Real Estate Investment Trusts

Erez Law Files Claim for REIT Losses Against Axa Advisors, LLC

Posted on Monday, October 21st, 2019 at 2:11 pm    

Erez Law recently filed a FINRA arbitration against Axa Advisors, LLC for unsuitable real estate investment trust (REIT) losses amongst other things. The Erez Law client alleges that Gloria Barbier (CRD #5719709) and Kevin Dooley (CRD #2513153) mismanaged her investments. Barbier has been registered with Axa Advisors, LLC in Miami, Florida since 2009. Dooley has […]

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Erez Law Files Claim Against Axa Advisors, LLC Broker Andrew Krakauer for Corporate Capital Trust, Inc. and Northstar Real Estate Income Trust II Losses

Posted on Wednesday, October 16th, 2019 at 9:18 am    

Erez Law recently filed a FINRA arbitration against Axa Advisors, LLC for losses due to unsuitable investments in Corporate Capital Trust, Inc. and Northstar Real Estate Income Trust II. The customers were clients of Andrew Krakauer (CRD #1613159), who has been a registered representative of Axa Advisors, LLC in Woodbury, New York since 1987. The […]

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Independent Financial Group, LLC Broker Shimshon Plotkin Accused of Over-Concentration in Alternative Investments

Posted on Tuesday, October 8th, 2019 at 7:34 am    

Were you the victim of Independent Financial Group, LLC broker Shimshon Plotkin (CRD# 2431863)? Plotkin has been registered with Independent Financial Group, LLC in Chevy Chase, Maryland since 2011. Plotkin has been the subject of eight customer complaints between 2001 and 2019, three of which were denied, according to his CRD report. Recent cases are […]

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Investor Alert: Former Voya Financial Advisors, Inc. Broker James Flynn Alleged to Recommend Unsuitable REITs and Illiquid Investments

Posted on Tuesday, October 1st, 2019 at 1:54 pm    

Did former Voya Financial Advisors, Inc. broker James Flynn (CRD# 3082615) recommend you unsuitable real estate investment trusts (REITs) and illiquid investments? Flynn was registered with IFS Securities in Greenville, South Carolina from February 2017 to February 2018, when he was terminated regarding, “Client alleges trading ahead of authorization.” Previously, Flynn was registered with Voya […]

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Lightstone Real Estate Income Trust, Inc. Investment Losses

Posted on Monday, September 23rd, 2019 at 8:47 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Lightstone Real Estate Income Trust (REIT). Lightstone Real Estate Income Trust was offered by Lightstone Capital Markets, a highly-regarded and diversified real estate company in New York City that was established in 1988. Lightstone Capital Markets is one of the […]

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Hospitality Investors Trust, Inc. Investment Losses

Posted on Monday, September 23rd, 2019 at 8:33 pm    

Erez Law is currently investigating broker across the country who recommended their clients invest in Hospitality Investors Trust Inc., which was previously known as American Realty Capital Hospitality Trust. According to their website, Hospitality Investors Trust, Inc. is a publicly registered non-traded real estate investment trust (REIT) that owns a diversified portfolio of strategically-located hotel […]

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Erez Law Files Claim for Uniti Losses by Raymond James & Associates Broker John Troy Howard

Posted on Monday, September 23rd, 2019 at 8:24 pm    

Erez Law recently filed a FINRA arbitration against Raymond James & Associates, Inc. alleging losses due to unsuitable investment recommendations in Uniti Group Inc. real estate investment trust (REIT). Uniti is a REIT that focuses on the acquisition and construction of mission-critical communications infrastructure such as fiber, wireless towers and ground leases. According to Uniti’s […]

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Former Voya Financial Advisors, Inc. Broker James Flynn Faces Multiple $1 Million-Plus Customer Complaints for Investment Losses

Posted on Friday, August 16th, 2019 at 1:52 pm    

Barred former Voya Financial Advisors, Inc. broker James Flynn (CRD# 3082615) is alleged to recommend unsuitable REITs and illiquid investments. Flynn was registered with IFS Securities in Greenville, South Carolina from February 2017 to February 2018, when he was terminated regarding, “Client alleges trading ahead of authorization.” Previously, he was registered with Voya Financial Advisors, […]

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Berthel, Fisher & Company Financial Services, Inc. Broker Jerry McCutchen, Sr. REIT Losses

Posted on Monday, July 29th, 2019 at 2:54 pm    

Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Jerry McCutchen, Sr. (CRD# 1076678) regarding real estate investment trust (REIT) losses. McCutchen was registered with Berthel, Fisher & Company Financial Services, Inc. in Mobile, Alabama from 2007 to 2014, when he was terminated by the firm. McCutchen is no longer registered […]

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Former Berthel, Fisher & Company Financial Services, Inc. Clients Win FINRA Arbitration for $1.2 Million for REIT Losses

Posted on Monday, July 29th, 2019 at 2:50 pm    

In July 2019, a former client of Berthel, Fisher & Company Financial Services, Inc. won an award in a FINRA arbitration for losses sustained from real estate investment trusts (REIT) losses. The respondents in the case were Jerry McCutchen, Sr. (CRD# 1076678), Thomas Berthel (CRD# 823289), Ronald Brendengen (CRD# 1675332) and Richard Murphy (CRD# 4893748). […]

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