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National Investment Fraud Lawyers

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Were You the Victim of Former Ameriprise Financial Services, LLC Broker Arthur Hoffman?

Were You the Victim of Former Ameriprise Financial Services, LLC Broker Arthur Hoffman?

Posted on Wednesday, September 9th, 2020 at 8:16 pm    

Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Arthur Hoffman (CRD# 3193754) regarding a fraudulent Ponzi scheme. Hoffman has been registered with Ameriprise Financial Services, LLC in Glendale, Arizona from 2016 to 2020, when he was terminated regarding, “Registered Representative was terminated for company policy violations related to outside business activities and… Read More

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Woodbridge Mortgage Investment Fund Losses with Former Signator Investors, Inc. Broker Dee Brooks

Posted on Wednesday, September 9th, 2020 at 8:07 pm    

Were you the victim of former Signator Investors, Inc. broker Dee Brooks (CRD# 2559233)? Brooks was registered with Signator Investors, Inc. in Huntington Beach, California from 2015 to 2018, when he was terminated regarding, “The Firm was investigating the representative to determine her level of involvement in the sale of unregistered securities.” In June 2020,… Read More

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Former Ameriprise Financial Services, Inc. Broker Li-Lin Hsu Sentenced to 11 Years in Prison for Ponzi Scheme

Posted on Tuesday, June 2nd, 2020 at 3:37 pm    

Erez Law is currently investigating former Ameriprise Financial Services, Inc. broker Li-Lin Hsu (Yilin Hsu) (CRD# 4706509) regarding her Ponzi Scheme that defrauded at least 20 clients out of $8.1 million. Hsu has been registered with Ameriprise Financial Services, Inc. in Los Angeles, California from 2006 to 2015.  In January 2020, Hsu was sentenced to… Read More

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Erez Law Files Claim Against Wells Fargo Broker James Seijas for Q3 Trading Club Ponzi Scheme

Posted on Tuesday, April 21st, 2020 at 4:12 pm    

Erez Law recently filed a FINRA arbitration against Wells Fargo. The Erez Law client alleges that James Seijas (CRD# 2392901), who was a registered representative of Wells Fargo in Short Hills, New Jersey from 2013 to 2019, played a pivotal role in the Q3 Trading Club Ponzi scheme.  The Erez Law client, who was retired… Read More

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Woodbridge Group of Companies Investment Losses with Former Forest Securities, Inc. Broker Jeffrey Nimmow

Posted on Wednesday, March 18th, 2020 at 1:47 pm    

Former Forest Securities, Inc. broker Jeffrey Nimmow (CRD# 2693601) is accused of recommending unsuitable Woodbridge Group of Companies investments. Nimmow was registered with Forest Securities, Inc. in Hillside, Illinois from 2015 to 2018, when he was terminated regarding, “Inaccurate judgment by the representative involving Woodbridge promissory notes and mortgages contained in Woodbridge funds. Representative presented… Read More

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Erez Law Files Claim Against Raymond James & Associates and Broker Edith Hinojosa for Biscayne Capital Losses

Posted on Wednesday, January 29th, 2020 at 10:04 pm    

Erez Law recently filed a FINRA arbitration claim against Raymond James & Associates, Inc. on behalf of a retired couple that suffered losses due to investments in securities sold to them by Raymond James & Associates, Inc. in Biscayne Capital BVI and/or Biscayne Capital related companies. The Erez Law clients allege the following in the… Read More

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Former Lincoln Investment Planning, LLC Broker Lester Burroughs Accused of Investment Fraud

Posted on Thursday, January 9th, 2020 at 11:45 am    

Erez Law is currently investigating former Lincoln Investment Planning, LLC broker Lester Burroughs (CRD# 1413972) regarding securities fraud. Burroughs was registered with Lincoln Investment Planning, LLC in Torrington, Connecticut from 2012 to 2019, when he was terminated regarding, “On Dec 5, 2019 Lincoln became aware of charges filed on December 4, 2019 by the U.S.… Read More

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Were You the Victim of a Ponzi Scheme with Former Securities America, Inc. Broker Ronald Roach?

Posted on Friday, January 3rd, 2020 at 1:08 pm    

Former Securities America, Inc. broker Ronald Roach (CRD# 3216784) was barred by FINRA for his role in a Ponzi scheme that defrauded investors of about $1 billion. Roach was registered with Securities America, Inc. in Walnut Creek, California from 2009 to 2019, when he was terminated regarding, “The representative pled guilty to two felonies including… Read More

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Former Sigma Financial Corporation Broker Frederick Randhahn Woodbridge Group of Companies Losses

Posted on Tuesday, December 3rd, 2019 at 2:55 pm    

Erez Law is currently investigating former Sigma Financial Corporation broker Frederick Randhahn (CRD# 1338801) regarding Woodbridge Group of Companies, LLC investment losses. Randhahn was registered with Sigma Financial Corporation in Ogden, Utah from 2012 to August 2018, when he was terminated regarding, “Firm has reason to believe the representative sold unapproved investments to customers.” In… Read More

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Erez Law Files Claim Against Raymond James & Associates, Inc. for Biscayne Capital Related Losses

Posted on Tuesday, November 19th, 2019 at 2:24 pm    

Erez Law recently filed a FINRA arbitration claim against Raymond James & Associates, Inc. on behalf of a retired customer who suffered losses due to investments in securities sold to him by Raymond James & Associates, Inc. in Biscayne Capital BVI and/or Biscayne Capital related companies. The claim alleges that Raymond James & Associates, Inc.… Read More

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