Puerto Rico Bonds

Puerto Rico Bond Losses with David Lerner Associates, Inc. Financial Advisor Darren Nomberg?

Posted on Saturday, January 5th, 2019 at 10:19 am    

Erez Law is currently investigating David Lerner Associates, Inc. financial advisor Darren Nomberg (CRD# 5034416) regarding Puerto Rico bond losses. Nomberg has been registered with David Lerner Associates, Inc. in Boca Raton, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto […]

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Puerto Rico Bond Losses With RBC Capital Markets, LLC Financial Advisor Janine Killmer

Posted on Saturday, January 5th, 2019 at 6:56 am    

Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto […]

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Erez Law Wins Again – $698,000 from UBS For Puerto Rico Bond Fund Losses

Posted on Saturday, December 15th, 2018 at 12:29 pm    

In October 2018, a client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $435,623.33 plus 4.75% per annum, $26,936.49 in costs, and $102,000 in attorney fees for losses sustained from investments in proprietary UBS closed-end funds invested in Puerto […]

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Did Herbert J. Sims & Co, Inc. Financial Advisor Robert Sallas Recommend Unsuitable Puerto Rico Bonds?

Posted on Thursday, December 13th, 2018 at 10:02 am    

Herbert J. Sims & Co., Inc. financial advisor Robert Sallas (CRD# 1468194) is accused of unsuitable Puerto Rico bonds recommendations. Sallas has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida since 2002. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Puerto Rico Bond Losses with FMSBonds, Inc. Financial Advisor Cecil Dimond?

Posted on Thursday, December 13th, 2018 at 6:39 am    

Erez Law is currently investigating FMSBonds, Inc. financial advisor Cecil Dimond (CRD# 1133304) regarding Puerto Rico bond losses. Dimond has been registered with FMSBonds, Inc. in North Miami, Florida since 1989. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated […]

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Former Newport Coast Securities, Inc. Client Wins FINRA Arbitration for $816,000 for Puerto Rico Bond Losses

Posted on Thursday, November 29th, 2018 at 9:03 am    

In September 2018, a former client of Newport Coast Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $272,000 and $544,000 in punitive damages for losses sustained from investments in Puerto Rico bonds. The causes of action included unsuitable investments and strategy, breach of regulatory requirements, breach of fiduciary duty, negligence […]

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UBS Financial Services Inc. Financial Advisor José Gabriel Ramirez-Arone Jr. Guilty of More than $1 Million in Improperly Generated Commissions

Posted on Monday, November 19th, 2018 at 1:13 pm    

UBS Financial Services Inc. financial advisor José Gabriel Ramirez-Arone Jr. (CRD# 1519748) pleads guilty to fraudulently obtain and misuse non-purpose credit lines for purchasing securities, resulting in $1,225,500 in improperly generated commissions. Ramirez was registered with UBS Financial Services Inc. in Guaynabo, Puerto Rico and UBS Financial Services Incorporated of Puerto Rico in San Juan, […]

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Former Herbert J. Sims & Co. Inc. Financial Advisor Laurence Greene Investment Losses

Posted on Monday, November 12th, 2018 at 1:44 pm    

Have you suffered losses due to investment recommendations made by former Herbert J. Sims & Co. Inc. financial advisor Laurence Greene (CRD# 604082) regarding unsuitable oil and gas securities and Puerto Rico bond recommendations? Greene has been registered with Herbert J. Sims & Co. Inc. in Ellijay, Georgia from 2002 to January 2018. Greene is […]

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Did Morgan Stanley Financial Advisor James Duffy Recommend Unsuitable Puerto Rico Bonds?

Posted on Thursday, October 25th, 2018 at 11:11 am    

Erez Law is currently investigating Morgan Stanley financial advisor James Duffy (CRD# 1652887) regarding unsuitable Puerto Rico bond recommendations. Duffy has been registered with Morgan Stanley in Riverhead, New York since 2009. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition […]

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Former UBS Financial Services, Inc. and UBS Financial Services, Inc. Client Wins FINRA Arbitration for $19 Million

Posted on Thursday, October 25th, 2018 at 10:12 am    

In October 2018, a former client of UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $14.9 million plus 5% post-award interest, as well as $3.9 million in attorney’s fees, $215,557 in costs, and the $750 filing fee for losses sustained […]

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