Oil and Gas

Barred Broker: Former Janney Montgomery Scott, LLC Financial Advisor Scott Palmer

Posted on Wednesday, September 5th, 2018 at 6:11 pm    

Erez Law is investigating former Janney Montgomery Scott, LLC financial advisor Scott Palmer (CRD# 817586) regarding reckless and unsuitable investment recommendations. Palmer was registered with Janney Montgomery Scott, LLC in Hackensack, New Jersey from 2007 to 2017, when he was permitted to resign regarding, “Loss of Confidence related to complaint disclosure history.” In July 2018, […]

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Did J.J.B. Hilliard, W.L. Lyons, LLC Financial Advisor Michael Barnett Recommend Breitburn Energy Partners Limited Partnership?

Posted on Wednesday, August 1st, 2018 at 10:13 am    

J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Michael Barnett (CRD# 5792242) has numerous pending customer complaints regarding losses sustained from investments in Breitburn Energy Partners Limited Partnership and other acts of securities fraud. Barnett has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Marion, Illinois since 2012. Breitburn Energy Partners is an independent oil […]

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Can I Recover Oil and Gas Sector Losses from Former Morgan Stanley Financial Advisor Michael Fitz-Gerald?

Posted on Tuesday, July 24th, 2018 at 2:49 pm    

Erez Law is currently investigating former Morgan Stanley financial advisor Michael Fitz-Gerald (CRD# 209062) regarding oil and gas sector losses. Fitz-Gerald was registered with Morgan Stanley in San Francisco, California from 2009 to June 2018. According to public records, a former customer of Fitz-Gerald filed a FINRA arbitration for $240,000 for alleged losses due to […]

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Have you Suffered Energy Sector Losses with Century Securities Associates, Inc. Financial Advisor Bernard McLaughlin Jr.?

Posted on Wednesday, July 11th, 2018 at 8:24 am    

Erez Law is currently investigating Century Securities Associates, Inc. financial advisor Bernard McLaughlin Jr. (CRD# 601178) regarding negligence and breach of fiduciary duty related to energy investments. Mclaughlin has been registered with Century Securities Associates, Inc. in Chaska, Minnesota since 2001. Over the past few years, oil prices have significantly declined. A supply glut in […]

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Woodbury Financial Services, Inc. Ordered to Pay 1.091 Million for Failure to Supervise Former Broker Robert Hoffmann

Posted on Wednesday, July 11th, 2018 at 7:16 am    

In June 2018, FINRA ordered Woodbury Financial Services, Inc. to pay the total sum of $1,091,575.21, which is comprised of $970,107.21 in compensatory damages and $121,468.00 in pre-judgment interest to two clients as a result of the firm’s failure to supervise former broker Robert Hoffmann (CRD# 4008798). The causes of action included breach of fiduciary […]

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Have You Suffered Energy Sector Losses with RBC Capital Markets, LLC Financial Advisor Thomas Eades?

Posted on Wednesday, June 27th, 2018 at 6:43 am    

Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Thomas Eades (CRD# 704136) regarding energy sector losses. Eades has been registered with RBC Capital Markets, LLC in Dallas, Texas since 1998. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of the […]

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Erez Law Wins $860,000 from Oppenheimer & Co., Inc. For Energy Sector Losses

Posted on Saturday, June 2nd, 2018 at 1:11 pm    

In May 2018, Erez Law obtained an award against Oppenheimer & Co., Inc. in a FINRA arbitration for $800,000 in compensatory damages and $61,517 in costs for losses sustained from investments in the high risk energy sector. The investors were clients of financial advisor Evan Fischer (CRD# 1454305). Fischer was registered with Oppenheimer & Co., […]

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Did You Lose Money in the Oil and Gas Sector with J.J.B. Hilliard, W.L. Lyons, LLC Financial Advisor William Wobbe?

Posted on Wednesday, May 9th, 2018 at 1:38 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment recommendations in the high risk oil and gas sector. Wobbe has been registered with J.J.B. […]

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UBS Financial Services Inc. Financial Advisor John Morris Has Pending $1.3 Million Customer Complaint

Posted on Wednesday, May 2nd, 2018 at 6:15 pm    

Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and […]

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Investigation of LPL Financial LLC Financial Advisor Stephen Garrett

Posted on Tuesday, April 17th, 2018 at 10:45 am    

Were you the victim of LPL Financial LLC financial advisor Stephen Garrett (CRD# 218223) regarding oil and gas sector losses? Garrett has been registered with LPL Financial LLC in Monrovia, California since 1993. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of the […]

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