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Options for Clients of Former Hornor, Townsend & Kent, LLC Broker Ryan Fleming Who Suffered Investment Losses

Options for Clients of Former Hornor, Townsend & Kent, LLC Broker Ryan Fleming Who Suffered Investment Losses

Posted on Monday, October 4th, 2021 at 10:33 pm    

Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in Bellevue, Washington from 2007 to 2016. Prior to that, Fleming was registered with Hornor, Townsend… Read More

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The Parking REIT Investment Loss Options

Posted on Monday, September 27th, 2021 at 11:52 pm    

Did you lose money investing in The Parking REIT (Real Estate Investment Trust), Inc.? Public records indicate that The Parking REIT is an illiquid investment that has caused investors to suffer losses of 50-75% of their investment principal. A speculative and high-risk investment, The Parking REIT suspended all cash distributions and stock dividends. Shares of… Read More

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Northland Securities, Inc. Broker James Reynolds Investment Loss Options

Posted on Monday, September 13th, 2021 at 9:48 pm    

Were you the victim of Northland Securities, Inc. broker James Reynolds (CRD# 4408485)? Reynolds has been registered with Northland Securities, Inc. in Minneapolis, Minnesota since 2002.  Reynolds has been the subject of two customer complaints between 2016 and 2021, according to his CRD report: June 2021. “Claimants are stating that non-traded REITS were unsuitable.” The… Read More

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Investment Loss Options for Clients of Former MSI Financial Services, Inc. Broker Richard Mukomela

Posted on Monday, September 13th, 2021 at 9:01 pm    

Erez Law is currently investigating former MSI Financial Services, Inc. broker Richard Mukomela (CRD# 4370556) regarding customer investment losses. Mukomela has been registered with MML Investors Services, LLC in Plymouth, Minnesota since 2017. Previously, Mukomela was registered with MSI Financial Services, Inc. in Minnetonka, Minnesota from 2014 to 2017. Mukomela has been the subject of… Read More

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Vestin Capital, Inc. Owner Michael Shustek Faces SEC Charges for The Parking REIT Losses

Posted on Monday, August 30th, 2021 at 1:47 pm    

Erez Law is currently investigating Vestin Capital, Inc. owner Michael Shustek (CRD# 1200817) regarding real estate investment trust (REITs) losses. Shustek was registered with MVP American Securities in San Diego, California from 2012 to 2018. Prior to that, Shustek was registered with Vestin Capital, Inc. in Las Vegas, Nevada from 1999 to 2006. In July… Read More

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Did You Lose Money Investing in REITs with Former Newbridge Securities Corporation Financial Advisor Austin Dutton Jr.?

Posted on Monday, August 30th, 2021 at 9:23 am    

Erez Law is currently investigating former Newbridge Securities Corporation broker Austin Dutton Jr. (CRD# 2739167) regarding unsuitable recommendations. Austin has been registered with American Trust Investment Services, Inc. in Los Angeles, California since May 2020. Previously, Dutton was registered with the following brokerage firms: Primex in New York, New York from 2019 to 2020 Sandlapper… Read More

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Cetera Investment Services LLC Broker Howard Hsieh Investment Losses

Posted on Monday, August 23rd, 2021 at 2:46 pm    

Can I recover losses from investments with Cetera Investment Services LLC broker Howard Hsieh (CRD# 4947882)? Hsieh has been registered with Cetera Investment Services LLC in Irvine, California since 2013. Hsieh has been the subject of three customer complaints between 2019 and 2021, one of which was denied, according to his CRD report: July 2021.… Read More

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Investigation of Sagepoint Financial, Inc. Broker Andrew Melikidse

Posted on Monday, August 9th, 2021 at 6:37 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Sagepoint Financial, Inc. broker Andrew Melikidse (CRD# 2353534). Melikidse has been registered with Sagepoint Financial, Inc. in Studio City, California since 2005.  Melikidse has been the subject of two customer complaints between 2005 and 201, according to his… Read More

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LPL Financial LLC Broker Patrick Naughton Investment Losses

Posted on Monday, July 19th, 2021 at 6:30 pm    

Were you the victim of LPL Financial LLC broker Patrick Naughton (CRD# 2180840)? Naughton has been registered with LPL Financial LLC in Waterbury, Connecticut since 2011.  Naughton has been the subject of two customer complaints between 2008 and 2020, according to his CRD report. The most recent complaint is regarding:  December 2020. “Alleges that his… Read More

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How to Bring a Claim Against Kalos Capital, Inc. Broker Curvin Miller IV

Posted on Monday, July 19th, 2021 at 4:22 pm    

Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006.  Miller has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: April 2021. “Breach of fiduciary duty, negligence &… Read More

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