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LPL Financial LLC Broker Patrick Naughton Investment Losses

LPL Financial LLC Broker Patrick Naughton Investment Losses

Posted on Monday, July 19th, 2021 at 6:30 pm    

Were you the victim of LPL Financial LLC broker Patrick Naughton (CRD# 2180840)? Naughton has been registered with LPL Financial LLC in Waterbury, Connecticut since 2011.  Naughton has been the subject of two customer complaints between 2008 and 2020, according to his CRD report. The most recent complaint is regarding:  December 2020. “Alleges that his… Read More

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How to Bring a Claim Against Kalos Capital, Inc. Broker Curvin Miller IV

Posted on Monday, July 19th, 2021 at 4:22 pm    

Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006.  Miller has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: April 2021. “Breach of fiduciary duty, negligence &… Read More

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Options for Clients of Former H. Beck, Inc Broker William Young

Posted on Tuesday, July 13th, 2021 at 11:18 am    

Were you the victim of former H. Beck, Inc. broker William Young (CRD# 4787488)? Young has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2018. Previously, Young was registered with Niagara International Capital Limited in New York, New York from 2017 to 2018 and with H. Beck, Inc. in Bethesda, Maryland from… Read More

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Investigation of Independent Financial Group, LLC Broker Mark Rothstein

Posted on Monday, July 12th, 2021 at 6:31 pm    

Were you the victim of Independent Financial Group, LLC broker Mark Rothstein (CRD# 1084659)? Rothstein has been registered with Independent Financial Group, LLC in El Segundo, California since 2013. Prior to that, Rothstein was registered with Independent Financial Group, LLC in San Diego, California, Purshe Kaplan Sterling Investments in El Segundo, California, Tri-star Financial in… Read More

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Hospitality Investors Trust, Inc. Investment Losses

Posted on Friday, June 25th, 2021 at 7:33 am    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Hospitality Investors Trust Inc., which was previously known as American Realty Capital Hospitality Trust. According to their website, Hospitality Investors Trust, Inc. is a publicly registered non-traded real estate investment trust (REIT) that owns a diversified portfolio of strategically-located hotel… Read More

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Can I Recover Losses from Concorde Investment Services, LLC Broker Mark Huber?

Posted on Thursday, June 24th, 2021 at 4:51 pm    

There are options for customers of Concorde Investment Services, LLC broker Mark Huber (CRD# 5976354) who suffered investment losses. Huber has been registered with Concorde Investment Services, LLC in Racine, Wisconsin since 2012.  Huber has been the subject of two customer complaints in 2020, according to his CRD report: December 2020. “Claim alleges breach of… Read More

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Investment Loss Options for Clients of LPL Financial LLC Broker Brian Gaffney

Posted on Monday, June 14th, 2021 at 6:35 pm    

There are options for clients who suffered investment losses due to recommendations by LPL Financial LLC broker Brian Gaffney (CRD# 1633401). Gaffney has been registered with LPL Financial LLC in Chester, New Jersey since 2000.  Gaffney has been the subject of two customer complaints between 2002 and 2020, one of which was denied, according to… Read More

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Investment Loss Options for Clients of Former H. Beck, Inc. Broker Eric Felsenfeld

Posted on Monday, May 3rd, 2021 at 8:15 pm    

Were you the victim of former H. Beck, Inc. broker Eric Felsenfeld (CRD# 4496689)? Felsenfeld has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2017. Previously, Felsenfeld was registered with Niagara International Capital Limited in New York, New York from 2017 to 2018. Prior to that, Felsenfeld was registered with H. Beck,… Read More

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Steadfast Apartment REIT Investment Loss Options

Posted on Monday, April 12th, 2021 at 6:54 pm    

Did you lose money investing in Steadfast Apartment Real Estate Investment Trust (REIT)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Steadfast Apartment REIT, Inc., a publicly-traded, non-traded REIT that invests in apartment communities across the United States. As of March 2021, “the Company’s board… Read More

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CNL Lifestyle Properties Investment Loss Options with Your MML Investors Services, LLC Broker

Posted on Monday, April 12th, 2021 at 6:37 pm    

Did your MML Investors Services, LLC broker recommend you invest in CNL Lifestyle Properties? If your broker made unsuitable investment recommendations in private non-traded real estate investment trusts (REITs) and caused you to suffer investment losses, Erez Law can help.  According to public records, a former client of MML Investors Services, LLC filed a FINRA… Read More

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