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How to Bring a Claim Against Joseph Stone Capital L.L.C. Financial Advisor Erik Pica

How to Bring a Claim Against Joseph Stone Capital L.L.C. Financial Advisor Erik Pica

Posted on Monday, August 13th, 2018 at 2:15 pm    

Were you the victim of Joseph Stone Capital L.L.C. financial advisor Erik Pica (CRD# 4829533) regarding overconcentrated and unsuitable investment recommendations? Pica has been registered with Joseph Stone Capital L.L.C. in New York, New York since 2015. Previously, Pica was registered with Global Arena Capital Corp. in New York, New York from 2012 to 2015.… Read More

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How to Bring a Claim Against Former Oppenheimer & Co. Inc. Financial Advisor Royce Simpson

Posted on Wednesday, June 27th, 2018 at 7:07 am    

There are options for customers of former Oppenheimer & Co. Inc. financial advisor Royce Simpson (CRD# 1403356) regarding investment losses. Simpson was registered with Oppenheimer & Co. Inc. in Houston, Texas from 2011 to 2014. In March 2015, Simpson was suspended by FINRA for eight months and sanctioned to $15,000 in civil and administrative penalties… Read More

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Can I Recover Losses from Morgan Stanley Financial Advisor Barry Garapedian?

Posted on Saturday, June 23rd, 2018 at 9:53 am    

Did you lose money investing with Morgan Stanley financial advisor Barry Garapedian (CRD# 1039257)? Garapedian has been registered with Morgan Stanley in Westlake Village, California since 2009. Garapedian has been the subject of 14 customer complaints between 1992 and 2018, four of which were denied and one was closed without action, according to his CRD… Read More

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Can I Recover Losses from Former Herbert J. Sims & Co. Inc. Financial Advisor Larry Wolfe?

Posted on Monday, April 9th, 2018 at 10:45 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk bonds. Wolfe was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from… Read More

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