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FSC Securities Corporation Broker Louis Wargo Recovery Loss Options

FSC Securities Corporation Broker Louis Wargo Recovery Loss Options

Posted on Wednesday, January 6th, 2021 at 12:40 am    

Did you lose money investing with  broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which was closed without action, according to his CRD report. The most recent complaints are regarding:… Read More

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Investment Loss Options for Clients of Elevated Asset Management LLC advisor Nathan Lundquist

Posted on Tuesday, October 13th, 2020 at 1:08 am    

Were you the victim of Elevated Asset Management LLC advisor Nathan Lundquist (CRD# 2973417)? Lundquist was registered with Voya Financial Advisors, Inc. in Wilson, Wyoming from 2004 to 2017.  Lundquist was previously registered as a broker and is currently registered as an investment adviser. Lundquist has been an advisor representative with Present Elevated Asset Management… Read More

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Broker Joseph Chu of RBC Capital Markets, LLC Facing Millions in Customer Disputes for Energy Sector Losses

Posted on Tuesday, October 13th, 2020 at 1:03 am    

is investigating Joseph Chu (CRD# 4546805) of RBC Capital Markets, LLC on allegations that he made unsuitable Energy Sector investment recommendations. If you or a family member suffered losses investing on Joseph Chu’s recommendation’s, contact to schedule a consultation. Chu has been registered with RBC Capital Markets, LLC in Stamford, Connecticut since 2018. Previously, Chu… Read More

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Investment Loss Options for Clients of National Securities Corporation Broker Willard Pugh

Posted on Tuesday, September 22nd, 2020 at 8:01 pm    

There are options for customers of National Securities Corporation broker Willard Pugh (CRD# 1757428) who suffered investment losses. Pugh has been registered with National Securities Corporation in Boca Raton, Florida since 2016.  Pugh has been the subject of two customer complaints in 2020, according to his CRD report: July 2020. “Customers claim their investment in… Read More

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Investor Alert: Advisory Group Equity Services Ltd. Broker Ronald Birnbaum

Posted on Tuesday, September 15th, 2020 at 7:10 pm    

Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? Birnbaum has been registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts since 2001.  Birnbaum has been the subject of six customer complaints between 2013 and 2020, according to his CRD report: May 2020. “Failure to provide suitable… Read More

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Did You Suffer Investment Losses Due to Recommendations by Former Next Financial Group, Inc. Broker Charles Kulch?

Posted on Tuesday, September 8th, 2020 at 7:01 pm    

Former Next Financial Group, Inc. broker Charles Kulch (CRD# 2371584) is being investigated for over-concentrating customer investments in illiquid, risky and high-commission products. Kulch was registered with Next Financial Group, Inc. in Nashua, New Hampshire from 2006 to June 2020. In July 2020, the Massachusetts Securities Division opened an investigation into Kulch alleging, “Kulch over-concentrated… Read More

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Wells Fargo Clearing Services, Inc. Broker Anthony Lapia Accused of Over-Concentration

Posted on Wednesday, July 8th, 2020 at 2:43 pm    

Erez Law is currently investigating Wells Fargo Clearing Services, Inc. broker Anthony Lapia (CRD# 1560467) regarding a customer complaint regarding an over-concentrated investment portfolio. Lapia has been registered with Wells Fargo Clearing Services, Inc. in Houston, Texas since 1996.  Lapia has been the subject of four customer complaints between 2001 and 2020, two of which… Read More

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Were You the Victim of Independent Financial Group, LLC Broker Wenjinn Chang?

Posted on Wednesday, July 1st, 2020 at 8:42 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Wenjinn Chang (CRD# 4536266) regarding unsuitable and over-concentrated investments. Chang has been registered with Independent Financial Group, LLC in Rockville, Maryland since 2012. Chang has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: February 2020. “Alleges investments… Read More

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Have You Suffered Losses Due to Recommendations by Wells Fargo Clearing Services, LLC Broker Jeffrey Eiler?

Posted on Tuesday, March 3rd, 2020 at 9:56 am    

There are options for clients of Wells Fargo Clearing Services, LLC broker Jeffrey Eiler (CRD# 1028716) who suffered investment losses. Eiler has been registered with Wells Fargo Clearing Services, LLC in Fort Lauderdale, Florida since 2006. Eiler has been the subject of 12 customer complaints between 1995 and 2018, according to his CRD report. Recent… Read More

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Investment Losses with Former Next Financial Group, Inc. Broker Anthony Hobson?

Posted on Monday, November 11th, 2019 at 8:16 pm    

Former Next Financial Group, Inc. broker Anthony Hobson (CRD# 4212302) faces one pending customer complaint for over-concentrated accounts in speculative alternative investments. Hobson has been registered with Money Concepts Capital Corp. in Griffith, Indiana since 2016. Hobson was previously registered with Investors Capital Corp. in Highland, Indiana from 2013 to 2016 and with Next Financial… Read More

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