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Options for Clients of Former World Choice Securities, Inc. Broker Thomas Stratton

Options for Clients of Former World Choice Securities, Inc. Broker Thomas Stratton

Posted on Monday, September 13th, 2021 at 9:41 pm    

Were you the victim of former World Choice Securities, Inc. broker Thomas Stratton (CRD# 1646899)? Stratton has been registered with World Choice Securities, Inc. in Melbourne, Florida from 2004 to 2021. In August 2021, FINRA barred Stratton after he “consented to the sanction and to the entry of findings that he refused to provide information… Read More

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Options for Clients of Former Chelsea Financial Services Broker George Warner

Posted on Monday, September 13th, 2021 at 9:32 pm    

Erez Law is currently investigating former Chelsea Financial Services broker George Warner (CRD# 2300570) regarding promissory note losses. Warner was registered with Chelsea Financial Services in Staten Island, New York from 2017 to 2019. Previously, Warner was terminated from NFP Advisor Services in 2014 and LPL Financial LLC in 2013 regarding correcting documents after securing… Read More

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Former CFD Investments, Inc. Broker Dana Vietor Investment Loss Options

Posted on Wednesday, September 8th, 2021 at 9:35 pm    

Erez Law is currently investigating former CFD Investments, Inc. broker Dana Vietor (CRD# 873129) faces multiple customer complaints regarding promissory notes investment losses. Vietor was registered with CFD Investments, Inc. in Dallas, Texas from 2016 to 2018 when he was terminated regarding “Financial Adviser engaged in private securities transactions without providing information to the firm… Read More

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Recovery Loss Options for Clients of Former Cantella & Co., Inc. Broker Clinton Byrd

Posted on Monday, July 26th, 2021 at 8:25 pm    

Can I recover losses from investments with former Cantella & Co., Inc. broker Clinton Byrd (CRD# 4673625)? Byrd was registered with Cantella & Co., Inc. in Tallahassee, Florida from 2007 to 2021, when he was terminated regarding, “Loss of Confidence – failure to report customer complaint related to an Outside Business Activity. Failure to report… Read More

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Former Vision Brokerage Services, LLC Broker Dwight Dykstra Investment Loss Options

Posted on Monday, July 19th, 2021 at 4:20 pm    

Were you the victim of former Vision Brokerage Services, LLC broker Dwight Dykstra (CRD# 1028210)? Dykstra was registered with Vision Brokerage Services, LLC in Maitland, Florida from 2013 to 2019. In October 2020, FINRA was sanctioned to pay $10,000 in civil and administrative penalties and fines and $67,500 in disgorgement and he was suspended for… Read More

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Investigation of Former Fortune Financial Services, Inc. Broker Jonathan Freeze

Posted on Tuesday, October 13th, 2020 at 1:15 am    

Did you lose money investing with former Fortune Financial Services, Inc. broker Jonathan Freeze (CRD# 2642023)? Freeze was registered with Fortune Financial Services, Inc. in Canonsburg, Pennsylvania from 2015 to 2017. Previously, Freeze was registered with Summit Brokerage Services, Inc. in Fredericksburg, Virginia from 2013 to 2015 and with LPL Financial LLC in Fredericksburg, Virginia… Read More

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Investigation of Former Private Client Service Broker Michael Iannarino

Posted on Tuesday, July 14th, 2020 at 2:48 pm    

Erez Law is currently investigating former Private Client Service broker Michael Iannarino (CRD# 1258453) regarding promissory note losses. Iannarino was registered with Stifel, Nicolaus & Company, Incorporated in Columbus, Ohio from August to October 2018, when he was terminated regarding, “FA used time and price discretion to place block trades away from the firm after… Read More

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Former Lincoln Financial Securities Corporation Broker Barry Horowitz Fraud Allegations

Posted on Wednesday, July 24th, 2019 at 8:51 pm    

Former Lincoln Financial Securities Corporation broker Barry Horowitz (CRD# 2651525) faces allegations of client damages in excess of $2.4 million related to promissory note losses. Horowitz was registered with Lincoln Financial Securities Corporation in Glastonbury, Connecticut from 1995 to August 2018.  Horowitz has been the subject of two customer complaints between 2019 and 2020, according… Read More

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SEC Files Charges Against Texas Real Estate Developer Over Multi-Million Dollar Scheme

Posted on Tuesday, February 12th, 2019 at 2:57 pm    

In January 2019, The Securities and Exchange Commission (SEC) filed charges against Phillip Carter, a resident of Texas and real estate developer, as well as Bobby Guess (CRD# 1135068) and Richard Tilford and related entities for conducting a multi-million dollar offering fraud. The related entities included: North-Forty Development LLC North Forty Development, LLC Texas Cash… Read More

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Have You Suffered 1st Global Losses with Financial Advisor Henry Wieniewitz?

Posted on Wednesday, October 17th, 2018 at 5:27 pm    

Erez Law is currently investigating financial advisor Henry Wieniewitz (CRD# 4469542) regarding losses sustained from investments in 1st Global. He also goes by Trae Wieniewitz. Wieniewitz was registered with Taylor Capital Management Inc. in Knoxville, Tennessee from 2010 to January 2016. He has been unregistered with FINRA since that time, but has alleged to have… Read More

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