Puerto Rico Bonds

Former UBS Financial Services Inc. Client Wins FINRA Arbitration for $4.42 Million

Posted on Monday, December 2nd, 2019 at 1:49 pm    

In August 2019, a former client of UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. won an award in a FINRA arbitration for compensatory damages for $4.25 million, plus 6.25% per annum, $170,000 in costs, and a $375 filing fee for losses sustained from losses due to investment in Puerto Rico […]

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Former UBS Client Wins FINRA Arbitration for $4.9 Million for Puerto Rico Bond Losses

Posted on Tuesday, August 27th, 2019 at 7:36 pm    

In July 2019, a former client of UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $4,813,161 plus $67,969.40 in costs and a $750 non-refundable portion of the filing fee for losses sustained from Puerto Rico bond investments. Puerto Rico suffers […]

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Next Financial Group, Inc. Broker Charles Doraine Puerto Rico Bonds Losses

Posted on Wednesday, July 24th, 2019 at 9:01 pm    

Did Next Financial Group, Inc. broker Charles Doraine (CRD# 70411) recommend you unsuitable Puerto Rico bonds? Doraine has been registered with Next Financial Group, Inc. in Corpus Christi, Texas since 2007. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated […]

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Former Merrill Lynch Broker Sylvester Knox Investment Losses

Posted on Tuesday, July 9th, 2019 at 3:26 pm    

Erez Law is currently investigating former Merrill Lynch broker Sylvester Knox (CRD# 1625705) regarding investment losses, including Puerto Rico Bonds. Knox was registered with FSC Securities Corporation in Short Hills, New Jersey from January 2017 to August 2018. Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Short Hills, New Jersey […]

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The GMS Group, LLC Financial Advisor Paul Mante Puerto Rico Bond Losses

Posted on Saturday, March 16th, 2019 at 10:54 am    

Did you suffer losses due to investments in Puerto Rico bonds with The GMS Group, LLC financial advisor Paul Mante (CRD# 4911949)? Mante has been registered with The GMS Group, LLC in Boca Raton, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Former D.A. Davidson & Co. Client Wins FINRA Arbitration for $950,000 For Puerto Rico Bond and Energy Sector Losses

Posted on Thursday, January 31st, 2019 at 9:29 pm    

In November 2018, a former client of D.A. Davidson & Co. won an award in a FINRA arbitration for compensatory damages for $783,286.94, plus 6% interest, $120,000 in attorney’s fees and $46,865 in costs, and the non-refundable $600 filing fee for losses. The causes of action included fraudulent misrepresentation; fraudulent concealment; negligent misrepresentation; negligence; negligent […]

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Did You Suffer Investment Losses with Oppenheimer & Co. Inc. Financial Advisor Steven Schultz?

Posted on Thursday, January 31st, 2019 at 9:13 pm    

Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Steven Schultz (CRD# 1764802) regarding unsuitable investment recommendations in the high risk energy sector and in Puerto Rico bonds. Schultz has been registered with Oppenheimer & Co. Inc. in Palm Beach Gardens, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies […]

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Puerto Rico Bond Losses Due to Investments with David Lerner Associates, Inc.?

Posted on Saturday, January 5th, 2019 at 10:19 am    

Erez Law is currently investigating David Lerner Associates, Inc. financial advisors who recommended their clients invest in unsuitable Puerto Rico bonds. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated in its debt being downgraded to junk status or speculative (below […]

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Puerto Rico Bond Losses With RBC Capital Markets, LLC Financial Advisor Janine Killmer

Posted on Saturday, January 5th, 2019 at 6:56 am    

Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto […]

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Erez Law Wins Again – $698,000 from UBS For Puerto Rico Bond Fund Losses

Posted on Saturday, December 15th, 2018 at 12:29 pm    

In October 2018, a client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $435,623.33 plus 4.75% per annum, $26,936.49 in costs, and $102,000 in attorney fees for losses sustained from investments in proprietary UBS closed-end funds invested in Puerto […]

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