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National Investment Fraud Lawyers

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Investigation of Former Cetera Advisors LLC Broker James McKinney

Investigation of Former Cetera Advisors LLC Broker James McKinney

Posted on Tuesday, September 15th, 2020 at 6:52 pm    

Erez Law is currently investigating former Cetera Advisors LLC broker James McKinney (CRD# 2100850) who suffered investment losses. McKinney was registered with Cetera Advisors LLC in Tulsa, Oklahoma from 2012 to 2019.  In March 2020, FINRA barred McKinney after he was named in a “FINRA complaint alleging that he failed to comply with FINRA requests… Read More

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Were You the Victim of Independent Financial Group, LLC Broker Wenjinn Chang?

Posted on Wednesday, July 1st, 2020 at 8:42 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Wenjinn Chang (CRD# 4536266) regarding unsuitable and over-concentrated investments. Chang has been registered with Independent Financial Group, LLC in Rockville, Maryland since 2012. Chang has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: February 2020. “Alleges investments… Read More

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Ameritas Investment Company, LLC Broker Gary Barth Investment Losses

Posted on Tuesday, May 5th, 2020 at 8:40 pm    

Did you suffer REIT investment losses due to investments with Ameritas Investment Company, LLC broker Gary Barth (CRD# 2466996)? Barth has been registered with Ameritas Investment Company, LLC in Kearney, Nebraska since 1994. Real estate investment trusts (REITs) are companies that own and/or operate income-producing commercial real estate, including office and apartment buildings, warehouses, shopping… Read More

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Options for Clients Who Lost Money Investing in Northstar Real Estate Income Trust (Northstar REIT) or Colony Credit Real Estate Inc. (CLNC)

Posted on Thursday, April 9th, 2020 at 12:12 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Northstar Real Estate Income Trust (Northstar REIT) or Colony Credit Real Estate Inc. (CLNC). It is alleged that brokers recommended their clients invest in Northstar REIT and Colony Credit Real Estate Inc. despite that these investments are not suitable for… Read More

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Were You the Victim of Former Newbridge Securities Corporation Broker Kevin T. Doyle?

Posted on Monday, February 24th, 2020 at 9:13 pm    

There are options for clients of former Newbridge Securities Corporation broker Kevin T. Doyle (CRD# 2189452) who suffered investment losses. Doyle has been registered with Aegis Capital Corp. in Mineola, New York since 2017. Previously, Doyle was registered with National Securities Corporation in Mineola, New York from 2016 to 2017 and with Newbridge Securities Corporation… Read More

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Northstar Healthcare Income Inc. Investment Losses with LPL Financial LLC Broker Enrique Lopez

Posted on Wednesday, January 22nd, 2020 at 9:43 pm    

According to public records, a former client of Enrique Lopez (CRD# 2209385) filed a FINRA complaint against LPL Financial LLC for Northstar Healthcare Income REIT (real estate investment trust) and other REIT losses. It is alleged that LPL Financial LLC failed to inform its former client of the risks associated with investing in the REITs… Read More

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Independent Financial Group, LLC Broker Jeffrey Nesseth REIT Losses

Posted on Friday, January 3rd, 2020 at 12:22 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Jeffrey Nesseth (CRD# 1983482) regarding unsuitable real estate investment trust (REIT) losses. Nesseth has been registered with Independent Financial Group, LLC in Plano, Texas since 2011. REITs are types of companies that own or finance income-producing real estate, typically across a range of property sectors.… Read More

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Non-Traded REIT and Energy Sector Losses with Former Concorde Investment Services, LLC broker Michele Boyer

Posted on Thursday, December 19th, 2019 at 10:24 am    

Erez Law is currently investigating former Concorde Investment Services, LLC broker Michele Boyer (CRD# 5046676) regarding non-traded real estate investment trust (REIT) and energy sector losses. Boyer was registered with Capital Financial Services, Inc. in Lakewood, Colorado from 2016 to 2017 and previously with Concorde Investment Services, LLC in Parker, Colorado from 2014 to 2016.… Read More

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Former LPL Financial LLC Client Wins FINRA Arbitration for $1.6 Million for Non-Traded REIT Losses

Posted on Tuesday, December 3rd, 2019 at 3:15 pm    

In November 2019, a former client of LPL Financial LLC won an award in a FINRA arbitration for compensatory damages for $864,839.70, $340,000 in attorneys’ fees, and $350,000 in damages for losses sustained from non-traded REITs losses. The investors were clients of financial advisors Yvonne Silguero (CRD# 3211495), Ismael Retana (CRD# 3250007), and Enrique Lopez… Read More

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Investor Alert: Former Securities Service Network, LLC Broker Adam Lunceford REIT Losses

Posted on Wednesday, October 30th, 2019 at 9:57 am    

Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints about non-traded real estate investment trusts (REITs). Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona since 2013. Previously, Lunceford was registered with Securities Service Network, Inc. in Scottsdale, Arizona from 2010 to 2013. A REIT is a company, modeled… Read More

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