Can I Recover Losses from Former Torch Securities, LLC Broker Jeremy Johnson?

Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. In March 2021, FINRA barred Johnson after he, “consented to the sanction and to the… Read More

Former First Financial Equity Corporation broker Daniel Levine (CRD# 2874319) was barred by FINRA and the SEC regarding his participation in the offering of a penny stock. Levine has been registered with First Financial Equity Corporation in Greenwood Village, Colorado from July to August 2018, when he was terminated regarding, “Failure to disclose a regulatory… Read More

Erez Law is currently investigating former Trustmont Financial Group, Inc. broker Peter Kohli (CRD# 1064334) regarding penny stock investment losses. Kohli was registered with Trustmont Financial Group, Inc. from 2010 to 2015, when he was terminated regarding, “Violation of written supervisory procedures in accepting a loan from a client.” In March 2018, the Securities and… Read More

Erez Law is currently investigating Samuel Lek (CRD# 1642936) the CEO and CCO of Lek Securities Corp. regarding the offering of a penny stock. Lek was registered with Lek Securities Corp. in New York, New York from 1993 to 2019, when he was terminated regarding, “The allegations are that Mr Lek aided and abetted manipulative… Read More