Investment Loss Options for Clients of National Securities Corporation Broker Willard Pugh

There are options for customers of National Securities Corporation broker Willard Pugh (CRD# 1757428) who suffered investment losses. Pugh has been registered with National Securities Corporation in Boca Raton, Florida since 2016.  Pugh has been the subject of two customer complaints in 2020, according to his CRD report: July 2020. “Customers claim their investment in… Read More

Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? Birnbaum has been registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts since 2001.  Birnbaum has been the subject of six customer complaints between 2013 and 2020, according to his CRD report: May 2020. “Failure to provide suitable… Read More

Former Next Financial Group, Inc. broker Charles Kulch (CRD# 2371584) is being investigated for over-concentrating customer investments in illiquid, risky and high-commission products. Kulch was registered with Next Financial Group, Inc. in Nashua, New Hampshire from 2006 to June 2020. In July 2020, the Massachusetts Securities Division opened an investigation into Kulch alleging, “Kulch over-concentrated… Read More

Erez Law is currently investigating Wells Fargo Clearing Services, Inc. broker Anthony Lapia (CRD# 1560467) regarding a customer complaint regarding an over-concentrated investment portfolio. Lapia has been registered with Wells Fargo Clearing Services, Inc. in Houston, Texas since 1996.  Lapia has been the subject of four customer complaints between 2001 and 2020, two of which… Read More

Erez Law is currently investigating Independent Financial Group, LLC broker Wenjinn Chang (CRD# 4536266) regarding unsuitable and over-concentrated investments. Chang has been registered with Independent Financial Group, LLC in Rockville, Maryland since 2012. Chang has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: February 2020. “Alleges investments… Read More

There are options for clients of Wells Fargo Clearing Services, LLC broker Jeffrey Eiler (CRD# 1028716) who suffered investment losses. Eiler has been registered with Wells Fargo Clearing Services, LLC in Fort Lauderdale, Florida since 2006. Eiler has been the subject of 12 customer complaints between 1995 and 2018, according to his CRD report. Recent… Read More

Former Next Financial Group, Inc. broker Anthony Hobson (CRD# 4212302) faces one pending customer complaint for over-concentrated accounts in speculative alternative investments. Hobson has been registered with Money Concepts Capital Corp. in Griffith, Indiana since 2016. Hobson was previously registered with Investors Capital Corp. in Highland, Indiana from 2013 to 2016 and with Next Financial… Read More

Former Spartan Capital Securities, LLC broker Dean Kajouras (CRD# 1436548) accused of unsuitable over-concentration in customer accounts. Kajouras has been registered with Fordham Financial Management, Inc. in New York, New York since 2014. Previously, Kajouras was registered with Spartan Capital Securities, LLC in New York, New York from 2008 to 2014. In October 2016, Massachusetts… Read More

Raymond James Financial Services, Inc. broker Steve Reznick (CRD# 1067199) is accused of recommending a speculative investment strategy. Reznick has been registered with Raymond James Financial Services, Inc. in Tallahassee, Florida from 1989 to 2018. According to public records, Reznick recommended his clients over-concentrate their investment portfolios in the pharmaceutical and biotechnology sectors. It is… Read More

There are options for customers of former Laidlaw & Company broker Kevin Wilson (CRD# 3262701) who suffered investment losses. Wilson has been registered with National Securities Corporation in New York, New York since August 2017. Previously, Wilson was registered with Laidlaw & Company (UK) Ltd. in New York, New York from 2010 to 2017. Wilson… Read More