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Whiting Petroleum Corporation Investment Losses

Whiting Petroleum Corporation Investment Losses

Posted on Wednesday, September 11th, 2019 at 8:26 pm    

Did your broker recommend you over-concentrate your investment portfolio in Whiting Petroleum Corp.? Erez Law is currently investigating brokers across the country who recommend their clients invest in Whiting Petroleum Corp., a Denvil oil explorer. According to the fund’s website, Whiting Petroleum Corporation is an independent exploration and production company with an oil focused asset… Read More

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Erez Law Files Claim Against Cetera Advisors LLC and Broker George Merhoff

Posted on Wednesday, June 26th, 2019 at 3:34 pm    

Erez Law recently filed a FINRA arbitration against former Cetera Advisors LLC and its broker George Merhoff (CRD# 2918171).  The Erez Law client alleges the following in the newly filed FINRA claim: The client informed Merhoff that he was approaching retirement age, and that he was not interested in investing his savings in high risk… Read More

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Former Raymond James Clients Wins $1.8 Million FINRA Arbitration for Penny Stock Losses

Posted on Tuesday, May 14th, 2019 at 3:09 pm    

In May 2019, 20 former clients of Raymond James won an award in a FINRA arbitration for compensatory damages for $1.123 million, $200,000 in punitive damages, as well as $422,000 in attorney fees, $14,000 in costs, and $31,003.17 in expert witness fees for losses sustained from investments in penny stocks tied to the high risk… Read More

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How Investors Can Sue Former Questar Capital Corporation Financial Advisor Jerry Michna

Posted on Saturday, January 5th, 2019 at 10:03 am    

Have you been the victim of former Questar Capital Corporation financial advisor Jerry Michna (CRD# 2711435)? Michna has been registered with Cetera Advisor Networks LLC in Louisville, Ohio since August 2017. Previously, Michna was registered with Questar Capital Corporation in Louisville, Ohio from 2006 to August 2017. Michna has been the subject of two customer… Read More

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Former Wells Fargo Client Wins $360,000 FINRA Arbitration for Energy Sector Losses

Posted on Saturday, January 5th, 2019 at 8:51 am    

In October 2018, a former client of Wells Fargo Advisors, LLC won an award in a FINRA arbitration for compensatory damages for $172,000, plus $68,800 in attorney’s fees and $100,000 in punitive damages, and $20,000 in costs for losses sustained from unsuitable investments in the high risk energy sector. The causes of action included violations… Read More

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Former Morgan Stanley Client Wins FINRA Arbitration for Energy Sector Losses with Financial Advisor Edward Lamson

Posted on Monday, November 19th, 2018 at 12:19 pm    

In October 2018, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $34,537.20 for losses sustained from energy sector losses.. The investors were clients of financial advisor Edward Lamson (CRD# 301298). The panel recommended the expungement of this case from Lamson’s record. The causes of action included… Read More

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Former Wells Fargo Client Settles FINRA Arbitration for $40,000 for Energy Sector Losses

Posted on Monday, November 19th, 2018 at 11:57 am    

In October 2018, a former client of Wells Fargo Advisors Financial Network, LLC settled a FINRA arbitration for compensatory damages for $40,000 for losses sustained from investments in the high risk energy sector. The investors were clients of financial advisor Jerry Holdsworth (CRD# 3241043). The causes of action included negligence, breach of fiduciary duty, negligent… Read More

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Former UBS Financial Services Inc., Moloney Securities Co., Inc., Moloney Investment Advisory, LLC, and Moloney Securities Asset Management, LLC Client Wins FINRA Arbitration for $300,000 for Energy Sector Losses

Posted on Monday, November 19th, 2018 at 11:49 am    

In October 2018, a former client of UBS Financial Services Inc., Moloney Securities Co., Inc., Moloney Investment Advisory, LLC, and Moloney Securities Asset Management, LLC won an award in a FINRA arbitration for compensatory damages for losses sustained from over-concentrated investments in the energy sector. Moloney Securities Co., Inc. and Moloney Securities Asset Management, LLC… Read More

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Former Morgan Stanley Client Wins FINRA Arbitration for $100,000 for Energy Sector Losses

Posted on Monday, November 12th, 2018 at 2:36 pm    

In September 2018, a former client of Morgan Stanley settled a FINRA arbitration for $100,000 for losses sustained from high risk oil and gas investment losses. The investors were clients of financial advisor Gregory Buchko (CRD# 1410091). The causes of action included negligence; breach of fiduciary duty; negligent supervision; breach of contract; and violation of… Read More

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Did You Suffer Linn Energy Losses with Former Stifel, Nicolaus & Company, Incorporated Financial Advisor Andrew Elsoffer?

Posted on Monday, November 12th, 2018 at 2:24 pm    

Former Stifel, Nicolaus & Company, Incorporated financial advisor Andrew Elsoffer (CRD# 2580009) is alleged to recommend unsuitable high risk energy investments. Elsoffer was registered with Stifel, Nicolaus & Company, Incorporated in Pepper Pike, Ohio from 2011 until November 2018. Previously, Elsoffer was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pepper Pike, Ohio… Read More

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