Posted on Monday, March 1st, 2021 at 7:44 pm
Erez Law is currently investigating Centaurus Financial, Inc. broker William Burks (CRD# 2944992) regarding real estate investment losses. Burks has been registered with Centaurus Financial, Inc. in Flower Mound, Texas since 2000. Burks has been the subject of eight customer complaints between 2010 and 2020, three of which were denied and one was closed without… Read More
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Posted on Monday, February 1st, 2021 at 9:13 pm
Erez Law is currently investigating brokers across the country who recommended their clients invest in RealSource Equity Services LLC. It is alleged that brokers across the country recommended their clients invest in RealSource Equity Services LLC, despite the investment not being suitable for conservative investors who are looking to preserve their income or generate income.… Read More
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Posted on Monday, February 1st, 2021 at 9:01 pm
Were you the victim of Berthel, Fisher & Company Financial Services, Inc. broker Robyn Simons (CRD# 1538638)? Simons was registered with Berthel, Fisher & Company Financial Services, Inc. in Layton, Utah from 2008 to 2017. Simons has been the subject of two customer complaints between 2016 and 2019, according to his CRD report: November 2020.… Read More
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Posted on Monday, February 1st, 2021 at 8:44 pm
Erez Law is currently investigating former LPL Financial LLC broker Joe Franklin (CRD# 2673133) regarding investment losses. Franklin was registered with LPL Financial LLC in Hixson, Tennessee from 2010 to April 2020. Franklin has been the subject of three customer complaints between 2007 and 2020, two of which were denied, according to his CRD report:… Read More
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Posted on Tuesday, January 12th, 2021 at 9:12 pm
Were you the victim of former NPB Financial Group, LLC broker Cynthia Cowden (CRD# 2054676)? Cowden was registered with NPB Financial Group, LLC in Lake Isabella, California from 2013 to 2020. In October 2020, FINRA barred Cowden after she “consented to the sanction and to the entry of findings that she recommended unsuitable high risk,… Read More
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Posted on Tuesday, November 24th, 2020 at 8:28 pm
Former H. Beck, Inc. broker Carolyn Valentine (CRD# 2532412) faces a complaint for real estate investment losses. Valentine has been registered with Cambridge Investment Research, Inc. in Canton, Ohio since 2019. Previously, Valentine was registered with H. Beck, Inc. in Canton, Ohio from 1997 to 2019. Valentine has been the subject of one customer complaint,… Read More
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Posted on Monday, November 9th, 2020 at 11:21 pm
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Tatyana Moyseevna (CRD# 2288860) regarding real estate investment losses. Moyseevna has been registered with Independent Financial Group, LLC in Columbia, Maryland and Plantation, Florida since 2017. Previously, Moyseevna was registered with Cl Wealth Management LLC in Columbia, Maryland from 2015 to 2017 and with… Read More
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