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National Investment Fraud Lawyers

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How to Bring a Claim Against D.H. Hill Securities, LLLP Financial Advisor Charles Stevens

How to Bring a Claim Against D.H. Hill Securities, LLLP Financial Advisor Charles Stevens

Posted on Tuesday, July 24th, 2018 at 1:54 pm    

There are options for customers of former D.H. Hill Securities, LLLP broker Charles Stevens (CRD# 1698058) who suffered investment losses. Stevens was registered with D.H. Hill Securities, LLLP in St. Augustine, Florida from 2006 to 2020. In December 2020, FINRA named Stevens in a complaint that alleged that he, “willfully failed to amend his Form… Read More

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SEC Orders Two Texas REITs to Pay $8.2 Million for Misleading Investors About Distribution Payments

Posted on Wednesday, July 18th, 2018 at 6:02 pm    

In July 2018, the Securities and Exchange Commission (SEC) charged two real estate investment (REIT) funds, which are among those in Texas-based United Development Funding (UDF), and four executives and ordered them to pay $8.2 million in fines and payments to investors for failing to disclose that it could not meet its distribution payments. The… Read More

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Investigation of Lincoln Financial Advisors Corporation Financial Advisor Philip Moshier

Posted on Wednesday, July 18th, 2018 at 12:45 pm    

Erez Law is currently investigating Lincoln Financial Advisors Corporation financial advisor Philip Moshier (CRD# 853169) regarding unsuitable, highly risky, over-concentrated, and illiquid investments involving a real estate investment trust (REIT). REITs are companies that own, operate or finance income-producing real estate. REITs often trades on major exchanges like other securities and provide investors with a… Read More

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Did You Suffer Losses from LPL Financial LLC Regarding REIT and BDC Investments?

Posted on Wednesday, November 8th, 2017 at 3:50 pm    

Erez Law is currently investigating LPL Financial LLC financial advisors across the country regarding excessive amounts of alternative investments in client portfolios. In October 2017, the State of New Jersey, Bureau of Securities fined LPL Financial LLC $950,000 and ordered the firm to pay $25,000 to a state investor education fund over REIT and BDC… Read More

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Did you Lose money with Purshe Kaplan Sterling Investments Financial Advisor Gopi Krishna Vungarala?

Posted on Monday, March 27th, 2017 at 1:36 pm    

Erez Law is currently investigating Purshe Kaplan Sterling Investments financial advisor Gopi Krishna Vungarala regarding excessive sales charges on the purchase of non-traded Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs). Vungarala was registered with Purshe Kaplan Sterling Investments in Midland, Michigan from 2007 to 2017 before he was terminated by the firm… Read More

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