Private placements

Did You Lose Money Investing with SagePoint Financial in GPB Capital Holdings?

Posted on Wednesday, December 11th, 2019 at 2:59 pm    

According to public records, a former client of SagePoint Financial filed a $100,000 FINRA arbitration against SagePoint Financial for losses due to investments in GPB Capital Holdings. The elderly investor invested in and concentrated her investment portfolio at the advice of her broker. The investor was told she would be able to take to take […]

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Former Triad Advisors LLC Broker Michael (Mike) Sievert GPB Capital Holdings Losses

Posted on Wednesday, December 11th, 2019 at 2:11 pm    

Erez Law is currently investigating former Triad Advisors LLC broker Michael (Mike) Sievert (CRD# 2127441) regarding GPB Capital Holdings losses. Sievert has been registered with Arkadios Capital in Jacksonville, Florida since February 2018. Previously, Sievert was registered with Triad Advisors LLC in Jacksonville, Florida from 2012 to 2018. GPB Capital Holdings is a New York-based investment […]

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GPB Capital Losses with Coastal Equities, Inc. Broker Luke Johnson

Posted on Tuesday, December 3rd, 2019 at 2:14 pm    

Erez Law is currently investigating Coastal Equities, Inc. broker Luke Johnson (CRD# 3257008) regarding GPB Capital Holdings investment losses. Johnson has been registered with Coastal Equities, Inc. in Scottsdale, Arizona since 2012. Prior to that, Johnson was registered with Carillon Investments, Inc. in Cincinnati, Ohio and with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. […]

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GPB Capital Holdings Losses with Former Kalos Capital, Inc. Broker Frederick Baerenz

Posted on Tuesday, November 12th, 2019 at 10:08 am    

Erez Law is currently investigating Kalos Capital, Inc. broker Frederick Baerenz (CRD# 2388453) who allegedly recommended unsuitable GPB Capital Holdings investments. Baerenz was registered with Kalos Capital, Inc. in Great Falls, Virginia from 2013 to 2017. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high […]

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GPB Capital Holdings Losses with Former Kalos Capital, Inc. broker David Sweat

Posted on Monday, November 11th, 2019 at 8:37 pm    

Former Kalos Capital, Inc. broker David Sweat (CRD# 5502379) is accused of recommending unsuitable GPB Capital Holdings. Sweat has been registered with Kalos Capital, Inc. in Great Falls, Virginia from 2013 to 2017. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk […]

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Kalos Capital, Inc. Broker Darren Kubiak GPB Capital Holdings Losses

Posted on Monday, October 21st, 2019 at 3:28 pm    

Erez Law is currently investigating Kalos Capital, Inc. broker Darren Kubiak (CRD# 1239086) regarding leveraged and inverse exchange traded funds (LIETFs) as well as investment losses due to unsuitable GPC Capital Holdings recommendations. Kubiak has been registered with Kalos Capital, Inc. in Alpharetta, Georgia since 2007. In October 2019, Kubiak was sanctioned to a $5,000 […]

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Did You Lose Money investing with Former Impactive Advisors LLC Broker Christopher Zelesnick?

Posted on Wednesday, October 16th, 2019 at 10:36 am    

Erez Law is currently investigating former Impactive Advisors LLC broker Christopher Zelesnick (CRD# 1257500) regarding investment losses due to private placements. Zelesnick has been registered with Allstate Financial Services, LLC in Elkins Park, Pennsylvania since May 2018. Previously, Zelesnick was registered with LPL Financial LLC in Braintree, Massachusetts from 2014 to 2015 and then with […]

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Former Triad Advisors LLC Broker Stephen Decesare Investment Losses

Posted on Tuesday, October 8th, 2019 at 7:23 am    

Did you suffer investment losses due to investment recommendations by former Triad Advisors LLC broker Stephen Decesare (CRD# 2738353)? Decesare was registered with Triad Advisors LLC in Marlton, New Jersey from 2007 to 2019. Decesare has been the subject of two customer complaints between 2012 and 2019, one of which was denied, according to his […]

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GPB Capital Holdings Losses with Kalos Capital, Inc. Broker Eric Weschke

Posted on Tuesday, October 8th, 2019 at 7:20 am    

Erez Law is currently investigating Kalos Capital, Inc. broker Eric Weschke (CRD# 2486324) regarding GPB Capital Holdings losses. Weschke has been registered with Kalos Capital, Inc. in Setauket, New York since 2011. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due […]

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Did Your Aegis Capital Corp. Broker Recommend Unsuitable GPB Capital Holdings Investments?

Posted on Monday, September 16th, 2019 at 8:13 pm    

Erez Law is currently investigating Aegis Capital Corp. and its brokers across the country who recommended unsuitable GPB Capital Holdings investments. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due to their nature as unregistered securities offerings (and without regulatory oversight). […]

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