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Options for Clients of Money Concepts Capital Corp. Broker Christopher Passero

Options for Clients of Money Concepts Capital Corp. Broker Christopher Passero

Posted on Monday, July 19th, 2021 at 4:27 pm    

Were you the victim of Money Concepts Capital Corp. broker Christopher Passero (CRD# 2517681)? Passero has been registered with Money Concepts Capital Corp. in Hurricane, West Virginia since 1998.  Passero has been the subject of four customer complaints between 2010 and 2021, one of which was denied and one was closed without action, according to… Read More

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Erez Law Investigates Sagepoint Financial, Inc. Broker Cynthia Komarek

Posted on Monday, July 12th, 2021 at 6:09 pm    

Did you lose money investing with Sagepoint Financial, Inc. broker Cynthia Komarek (CRD# 1188714)? Komarek has been registered with Sagepoint Financial, Inc. in Barrington, Illinois from 2017 to 2020, when he was terminated regarding, “Registrant admitted to making referrals to an outside asset manager without approval of the BD.” Previously, Komarek was registered with Wells… Read More

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Signature Securities Broker Philip Beviano Jr. Investment Loss Options

Posted on Thursday, June 24th, 2021 at 10:41 pm    

Were you the victim of Signature Securities broker Philip Beviano Jr. (CRD# 2516187)? Beviano has been registered with Signature Securities in Boca Raton, Florida since 2009.  Beviano has been the subject of 11 customer complaints between 2005 and 2021, three of which were denied, according to his CRD report. Recent complaints are regarding:  February 2021.… Read More

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Did Great Point Capital LLC Broker Scott Kemps Recommend You Invest in Unsuitable GPB Capital Holdings Investments?

Posted on Thursday, June 24th, 2021 at 4:43 pm    

Erez Law is currently investigating Great Point Capital LLC broker Scott Kemps (CRD# 1849069), who is accused of recommending unsuitable GPB Capital Holdings investments. Kemps has been registered with Great Point Capital LLC in Melbourne, Florida since 2014 and withBlueskye Investment Advisers, LLC in Orlando, Florida since 2014. In October 2014, the Florida Office of… Read More

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Private Placement Losses with Former Landolt Securities, Inc. Broker Anthony Cottone

Posted on Monday, June 14th, 2021 at 6:57 pm    

Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Cottone (CRD# 4394861) regarding private placement investment losses. Cottone was registered with Landolt Securities, Inc. in Boca Raton, Florida from 2016 to 2017. Previously, Cottone was registered with Financial West Group in Boca Raton, Florida from 2014 to 2016 and with Midamerica Financial Services,… Read More

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Northstar Financial Services (Bermuda) Ltd. Losses with Unionbanc Investment Services, LLC Broker Asako Thompson

Posted on Monday, June 7th, 2021 at 6:47 pm    

Erez Law is currently investigating Unionbanc Investment Services, LLC broker Asako Thompson (CRD# 4828996) who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. Thompson has been registered with Unionbanc Investment Services, LLC in San Jose,… Read More

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Private Securities Investment Losses with Bruderman Brothers LLC Broker Andrew LeBlanc

Posted on Monday, June 7th, 2021 at 6:35 pm    

Erez Law is currently investigating Bruderman Brothers LLC broker Andrew LeBlanc (CRD# 2607117) who was suspended by FINRA for participating in private securities transactions. LeBlanc has been registered with Bruderman Brothers LLC in Saddle Brook, New Jersey since 2017. Previously, LeBlanc was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New… Read More

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Huntleigh Securities Corporation Broker Scott Wolfrum Investment Loss Options

Posted on Wednesday, June 2nd, 2021 at 12:17 am    

Did you lose money investing with Huntleigh Securities Corporation broker Scott Wolfrum (CRD# 2187550)? Wolfrum has been registered with Huntleigh Securities Corporation in Indianapolis, Indiana from 2018 to 2019. Previously, Wolfrum was registered with David A. Noyes & Company in Indianapolis, Indiana from 2013 to 2018.  In March 2021, the Securities and Exchange Commission (SEC)… Read More

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Did Former Hancock Whitney Investment Services Broker Robin Platt Recommend You Invest in Northstar Financial Services (Bermuda) Ltd.?

Posted on Wednesday, June 2nd, 2021 at 12:08 am    

Erez Law is currently investigating Hancock Whitney Investment Services broker Robin Platt (CRD# 2584058), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe.  According to public records, Platt recommended Northstar Financial Services (Bermuda) Ltd. to… Read More

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Did You Lose Money Investing with National Securities Corporation Broker Michael Kokoskie?

Posted on Tuesday, June 1st, 2021 at 11:54 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with National Securities Corporation broker Michael Kokoskie (CRD# 5640421). Kokoskie has been registered with National Securities Corporation in Miami, Florida since 2014.  Kokoskie has been the subject of one customer complaint, according to his CRD report: February 2020. “Suitability.”… Read More

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