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Former Sagepoint Financial, Inc. Broker David Adams Private Placement Investment Losses

Former Sagepoint Financial, Inc. Broker David Adams Private Placement Investment Losses

Posted on Tuesday, January 18th, 2022 at 3:18 pm    

Did former Sagepoint Financial, Inc. broker David Adams (CRD# 1575083) recommended unsuitable investments, including GPB Capital Holdings’ private placements? David Adams has been registered with Ameriprise Financial Services, LLC in Jacksonville, Florida since 2018. Previously, David Adams was registered with Sagepoint Financial, Inc. in Ponte Vedra Beach, Florida from 2008 to 2018. David Adams Customer… Read More

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Were You the Victim of Barred Broker David Volpe?

Posted on Monday, January 3rd, 2022 at 10:34 pm    

There are options for clients of broker David Volpe (CRD# 2543478) who suffered investment losses. David Volpe was registered with First Financial Equity Corporation in Scottsdale, Arizona from January to May 2019, when he was terminated regarding, “Failure to notify firm of private securities transaction involvement and violation of firm policy regarding borrowing funds from… Read More

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Options for Clients of David Lerner Associates, Inc. Broker Jeffrey Basford

Posted on Monday, January 3rd, 2022 at 10:15 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses, including investments in Energy 11. Jeffrey Basford has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 2006. Energy 11, LP is a public non-traded limited partnership that was formed to acquire and develop oil… Read More

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Westpark Capital, Inc. Broker Richard Rappaport Investment Loss Options

Posted on Monday, January 3rd, 2022 at 5:16 pm    

Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999.  In November 2021, FINRA suspended Richard Rappaport for 15 months from any principal capacity and four months in any capacity and was sanctioned him to pay a… Read More

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Former Kalos Capital, Inc. Broker Andrew Topka GPB Capital Holdings Losses

Posted on Monday, January 3rd, 2022 at 5:13 pm    

Erez Law is currently investigating former Kalos Capital, Inc. broker Andrew Topka (CRD# 5070107) who recommended GPB Capital Holdings’ private placements. Andrew Topka was registered with Kalos Capital, Inc. in Mount Pleasant, South Carolina from 2014 to 2018 and with Berthel, Fisher & Company Financial Services, Inc. in Charleston, South Carolina from 2006 to 2014. … Read More

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Future Income Payments, LLC Losses with Former FSC Securities Corporation Broker Brian Pearce

Posted on Wednesday, December 15th, 2021 at 7:28 pm    

Erez Law is currently investigating former FSC Securities Corporation broker Brian Pearce (CRD# 1334784) regarding losses due to investments in Future Income Payments, LLC (FIPs). Brian Pearce was registered with World Equity Group, Inc. in Winter Haven, Florida from 2019 to 2021. Previously, Brian Pearce was registered with Taylor Capital Management Inc. in Winter Haven,… Read More

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Alternative Investment Losses with Alliance Global Partners Broker Peter Schiff

Posted on Monday, November 29th, 2021 at 4:50 pm    

Erez Law is currently investigating A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, Inc.) broker Peter Schiff (CRD# 1759484) regarding private placement investment losses. Peter Schiff has been registered with A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, Inc.) in Newport Beach, California since 1997.  Peter Schiff Faces Customer Complaints for Private Placement… Read More

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Former Triad Advisors, LLC Broker Alan Berger GPB Capital Holdings Losses

Posted on Tuesday, November 23rd, 2021 at 12:47 am    

Did former Triad Advisors, LLC broker Alan Berger (CRD# 702838) recommend you invest in GPB Capital Holdings’ private placements? Alan Berger has been registered with Arkadios Capital in Wall, New Jersey since 2019. Previously, Alan Berger was registered with Triad Advisors, LLC in Wall, New Jersey from 2014 to 2019. GPB Capital Holdings Losses with… Read More

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Former Boustead Securities, LLC Broker Melvin Pirchesky Investment Loss Options

Posted on Monday, October 18th, 2021 at 7:01 pm    

There are options for clients of former Boustead Securities, LLC broker Melvin Pirchesky (CRD# 1143100) who suffered investment losses. Pirchesky has been registered with Weild & Co. in New York, New York since 2019. Previously, Pirchesky was registered with Boustead Securities, LLC in Irvine, California from 2016 to 2019, when he was terminated regarding, “At… Read More

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Private Placement Losses with Former Dinosaur Financial Group, L.L.C. Broker Gerald Brodsky

Posted on Tuesday, October 12th, 2021 at 12:48 am    

Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016. In August 2019, FINRA barred Brodsky after he “consented to the sanction and to the entry of findings that he provided a… Read More

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