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Private Placement Losses with Former Dinosaur Financial Group, L.L.C. Broker Gerald Brodsky

Private Placement Losses with Former Dinosaur Financial Group, L.L.C. Broker Gerald Brodsky

Posted on Tuesday, October 12th, 2021 at 12:48 am    

Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016. In August 2019, FINRA barred Brodsky after he “consented to the sanction and to the entry of findings that he provided a… Read More

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Former Securities America, Inc. Broker David Zuber Investment Loss Options

Posted on Monday, September 13th, 2021 at 9:15 pm    

Were you the victim of former Securities America, Inc. broker David Zuber (CRD# 3239595)? Zuber was registered with Securities America, Inc. in Lavista, Nebraska from 2011 to 2020, when he was terminated regarding, “Allegations that representative was involved in the offer of private securities investments not approved by the firm.” In April 2021, FINRA barred… Read More

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Were You the Victim of Northwestern Mutual Investment Services, LLC Broker Scott Niekamp?

Posted on Wednesday, September 8th, 2021 at 11:47 pm    

Northwestern Mutual Investment Services, LLC broker Scott Niekamp (CRD# 3277810) who faces multi-million dollar customer complaints for private unregistered securities. Niekamp was registered with Northwestern Mutual Investment Services, LLC in Chesterfield, Missouri from 2000 to 2021 and is currently suspended for three months. According to FINRA, he was sanctioned to pay a $10,000 civil and… Read More

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Former CFD Investments, Inc. Broker Dana Vietor Investment Loss Options

Posted on Wednesday, September 8th, 2021 at 9:35 pm    

Erez Law is currently investigating former CFD Investments, Inc. broker Dana Vietor (CRD# 873129) faces multiple customer complaints regarding promissory notes investment losses. Vietor was registered with CFD Investments, Inc. in Dallas, Texas from 2016 to 2018 when he was terminated regarding “Financial Adviser engaged in private securities transactions without providing information to the firm… Read More

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How to File a Complaint Against Broker Matthew Crafa for Investment Losses for GPB Capital Holdings Losses

Posted on Monday, August 30th, 2021 at 9:31 am    

Erez Law is currently investigating Royal Alliance Associates, Inc. broker Matthew Crafa (CRD# 3114277) who is alleged to have recommended unsuitable investments in GPB Capital Holdings. Crafa has been registered with Royal Alliance Associates, Inc. in Garden City, New York since 2007.  According to public records, a former client of Royal Alliance Associates, Inc. filed… Read More

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Options for Clients of Money Concepts Capital Corp. Broker Christopher Passero

Posted on Monday, July 19th, 2021 at 4:27 pm    

Were you the victim of Money Concepts Capital Corp. broker Christopher Passero (CRD# 2517681)? Passero has been registered with Money Concepts Capital Corp. in Hurricane, West Virginia since 1998.  Passero has been the subject of four customer complaints between 2010 and 2021, one of which was denied and one was closed without action, according to… Read More

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Signature Securities Broker Philip Beviano Jr. Investment Loss Options

Posted on Thursday, June 24th, 2021 at 10:41 pm    

Were you the victim of Signature Securities broker Philip Beviano Jr. (CRD# 2516187)? Beviano has been registered with Signature Securities in Boca Raton, Florida since 2009.  Beviano has been the subject of 11 customer complaints between 2005 and 2021, three of which were denied, according to his CRD report. Recent complaints are regarding:  February 2021.… Read More

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Did Great Point Capital LLC Broker Scott Kemps Recommend You Invest in Unsuitable GPB Capital Holdings Investments?

Posted on Thursday, June 24th, 2021 at 4:43 pm    

Erez Law is currently investigating Great Point Capital LLC broker Scott Kemps (CRD# 1849069), who is accused of recommending unsuitable GPB Capital Holdings investments. Kemps has been registered with Great Point Capital LLC in Melbourne, Florida since 2014 and withBlueskye Investment Advisers, LLC in Orlando, Florida since 2014. In October 2014, the Florida Office of… Read More

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Private Placement Losses with Former Landolt Securities, Inc. Broker Anthony Cottone

Posted on Monday, June 14th, 2021 at 6:57 pm    

Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Cottone (CRD# 4394861) regarding private placement investment losses. Cottone was registered with Landolt Securities, Inc. in Boca Raton, Florida from 2016 to 2017. Previously, Cottone was registered with Financial West Group in Boca Raton, Florida from 2014 to 2016 and with Midamerica Financial Services,… Read More

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Northstar Financial Services (Bermuda) Ltd. Losses with Unionbanc Investment Services, LLC Broker Asako Thompson

Posted on Monday, June 7th, 2021 at 6:47 pm    

Erez Law is currently investigating Unionbanc Investment Services, LLC broker Asako Thompson (CRD# 4828996) who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. Thompson has been registered with Unionbanc Investment Services, LLC in San Jose,… Read More

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