Fisher & Company Financial Services, Inc. Broker Dennis Fearing Investment Loss Options

Posted on Monday, March 22nd, 2021 at 4:22 pm    

There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339) who suffered investment losses. Fearing was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, Minnesota from 2011 to 2021. Fearing has been the subject of two customer complaints between 2004 and 2020, one… Read More

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Real Estate Investment Losses with Centaurus Financial, Inc. Broker William Burks

Posted on Monday, March 1st, 2021 at 7:44 pm    

Erez Law is currently investigating Centaurus Financial, Inc. broker William Burks (CRD# 2944992) regarding real estate investment losses. Burks has been registered with Centaurus Financial, Inc. in Flower Mound, Texas since 2000. Burks has been the subject of eight customer complaints between 2010 and 2020, three of which were denied and one was closed without… Read More

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RealSource Equity Services LLC Investment Loss Options

Posted on Monday, February 1st, 2021 at 9:13 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in RealSource Equity Services LLC. It is alleged that brokers across the country recommended their clients invest in RealSource Equity Services LLC, despite the investment not being suitable for conservative investors who are looking to preserve their income or generate income.… Read More

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Berthel, Fisher & Company Financial Services, Inc. Broker Robyn Simons

Posted on Monday, February 1st, 2021 at 9:01 pm    

Were you the victim of Berthel, Fisher & Company Financial Services, Inc. broker Robyn Simons (CRD# 1538638)? Simons was registered with Berthel, Fisher & Company Financial Services, Inc. in Layton, Utah from 2008 to 2017.  Simons has been the subject of two customer complaints between 2016 and 2019, according to his CRD report: November 2020.… Read More

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Former LPL Financial LLC Broker Joe Franklin Investment Loss Options

Posted on Monday, February 1st, 2021 at 8:44 pm    

Erez Law is currently investigating former LPL Financial LLC broker Joe Franklin (CRD# 2673133) regarding investment losses. Franklin was registered with LPL Financial LLC in Hixson, Tennessee from 2010 to April 2020. Franklin has been the subject of three customer complaints between 2007 and 2020, two of which were denied, according to his CRD report:… Read More

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Options for Clients of Former NPB Financial Group, LLC Broker Cynthia Cowden

Posted on Tuesday, January 12th, 2021 at 9:12 pm    

Were you the victim of former NPB Financial Group, LLC broker Cynthia Cowden (CRD# 2054676)? Cowden was registered with NPB Financial Group, LLC in Lake Isabella, California from 2013 to 2020. In October 2020, FINRA barred Cowden after she “consented to the sanction and to the entry of findings that she recommended unsuitable high risk,… Read More

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Investigation of Former H. Beck, Inc. Broker Carolyn Valentine

Posted on Tuesday, November 24th, 2020 at 8:28 pm    

Former H. Beck, Inc. broker Carolyn Valentine (CRD# 2532412) faces a complaint for real estate investment losses. Valentine has been registered with Cambridge Investment Research, Inc. in Canton, Ohio since 2019. Previously, Valentine was registered with H. Beck, Inc. in Canton, Ohio from 1997 to 2019. Valentine has been the subject of one customer complaint,… Read More

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