Erez Law Investigates Former Joseph Gunnar & Co., LLC Broker Matthew Gates

Were you the victim of former Joseph Gunnar & Co., LLC broker Matthew Gates (CRD# 4727945)? Gates has been registered with Worden Capital Management LLC in New York, New York since 2020. Previously, Gates was registered with Joseph Gunnar & Co., LLC in New York, New York from 2016 to 2020, when he was terminated… Read More

Erez Law is currently investigating former Sigma Financial Corporation broker Clark Harris (CRD# 2730928) regarding real estate investment losses. Harris has been registered with Aurora Securities in Troy, Michigan since 2021. Previously, Harris was registered with SPC in Bloomfield Hills, Michigan from 2009 to 2021 and with Sigma Financial Corporation in Bloomfield Hills, Michigan from… Read More

Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. Travascio has been registered with LPL Financial LLC in Hurst, Texas from 1999 to 2018. Travascio has been the subject of five customer complaints between 2010 and 2020, one of which was withdrawn and one… Read More

There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564).  Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered with LPL Financial LLC in Largo, Florida from 2002 to 2016. Bob Hartland has been… Read More

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). Ramos has been registered with Centaurus Financial, Inc. in Downey, California since 2011.  Ramos has been the subject of four customer complaints between 2003 and 2021, two of which were… Read More

Erez Law is currently investigating former Centaurus Financial, Inc. broker Robert Horning (CRD# 2311640) regarding real estate securities losses. Horning has been registered with McDermott Investment Services, LLC in Los Angeles, California since 2017. Previously, Horning was registered with Centaurus Financial, Inc. in Los Angeles, California from 2011 to 2017. Horning has been the subject… Read More

Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006.  Miller has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: April 2021. “Breach of fiduciary duty, negligence &… Read More

There are options for customers of former Voya Financial Advisors, Inc. broker Ronald Metcalf Jr. (CRD# 1280602) who suffered investment losses. Metcalf has been registered with Cetera Advisor Networks LLC in Greenville, South Carolina since June 2021. Previously, Metcalf was registered with Voya Financial Advisors, Inc. in Greenville, South Carolina from 2000 to 2021. Metcalf… Read More

Erez Law is currently investigating Royal Alliance Associates, Inc. broker Joseph Faherty (CRD# 2258287) regarding real estate investment losses. Faherty has been registered with Royal Alliance Associates, Inc. in Old Tappan, New Jersey since 2005.  Faherty has been the subject of two customer complaints between 2016 and 2021, one of which was denied, according to… Read More

There are options for clients of Ausdal Financial Partners, Inc. broker Kurt Baldry (CRD# 1568930) who suffered investment losses. Baldry has been registered with Ausdal Financial Partners, Inc. in Ostego, Minnesota since 2011.  Baldry has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: January 2021. “Client alleges… Read More