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Benjamin F. Edwards & Company, Inc. Broker Charles Blatz Investment Loss Options

Benjamin F. Edwards & Company, Inc. Broker Charles Blatz Investment Loss Options

Posted on Wednesday, September 8th, 2021 at 11:55 pm    

Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the subject of four customer complaints between 1982 and 2021, according to his CRD report. The… Read More

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Barred Former First Financial Equity Corporation Broker Daniel Levine Investment Loss Options

Posted on Monday, August 30th, 2021 at 9:51 am    

Former First Financial Equity Corporation broker Daniel Levine (CRD# 2874319) was barred by FINRA and the SEC regarding his participation in the offering of a penny stock. Levine was registered with First Financial Equity Corporation in Greenwood Village, Colorado from July to August 2018, when he was terminated regarding, “Failure to disclose a regulatory inquiry… Read More

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Can I Recover Losses from Former Torch Securities, LLC Broker Jeremy Johnson?

Posted on Monday, June 7th, 2021 at 6:26 pm    

Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. In March 2021, FINRA barred Johnson after he, “consented to the sanction and to the… Read More

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Penny Stock Loss Options with Former Trustmont Financial Group, Inc. Broker Peter Kohli

Posted on Monday, November 9th, 2020 at 11:08 pm    

Erez Law is currently investigating former Trustmont Financial Group, Inc. broker Peter Kohli (CRD# 1064334) regarding penny stock investment losses. Kohli was registered with Trustmont Financial Group, Inc. from 2010 to 2015, when he was terminated regarding, “Violation of written supervisory procedures in accepting a loan from a client.” In March 2018, the Securities and… Read More

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Penny Stock Loss Options with Lek Securities Corp. and CEO Samuel Lek

Posted on Tuesday, April 28th, 2020 at 2:04 pm    

Erez Law is currently investigating Samuel Lek (CRD# 1642936) the CEO and CCO of Lek Securities Corp. regarding the offering of a penny stock. Lek was registered with Lek Securities Corp. in New York, New York from 1993 to 2019, when he was terminated regarding, “The allegations are that Mr Lek aided and abetted manipulative… Read More

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