fbpixel
888-840-1571

National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

Barred Former First Financial Equity Corporation Broker Daniel Levine Investment Loss Options

Barred Former First Financial Equity Corporation Broker Daniel Levine Investment Loss Options

Posted on Monday, February 8th, 2021 at 6:51 pm    

Former First Financial Equity Corporation broker Daniel Levine (CRD# 2874319) was barred by FINRA and the SEC regarding his participation in the offering of a penny stock. Levine has been registered with First Financial Equity Corporation in Greenwood Village, Colorado from July to August 2018, when he was terminated regarding, “Failure to disclose a regulatory… Read More

Read More

Penny Stock Loss Options with Former Trustmont Financial Group, Inc. Broker Peter Kohli

Posted on Monday, November 9th, 2020 at 11:08 pm    

Erez Law is currently investigating former Trustmont Financial Group, Inc. broker Peter Kohli (CRD# 1064334) regarding penny stock investment losses. Kohli was registered with Trustmont Financial Group, Inc. from 2010 to 2015, when he was terminated regarding, “Violation of written supervisory procedures in accepting a loan from a client.” In March 2018, the Securities and… Read More

Read More

Penny Stock Loss Options with Lek Securities Corp. and CEO Samuel Lek

Posted on Tuesday, April 28th, 2020 at 2:04 pm    

Erez Law is currently investigating Samuel Lek (CRD# 1642936) the CEO and CCO of Lek Securities Corp. regarding the offering of a penny stock. Lek was registered with Lek Securities Corp. in New York, New York from 1993 to 2019, when he was terminated regarding, “The allegations are that Mr Lek aided and abetted manipulative… Read More

Read More