Puerto Rico Bonds

The GMS Group, LLC Financial Advisor Paul Mante Puerto Rico Bond Losses

Posted on Saturday, March 16th, 2019 at 10:54 am    

Did you suffer losses due to investments in Puerto Rico bonds with The GMS Group, LLC financial advisor Paul Mante (CRD# 4911949)? Mante has been registered with The GMS Group, LLC in Boca Raton, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Former D.A. Davidson & Co. Client Wins FINRA Arbitration for $950,000 For Puerto Rico Bond and Energy Sector Losses

Posted on Thursday, January 31st, 2019 at 9:29 pm    

In November 2018, a former client of D.A. Davidson & Co. won an award in a FINRA arbitration for compensatory damages for $783,286.94, plus 6% interest, $120,000 in attorney’s fees and $46,865 in costs, and the non-refundable $600 filing fee for losses. The causes of action included fraudulent misrepresentation; fraudulent concealment; negligent misrepresentation; negligence; negligent […]

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Did You Suffer Investment Losses with Oppenheimer & Co. Inc. Financial Advisor Steven Schultz?

Posted on Thursday, January 31st, 2019 at 9:13 pm    

Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Steven Schultz (CRD# 1764802) regarding unsuitable investment recommendations in the high risk energy sector and in Puerto Rico bonds. Schultz has been registered with Oppenheimer & Co. Inc. in Palm Beach Gardens, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies […]

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Puerto Rico Bond Losses Due to Investments with David Lerner Associates, Inc.?

Posted on Saturday, January 5th, 2019 at 10:19 am    

Erez Law is currently investigating David Lerner Associates, Inc. financial advisors who recommended their clients invest in unsuitable Puerto Rico bonds. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated in its debt being downgraded to junk status or speculative (below […]

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Puerto Rico Bond Losses With RBC Capital Markets, LLC Financial Advisor Janine Killmer

Posted on Saturday, January 5th, 2019 at 6:56 am    

Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto […]

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Erez Law Wins Again – $698,000 from UBS For Puerto Rico Bond Fund Losses

Posted on Saturday, December 15th, 2018 at 12:29 pm    

In October 2018, a client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $435,623.33 plus 4.75% per annum, $26,936.49 in costs, and $102,000 in attorney fees for losses sustained from investments in proprietary UBS closed-end funds invested in Puerto […]

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Did Herbert J. Sims & Co, Inc. Financial Advisor Robert Sallas Recommend Unsuitable Puerto Rico Bonds?

Posted on Thursday, December 13th, 2018 at 10:02 am    

Herbert J. Sims & Co., Inc. financial advisor Robert Sallas (CRD# 1468194) is accused of unsuitable Puerto Rico bonds recommendations. Sallas has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida since 2002. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Puerto Rico Bond Losses with FMSBonds, Inc. Financial Advisor Cecil Dimond?

Posted on Thursday, December 13th, 2018 at 6:39 am    

Erez Law is currently investigating FMSBonds, Inc. financial advisor Cecil Dimond (CRD# 1133304) regarding Puerto Rico bond losses. Dimond has been registered with FMSBonds, Inc. in North Miami, Florida since 1989. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated […]

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Former Newport Coast Securities, Inc. Client Wins FINRA Arbitration for $816,000 for Puerto Rico Bond Losses

Posted on Thursday, November 29th, 2018 at 9:03 am    

In September 2018, a former client of Newport Coast Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $272,000 and $544,000 in punitive damages for losses sustained from investments in Puerto Rico bonds. The causes of action included unsuitable investments and strategy, breach of regulatory requirements, breach of fiduciary duty, negligence […]

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UBS Financial Services Inc. Financial Advisor José Gabriel Ramirez-Arone Jr. Guilty of More than $1 Million in Improperly Generated Commissions

Posted on Monday, November 19th, 2018 at 1:13 pm    

UBS Financial Services Inc. financial advisor José Gabriel Ramirez-Arone Jr. (CRD# 1519748) pleads guilty to fraudulently obtain and misuse non-purpose credit lines for purchasing securities, resulting in $1,225,500 in improperly generated commissions. Ramirez was registered with UBS Financial Services Inc. in Guaynabo, Puerto Rico and UBS Financial Services Incorporated of Puerto Rico in San Juan, […]

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