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National Investment Fraud Lawyers

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Madison Avenue Securities, LLC Broker Dennis Cirbo GPB Investment Losses

Madison Avenue Securities, LLC Broker Dennis Cirbo GPB Investment Losses

Posted on Tuesday, January 5th, 2021 at 8:52 pm    

Were you the victim of Madison Avenue Securities, LLC broker Dennis Cirbo (CRD# 733633), who is accused of recommending unsuitable GPB Capital Holdings investments? Cirbo has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2011.  GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities. These investments inherently… Read More

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Cetera Advisor Networks LLC Broker Jonathan Bever Private Placement Investment Losses

Posted on Tuesday, November 24th, 2020 at 8:39 pm    

Cetera Advisor Networks LLC broker Jonathan Bever (CRD# 2603856) is accused of private placement investment losses. Bever has been registered with Cetera Advisor Networks LLC in Bellevue, Washington as well as Fulcrum Wealth Advisors, LLC in Bellevue, Washington since 2017.  Bever has been the subject of one customer complaint, according to his CRD report: August… Read More

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Private Placement Investment Losses with National Securities Corporation Broker Vincent Villani

Posted on Wednesday, October 28th, 2020 at 11:17 am    

Erez Law is currently investigating National Securities Corporation broker Vincent Villani (CRD# 4296670) regarding private placement investment losses. Villani has been registered with National Securities Corporation in New York, New York since 2014.  Villani has been the subject of one customer complaint, according to his CRD report: June 2020. “Suitability.” The case is currently pending.… Read More

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GPB Capital Holdings Losses with Former Madison Avenue Securities, LLC Broker Robert Luley Jr.

Posted on Tuesday, October 27th, 2020 at 8:32 pm    

Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments. Luley has been registered with Pruco Securities, LLC in Charlotte, North Carolina since May 2020 and with Prudential Financial Planning Services in Charlotte, North Carolina since June 2020. Previously,… Read More

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Former Paulson Investment Company LLC Broker Jospeh Hain Investment Loss Options

Posted on Monday, October 19th, 2020 at 11:59 pm    

Did you lose money investing with former Paulson Investment Company LLC broker Jospeh Hain (CRD# 4959092)? Hain has been registered with Noble Capital Markets, Inc. in Boca Raton, Florida since 2017. Previously, Hain was registered with Paulson Investment Company LLC in New York, New York from 2016 to 2017. Hain has been the subject of… Read More

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Triad Advisors LLC Broker Lee Duckworth GPB Capital Holdings Investment Loss Options

Posted on Tuesday, September 29th, 2020 at 8:30 pm    

Erez Law is currently investigating Triad Advisors LLC broker Lee Duckworth (CRD# 2097591), who is alleged to recommend unsuitable GPB Capital Holdings investments. Duckworth has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012 and with Capital Wealth Management, LLC in West Warwick, Rhode Island since 2011. GPB Capital Holdings is… Read More

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Investment Loss Options for Clients of Former Royal Alliance Associates, Inc. Broker Frank Mastrosimone

Posted on Wednesday, September 9th, 2020 at 8:04 pm    

Former Royal Alliance Associates, Inc. broker Frank Mastrosimone (CRD# 322615) faces a customer complaint regarding investment losses. Mastrosimone has been registered with Pruco Securities, LLC in Basking Ridge, New Jersey since January 2020 and with Prudential Financial Planning Services in Basking Ridge, New Jersey since February 2020. Previously, Mastrosimone was registered with Royal Alliance Associates,… Read More

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Former Alexander Capital, L.P. Broker Jody Thompson Investment Loss Options

Posted on Wednesday, September 9th, 2020 at 8:02 pm    

Erez Law is currently investigating former Alexander Capital, L.P.  broker Jody Thompson (CRD# 2391190) regarding private equities investment losses. Thompson has been registered with Alexander Capital, L.P. in New York, New York from 2015 to 2019. In March 2020, FINRA suspended Thompson for five months after she,”consented to the sanction and to the entry of… Read More

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National Securities Corporation Broker Mark Cline Suitability Concerns

Posted on Wednesday, August 5th, 2020 at 9:04 pm    

Erez Law is currently investigating National Securities Corporation broker Mark Cline (CRD# 3206962) regarding the suitability of private placement investment recommendations. Cline has been registered with National Securities Corporation in Wildwood, Florida since 2014 and National Asset Management, Inc. in Wildwood, Florida since 2017.  Cline has been the subject of 12 customer complaints in 2019,… Read More

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Former Concorde Investment Services, LLC and Triad Advisors LLC Broker Joseph Michaletz GPB Capital Holdings Investment Loss Options

Posted on Tuesday, July 28th, 2020 at 8:10 pm    

Erez Law is currently investigating former Concorde Investment Services, LLC and Triad Advisors LLC broker Joseph Michaletz (CRD# 1327534) is alleged to recommend unsuitable GPB Capital Holdings investments. Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2018 and with Dai Securities, LLC in Atlanta, Georgia since 2006. Previously, Michaletz was registered… Read More

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