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National Investment Fraud Lawyers

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How Investors Can Sue Former IBN Financial Services, Inc. Broker Anthony Diaz for Over Concentration of Investments

How Investors Can Sue Former IBN Financial Services, Inc. Broker Anthony Diaz for Over Concentration of Investments

Posted on Monday, August 13th, 2018 at 2:32 pm    

Former IBN Financial Services, Inc. financial advisor Anthony Diaz (CRD# 4131948) is alleged to engage in unauthorized trades and over concentrate customer accounts. Diaz was registered with IBN Financial Services, Inc. in Scotrun, Pennsylvania from 2012 to 2015. Previously, he was registered with Sandlapper Securities, LLC in Scotrun, Pennsylvania from March to September 2012, when… Read More

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Did You Lose Money Investing in REITs with Former Ameritas Investment Corp. Financial Advisor Michael Arteca?

Posted on Monday, August 13th, 2018 at 1:46 pm    

Erez Law is currently investigating former Ameritas Investment Corp. financial advisor Michael Arteca (CRD# 4550695) regarding investment losses due to real estate investment trusts (REITs). Arteca has been registered with Pruco Securities, LLC in Uniondale, New York since September 2017. Previously, he was registered with Ameritas Investment Corp. in Matawan, New Jersey from 2010 to… Read More

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How to Bring a Claim Against D.H. Hill Securities, LLLP Financial Advisor Charles Stevens

Posted on Tuesday, July 24th, 2018 at 1:54 pm    

There are options for customers of D.H. Hill Securities, LLLP broker Charles Stevens (CRD# 1698058) who suffered investment losses. Stevens was registered with D.H. Hill Securities, LLLP in St. Augustine, Florida from 2006 to February 2020 Stevens has been the subject of five customer complaints between 2003 and 2018, according to his CRD report. The… Read More

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SEC Orders Two Texas REITs to Pay $8.2 Million for Misleading Investors About Distribution Payments

Posted on Wednesday, July 18th, 2018 at 6:02 pm    

In July 2018, the Securities and Exchange Commission (SEC) charged two real estate investment (REIT) funds, which are among those in Texas-based United Development Funding (UDF), and four executives and ordered them to pay $8.2 million in fines and payments to investors for failing to disclose that it could not meet its distribution payments. The… Read More

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Investigation of Lincoln Financial Advisors Corporation Financial Advisor Philip Moshier

Posted on Wednesday, July 18th, 2018 at 12:45 pm    

Erez Law is currently investigating Lincoln Financial Advisors Corporation financial advisor Philip Moshier (CRD# 853169) regarding unsuitable, highly risky, over-concentrated, and illiquid investments involving a real estate investment trust (REIT). REITs are companies that own, operate or finance income-producing real estate. REITs often trades on major exchanges like other securities and provide investors with a… Read More

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Did You Lose Money Investing in REITs with Former Newbridge Securities Corporation Financial Advisor Austin Dutton Jr.?

Posted on Wednesday, February 21st, 2018 at 9:23 am    

Erez Law is currently investigating former Newbridge Securities Corporation broker Austin Dutton Jr. (CRD# 2739167) regarding unsuitable recommendations. Austin has been registered with American Trust Investment Services, Inc. in Los Angeles, California since May 2020. Previously, Dutton was registered with the following brokerage firms: Primex in New York, New York from 2019 to 2020 Sandlapper… Read More

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Did You Suffer Losses from LPL Financial LLC Regarding REIT and BDC Investments?

Posted on Wednesday, November 8th, 2017 at 3:50 pm    

Erez Law is currently investigating LPL Financial LLC financial advisors across the country regarding excessive amounts of alternative investments in client portfolios. In October 2017, the State of New Jersey, Bureau of Securities fined LPL Financial LLC $950,000 and ordered the firm to pay $25,000 to a state investor education fund over REIT and BDC… Read More

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Did you Lose money with Purshe Kaplan Sterling Investments Financial Advisor Gopi Krishna Vungarala?

Posted on Monday, March 27th, 2017 at 1:36 pm    

Erez Law is currently investigating Purshe Kaplan Sterling Investments financial advisor Gopi Krishna Vungarala regarding excessive sales charges on the purchase of non-traded Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs). Vungarala was registered with Purshe Kaplan Sterling Investments in Midland, Michigan from 2007 to 2017 before he was terminated by the firm… Read More

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