Real Estate Investment Trusts

Former Voya Financial Advisors, Inc. Broker James Flynn Faces Multiple $1 Million-Plus Customer Complaints for Investment Losses

Posted on Friday, August 16th, 2019 at 1:52 pm    

Barred former Voya Financial Advisors, Inc. broker James Flynn (CRD# 3082615) is alleged to recommend unsuitable REITs and illiquid investments. Flynn was registered with IFS Securities in Greenville, South Carolina from February 2017 to February 2018, when he was terminated regarding, “Client alleges trading ahead of authorization.” Previously, he was registered with Voya Financial Advisors, […]

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Berthel, Fisher & Company Financial Services, Inc. Broker Jerry McCutchen, Sr. REIT Losses

Posted on Monday, July 29th, 2019 at 2:54 pm    

Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Jerry McCutchen, Sr. (CRD# 1076678) regarding real estate investment trust (REIT) losses. McCutchen was registered with Berthel, Fisher & Company Financial Services, Inc. in Mobile, Alabama from 2007 to 2014, when he was terminated by the firm. McCutchen is no longer registered […]

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Former Berthel, Fisher & Company Financial Services, Inc. Clients Win FINRA Arbitration for $1.2 Million for REIT Losses

Posted on Monday, July 29th, 2019 at 2:50 pm    

In July 2019, a former client of Berthel, Fisher & Company Financial Services, Inc. won an award in a FINRA arbitration for losses sustained from real estate investment trusts (REIT) losses. The respondents in the case were Jerry McCutchen, Sr. (CRD# 1076678), Thomas Berthel (CRD# 823289), Ronald Brendengen (CRD# 1675332) and Richard Murphy (CRD# 4893748). […]

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NorthStar Healthcare Income REIT Investment Losses with Taylor Capital Management Inc. Broker Michael Pellegrino?

Posted on Wednesday, July 24th, 2019 at 8:44 pm    

Did your broker recommend you over-concentrate your investment portfolio in NorthStar Healthcare Income REIT? Erez Law is currently investigating brokers across the country who recommend their clients invest in NorthStar Healthcare Income Real Estate Investment Trust (REIT), a public, non-traded REIT that was formed to originate, acquire and asset manage equity and debt investments in […]

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NorthStar Healthcare Income REIT Investment Losses

Posted on Monday, June 10th, 2019 at 1:54 pm    

Did your broker recommend you over-concentrate your investment portfolio in NorthStar Healthcare Income REIT? Erez Law is currently investigating financial advisors across the country who recommend their clients invest in NorthStar Healthcare Income Real Estate Investment Trust (REIT), a public, non-traded REIT that was formed to originate, acquire and asset manage equity and debt investments […]

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FSC Securities Corp. Father and Son Financial Advisor Duo Allen McKell and Ryan McKell Accused of Non-Traded REIT Losses

Posted on Thursday, May 23rd, 2019 at 12:22 pm    

Erez Law is currently investigating FSC Securities Corp. financial advisor Allen McKell (CRD# 2494700) and Ryan McKell (CRD# 5386486) regarding investment losses. Allen McKell was registered with FSC Securities Corp. in Valencia, California since from 2013 to 2017. Ryan McKell has been registered with FSC Securities Corp. in Valencia, California since 2014. According to public […]

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NorthStar Healthcare Income REIT Stops Distributions And Investors Face Massive Losses

Posted on Tuesday, May 14th, 2019 at 3:01 pm    

Erez Law is currently investigating financial advisors across the country who recommended their clients invest in NorthStar Healthcare Income Real Estate Investment Trust (REIT), a non-traded REIT that was formed to acquire, originate and asset manage a diversified portfolio of equity, debt and securities investments in healthcare real estate. According to the website, “NorthStar Healthcare […]

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Former Voya Financial Advisors, Inc. Financial Advisor James Flynn REIT Losses

Posted on Tuesday, May 14th, 2019 at 2:49 pm    

Former Voya Financial Advisors, Inc. financial advisor James Flynn (CRD# 3082615) is alleged to recommend unsuitable REITs and illiquid investments. Flynn was registered with IFS Securities in Greenville, South Carolina from February 2017 to February 2018, when he was terminated regarding, “Client alleges trading ahead of authorization.” Previously, he was registered with Voya Financial Advisors, […]

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Former NewBridge Securities Customer Files FINRA Arbitration for GPB Capital Holdings Investment Losses

Posted on Friday, May 3rd, 2019 at 9:21 am    

In March 2019, a former client of NewBridge Securities filed a FINRA arbitration for losses sustained from GPB Capital Holdings offerings. The client was sold units of GPB Automotive Fund, L.P. as well as non-traded real estate investment trusts (REITs) that were issued by American Realty Capital. According to the claim, it is alleged that […]

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Investors Face Major Losses in Uniti Group Inc. Stocks

Posted on Friday, April 12th, 2019 at 12:42 pm    

Erez Law is currently investigating financial advisors across the country who recommended their clients invest in stocks of Uniti Group Inc. It is alleged that brokers from Raymond James and other brokerage firms across the country recommended their clients invest in Uniti. Uniti is a real estate investment trust (REIT) that focuses on the acquisition […]

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