Promissory Notes

Investor Alert: Former Nylife Securities LLC Broker Felix Chu Losses

Posted on Tuesday, April 14th, 2020 at 1:57 pm    

Were you the victim of former Nylife Securities LLC broker Felix Chu (CRD# 2427593)? Chu was registered with Nylife Securities LLC in Pleasant Hill, California from 1994 to 2019. In December 2019, FINRA suspended Chu indefinitely after he failed to respond to FINRA request for information, which will continue until the required information is provided […]

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SEC Files Charges Against Texas Real Estate Developer Over Multi-Million Dollar Scheme

Posted on Tuesday, February 12th, 2019 at 2:57 pm    

In January 2019, The Securities and Exchange Commission (SEC) filed charges against Phillip Carter, a resident of Texas and real estate developer, as well as Bobby Guess (CRD# 1135068) and Richard Tilford and related entities for conducting a multi-million dollar offering fraud. The related entities included: North-Forty Development LLC North Forty Development, LLC Texas Cash […]

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Have You Suffered 1st Global Losses with Financial Advisor Henry Wieniewitz?

Posted on Wednesday, October 17th, 2018 at 5:27 pm    

Erez Law is currently investigating financial advisor Henry Wieniewitz (CRD# 4469542) regarding losses sustained from investments in 1st Global. He also goes by Trae Wieniewitz. Wieniewitz was registered with Taylor Capital Management Inc. in Knoxville, Tennessee from 2010 to January 2016. He has been unregistered with FINRA since that time, but has alleged to have […]

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Former Axiom Capital Management, Inc. Financial Advisor Jennifer Ling Aequitas Promissory Notes Losses

Posted on Wednesday, September 5th, 2018 at 8:26 am    

Did you lose money investing with former Axiom Capital Management, Inc. financial advisor Jennifer Ling (CRD# 3277203) in Aequitas-related promissory notes? Ling has been registered with Axiom Capital Management, Inc. in New York, New York from May 2015 to July 2017. In March 2016, the Securities and Exchange Commission (SEC) filed a complaint against Aequitas […]

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Barred Broker: Former J.P. Turner & Company, L.L.C. financial advisor Christopher Burtraw

Posted on Wednesday, July 11th, 2018 at 5:55 am    

Erez Law is currently investigating former J.P. Turner & Company, L.L.C. financial advisor Christopher Burtraw (CRD# 4670431) regarding participation in a penny stock offering. Burtraw was registered with J.P. Turner & Company, L.L.C. in Lake Wood, Colorado from November 2014 to October 2015 when he was terminated regarding, “Violated firm policy with respect to borrowing […]

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Former Triad Advisors, Inc. Financial Advisor Christopher Thomas Tolmacs Barred by FINRA

Posted on Tuesday, May 9th, 2017 at 5:11 pm    

Erez Law is currently investigating former Triad Advisors, Inc. financial advisor Christopher Thomas Tolmacs (CRD# 4648724) regarding a promissory note scheme. Tolmacs was registered with Triad Advisors, Inc. in Portage, Michigan from 2008 to 2016. FINRA has barred Tolmacs from acting as a broker or otherwise associating with firms that sell securities to the public. […]

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Erez Law Investigating Claims Involving Michael Evangelista and Real Estate-Related Investments in Promissory Notes or Limited Partnership Agreements

Posted on Thursday, February 12th, 2015 at 8:50 am    

Erez Law is investigating claims regarding Michael Christopher Evangelista (CRD #2361644, West Chester, Pennsylvania). Evangelista recently submitted an AWC in which he permanently was barred from association with any FINRA member in any capacity. See FINRA Case #2012035327601. From November 1994 to December 2012, Evangelista was registered with the following FINRA regulated broker-dealers: (1) Capital […]

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