Real Estate Investment Trusts

Northstar Healthcare Income Inc. Investment Losses with LPL Financial LLC Broker Enrique Lopez

Posted on Wednesday, January 22nd, 2020 at 9:43 pm    

According to public records, a former client of Enrique Lopez (CRD# 2209385) filed a FINRA complaint against LPL Financial LLC for Northstar Healthcare Income REIT (real estate investment trust) and other REIT losses. It is alleged that LPL Financial LLC failed to inform its former client of the risks associated with investing in the REITs […]

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Independent Financial Group, LLC Broker Jeffrey Nesseth REIT Losses

Posted on Friday, January 3rd, 2020 at 12:22 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Jeffrey Nesseth (CRD# 1983482) regarding unsuitable real estate investment trust (REIT) losses. Nesseth has been registered with Independent Financial Group, LLC in Plano, Texas since 2011. REITs are types of companies that own or finance income-producing real estate, typically across a range of property sectors. […]

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Non-Traded REIT and Energy Sector Losses with Former Concorde Investment Services, LLC broker Michele Boyer

Posted on Thursday, December 19th, 2019 at 10:24 am    

Erez Law is currently investigating former Concorde Investment Services, LLC broker Michele Boyer (CRD# 5046676) regarding non-traded real estate investment trust (REIT) and energy sector losses. Boyer was registered with Capital Financial Services, Inc. in Lakewood, Colorado from 2016 to 2017 and previously with Concorde Investment Services, LLC in Parker, Colorado from 2014 to 2016. […]

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Former LPL Financial LLC Client Wins FINRA Arbitration for $1.6 Million for Non-Traded REIT Losses

Posted on Tuesday, December 3rd, 2019 at 3:15 pm    

In November 2019, a former client of LPL Financial LLC won an award in a FINRA arbitration for compensatory damages for $864,839.70, $340,000 in attorneys’ fees, and $350,000 in damages for losses sustained from non-traded REITs losses. The investors were clients of financial advisors Yvonne Silguero (CRD# 3211495), Ismael Retana (CRD# 3250007), and Enrique Lopez […]

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Investor Alert: Former Securities Service Network, LLC Broker Adam Lunceford REIT Losses

Posted on Wednesday, October 30th, 2019 at 9:57 am    

Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints about non-traded real estate investment trusts (REITs). Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona since 2013. Previously, Securities Service Network, LLC was registered with Securities Service Network, Inc. in Scottsdale, Arizona from 2010 to 2013. A REIT is […]

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Erez Law Files Claim for REIT Losses Against Axa Advisors, LLC

Posted on Monday, October 21st, 2019 at 2:11 pm    

Erez Law recently filed a FINRA arbitration against Axa Advisors, LLC for unsuitable real estate investment trust (REIT) losses amongst other things. The Erez Law client alleges that Gloria Barbier (CRD #5719709) and Kevin Dooley (CRD #2513153) mismanaged her investments. Barbier has been registered with Axa Advisors, LLC in Miami, Florida since 2009. Dooley has […]

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Erez Law Files Claim Against Axa Advisors, LLC Broker Andrew Krakauer for Corporate Capital Trust, Inc. and Northstar Real Estate Income Trust II Losses

Posted on Wednesday, October 16th, 2019 at 9:18 am    

Erez Law recently filed a FINRA arbitration against Axa Advisors, LLC for losses due to unsuitable investments in Corporate Capital Trust, Inc. and Northstar Real Estate Income Trust II. The customers were clients of Andrew Krakauer (CRD #1613159), who has been a registered representative of Axa Advisors, LLC in Woodbury, New York since 1987. The […]

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Independent Financial Group, LLC Broker Shimshon Plotkin Accused of Over-Concentration in Alternative Investments

Posted on Tuesday, October 8th, 2019 at 7:34 am    

Were you the victim of Independent Financial Group, LLC broker Shimshon Plotkin (CRD# 2431863)? Plotkin has been registered with Independent Financial Group, LLC in Chevy Chase, Maryland since 2011. Plotkin has been the subject of eight customer complaints between 2001 and 2019, three of which were denied, according to his CRD report. Recent cases are […]

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Investor Alert: Former Voya Financial Advisors, Inc. Broker James Flynn Alleged to Recommend Unsuitable REITs and Illiquid Investments

Posted on Tuesday, October 1st, 2019 at 1:54 pm    

Did former Voya Financial Advisors, Inc. broker James Flynn (CRD# 3082615) recommend you unsuitable real estate investment trusts (REITs) and illiquid investments? Flynn was registered with IFS Securities in Greenville, South Carolina from February 2017 to February 2018, when he was terminated regarding, “Client alleges trading ahead of authorization.” Previously, Flynn was registered with Voya […]

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Lightstone Real Estate Income Trust, Inc. Investment Losses

Posted on Monday, September 23rd, 2019 at 8:47 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Lightstone Real Estate Income Trust (REIT). Lightstone Real Estate Income Trust was offered by Lightstone Capital Markets, a highly-regarded and diversified real estate company in New York City that was established in 1988. Lightstone Capital Markets is one of the […]

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