Puerto Rico Bonds

Next Financial Group, Inc. Broker Charles Doraine Puerto Rico Bonds Losses

Posted on Wednesday, July 24th, 2019 at 9:01 pm    

Did Next Financial Group, Inc. broker Charles Doraine (CRD# 70411) recommend you unsuitable Puerto Rico bonds? Doraine has been registered with Next Financial Group, Inc. in Corpus Christi, Texas since 2007. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated […]

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Former Merrill Lynch Broker Sylvester Knox Investment Losses

Posted on Tuesday, July 9th, 2019 at 3:26 pm    

Erez Law is currently investigating former Merrill Lynch broker Sylvester Knox (CRD# 1625705) regarding investment losses, including Puerto Rico Bonds. Knox was registered with FSC Securities Corporation in Short Hills, New Jersey from January 2017 to August 2018. Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Short Hills, New Jersey […]

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The GMS Group, LLC Financial Advisor Paul Mante Puerto Rico Bond Losses

Posted on Saturday, March 16th, 2019 at 10:54 am    

Did you suffer losses due to investments in Puerto Rico bonds with The GMS Group, LLC financial advisor Paul Mante (CRD# 4911949)? Mante has been registered with The GMS Group, LLC in Boca Raton, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Former D.A. Davidson & Co. Client Wins FINRA Arbitration for $950,000 For Puerto Rico Bond and Energy Sector Losses

Posted on Thursday, January 31st, 2019 at 9:29 pm    

In November 2018, a former client of D.A. Davidson & Co. won an award in a FINRA arbitration for compensatory damages for $783,286.94, plus 6% interest, $120,000 in attorney’s fees and $46,865 in costs, and the non-refundable $600 filing fee for losses. The causes of action included fraudulent misrepresentation; fraudulent concealment; negligent misrepresentation; negligence; negligent […]

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Did You Suffer Investment Losses with Oppenheimer & Co. Inc. Financial Advisor Steven Schultz?

Posted on Thursday, January 31st, 2019 at 9:13 pm    

Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Steven Schultz (CRD# 1764802) regarding unsuitable investment recommendations in the high risk energy sector and in Puerto Rico bonds. Schultz has been registered with Oppenheimer & Co. Inc. in Palm Beach Gardens, Florida since 2005. Puerto Rico suffers from long-term financial and economic deficiencies […]

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Puerto Rico Bond Losses Due to Investments with David Lerner Associates, Inc.?

Posted on Saturday, January 5th, 2019 at 10:19 am    

Erez Law is currently investigating David Lerner Associates, Inc. financial advisors who recommended their clients invest in unsuitable Puerto Rico bonds. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated in its debt being downgraded to junk status or speculative (below […]

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Puerto Rico Bond Losses With RBC Capital Markets, LLC Financial Advisor Janine Killmer

Posted on Saturday, January 5th, 2019 at 6:56 am    

Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto […]

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Erez Law Wins Again – $698,000 from UBS For Puerto Rico Bond Fund Losses

Posted on Saturday, December 15th, 2018 at 12:29 pm    

In October 2018, a client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $435,623.33 plus 4.75% per annum, $26,936.49 in costs, and $102,000 in attorney fees for losses sustained from investments in proprietary UBS closed-end funds invested in Puerto […]

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Did Herbert J. Sims & Co, Inc. Financial Advisor Robert Sallas Recommend Unsuitable Puerto Rico Bonds?

Posted on Thursday, December 13th, 2018 at 10:02 am    

Herbert J. Sims & Co., Inc. financial advisor Robert Sallas (CRD# 1468194) is accused of unsuitable Puerto Rico bonds recommendations. Sallas has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida since 2002. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration […]

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Puerto Rico Bond Losses with FMSBonds, Inc. Financial Advisor Cecil Dimond?

Posted on Thursday, December 13th, 2018 at 6:39 am    

Erez Law is currently investigating FMSBonds, Inc. financial advisor Cecil Dimond (CRD# 1133304) regarding Puerto Rico bond losses. Dimond has been registered with FMSBonds, Inc. in North Miami, Florida since 1989. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto Rico’s financial condition culminated […]

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