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UBS Terminates Yield Enhancement Strategy Program

Posted on Wednesday, August 7th, 2019 at 8:02 pm    

In August 2019, UBS Financial Services removed the Yield Enhancement Strategy (YES) program from its website, a sign that the program is no longer issued by the firm. Additionally, the YES team is now Flatiron Partners. According to the website, “We’re innovative thinkers who look to seize groundbreaking ideas and transform them into opportunities. As […]

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Notice to Investors Who Suffered Losses Due to Investments in Yield Enhancement Strategy

Posted on Thursday, June 6th, 2019 at 7:47 am    

Financial advisors across the country who work at large brokerage firms including Merrill Lynch, Credit Suisse, Morgan Stanley, and UBS, among others, recommended unsuitable Yield Enhancement Strategy (YES strategy) investments that resulted in devastating losses to their clients. Unfortunately, many financial advisors did not adequately disclose the risks associated with these types of high-risk investments. […]

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Cambria Capital, LLC Financial Advisor Jarek Hansen Recovery Loss Options

Posted on Wednesday, May 29th, 2019 at 7:59 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Cambria Capital, LLC financial advisor Jarek Hansen (CRD# 6147219). Hansen has been registered with Cambria Capital, LLC in Salt Lake City, Utah since 2016. Previously, Hansen was registered with E*Trade Securities LLC in Sandy, Utah from January to […]

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UBS Financial Services Inc. Financial Advisor Scott Rosenberg YES Strategy Losses

Posted on Thursday, May 23rd, 2019 at 12:44 pm    

Did UBS Financial Services Inc. financial advisor Scott Rosenberg (CRD# 2754292) recommend you unsuitable YES strategy investments? Rosenberg has been registered with UBS Financial Services Inc. in New York, New York since 2015. The YES strategy was marketed as an options strategy that was promoted as a safe way to provide investors with additional income. […]

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Collateral Yield Enhancement Strategy Investment Losses

Posted on Thursday, May 23rd, 2019 at 12:19 pm    

Did your financial advisor recommend you invest in a Collateral Yield Enhancement Strategy (CYES strategy) and not adequately disclose the risk associated with this investment? Brokers across the country who work at large brokerage firms including Merrill Lynch, Credit Suisse, Morgan Stanley, and UBS, among others, are alleged to recommended unsuitable CYES strategy investments that […]

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UBS Financial Services Inc. Financial Advisor Matthew Buchsbaum YES Strategy Losses

Posted on Thursday, May 23rd, 2019 at 12:11 pm    

UBS Financial Services Inc. financial advisor Matthew Buchsbaum (CRD# 2220565) has six pending customer complaints for yield enhancement strategy (YES strategy) losses. Buchsbaum has been registered with UBS Financial Services Inc. in New York, New York since 2015. The YES strategy was marketed as an options strategy that was promoted as a safe way to […]

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Widow Seeks $2.37 Million from Wells Fargo for Mishandling Life Insurance Payout

Posted on Wednesday, May 8th, 2019 at 1:16 pm    

Wells Fargo financial advisor Leonard Kinsman (CRD# 2816535) faces a FINRA customer complaint seeking $591,916 in compensatory damages and $1,776,000 in punitive damages, plus costs and lawyers’ fees for losses sustained from mishandling a widow’s life insurance payout in speculative trading. Kinsman has been registered with Wells Fargo Advisors Financial Network, LLC in Staten Island, […]

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Investors Face Major Investment Losses Due to UBS Financial Services Inc. for Yield Enhancement Strategy

Posted on Tuesday, April 9th, 2019 at 9:40 am    

Did your UBS financial advisor recommend you invest in the UBS Yield Enhancement Strategy (YES strategy) and not adequately disclose the risk associated with this investment? The UBS Yield Enhancement Strategy was marketed as an options strategy that was promoted as a safe way to provide investors with additional income. The YES strategy required investors […]

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Did You Lose Money Investing in the Yield Enhancement Strategy?

Posted on Friday, April 12th, 2019 at 12:39 pm    

Did your financial advisor recommend you invest in the UBS Yield Enhancement Strategy (YES strategy) and not adequately disclose the risk associated with this investment? It is alleged that brokers across the country who work at large brokerage firms including Merrill Lynch, Credit Suisse, Morgan Stanley, and UBS, among others, recommended unsuitable YES strategy investments […]

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