Private placements

Kalos Capital, Inc. Broker Darren Kubiak GPB Capital Holdings Losses

Posted on Monday, October 21st, 2019 at 3:28 pm    

Erez Law is currently investigating Kalos Capital, Inc. broker Darren Kubiak (CRD# 1239086) regarding leveraged and inverse exchange traded funds (LIETFs) as well as investment losses due to unsuitable GPC Capital Holdings recommendations. Kubiak has been registered with Kalos Capital, Inc. in Alpharetta, Georgia since 2007. In October 2019, Kubiak was sanctioned to a $5,000 […]

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Did You Lose Money investing with Former Impactive Advisors LLC Broker Christopher Zelesnick?

Posted on Wednesday, October 16th, 2019 at 10:36 am    

Erez Law is currently investigating former Impactive Advisors LLC broker Christopher Zelesnick (CRD# 1257500) regarding investment losses due to private placements. Zelesnick has been registered with Allstate Financial Services, LLC in Elkins Park, Pennsylvania since May 2018. Previously, Zelesnick was registered with LPL Financial LLC in Braintree, Massachusetts from 2014 to 2015 and then with […]

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Former Triad Advisors LLC Broker Stephen Decesare Investment Losses

Posted on Tuesday, October 8th, 2019 at 7:23 am    

Did you suffer investment losses due to investment recommendations by former Triad Advisors LLC broker Stephen Decesare (CRD# 2738353)? Decesare was registered with Triad Advisors LLC in Marlton, New Jersey from 2007 to 2019. Decesare has been the subject of two customer complaints between 2012 and 2019, one of which was denied, according to his […]

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GPB Capital Holdings Losses with Kalos Capital, Inc. Broker Eric Weschke

Posted on Tuesday, October 8th, 2019 at 7:20 am    

Erez Law is currently investigating Kalos Capital, Inc. broker Eric Weschke (CRD# 2486324) regarding GPB Capital Holdings losses. Weschke has been registered with Kalos Capital, Inc. in Setauket, New York since 2011. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due […]

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Did Your Aegis Capital Corp. Broker Recommend Unsuitable GPB Capital Holdings Investments?

Posted on Monday, September 16th, 2019 at 8:13 pm    

Erez Law is currently investigating Aegis Capital Corp. and its brokers across the country who recommended unsuitable GPB Capital Holdings investments. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due to their nature as unregistered securities offerings (and without regulatory oversight). […]

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GPB Capital Holdings Investment Losses with Concorde Investment Services, LLC Broker Robert Smith?

Posted on Monday, September 16th, 2019 at 7:57 pm    

Erez Law is currently investigating Concorde Investment Services, LLC broker Robert Smith (CRD# 1412333) regarding GPB Capital Holdings investment losses. Smith has been registered with Concorde Investment Services, LLC in Lake Oswego, Oregon since 2011. According to public records, Smith is president of Peregrine Private Capital Corporation, which is a full-service securities group based in […]

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GPB Capital Holdings Losses with Former National Securities Corporation Broker Michael Fasciglione?

Posted on Friday, September 6th, 2019 at 9:56 am    

Former National Securities Corporation broker Michael Fasciglione (CRD# 1806486) is accused of recommending unsuitable GPB Capital Holdings investments. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due to their nature as unregistered securities offerings (and without regulatory oversight). The investment firm […]

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GPB Capital Holdings Faces Class Action Lawsuit For Investor Losses

Posted on Monday, August 12th, 2019 at 2:17 pm    

In August 2019, it was reported that a group of investors GPB Capital Holdings faces a potential class-action lawsuit from disgruntled investors seeking financial information about its funds. The complaint alleges that GPB Capital Holdings breached its fiduciary duty because it has not given its investors annual audited financial statements. GPB Capital Holdings is a […]

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GPB Capital Holdings Losses with Royal Alliance Associates, Inc.?

Posted on Wednesday, August 7th, 2019 at 8:21 pm    

In May 2019, a former client of Royal Alliance Associates, Inc. filed a $1 million FINRA arbitration against the firm on behalf of a former client who allegedly lost money investing in GPB Capital Holdings, according to public records. The claim alleges that Royal Alliance Associates, Inc. concentrated the investor’s money in GPB Capital Holdings, […]

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GPB Capital Holdings Losses with Axiom Capital Management Broker Michael Packman

Posted on Saturday, July 20th, 2019 at 8:03 pm    

Former Axiom Capital Management broker Michael Packman (CRD# 2518120) is alleged to recommend unsuitable investments in GPB Capital Holdings. Packman was registered with Axiom Capital Management, Inc. in Westbury, New York from 2015 to 2018. Previously, Packman was registered with Financial West Group in Syosset, New York from 2014 to 2015 and with J.P. Turner […]

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