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How to Bring a Claim Against Stifel, Nicolaus & Company, Incorporated Broker Robert Holland

How to Bring a Claim Against Stifel, Nicolaus & Company, Incorporated Broker Robert Holland

Posted on Monday, April 12th, 2021 at 6:18 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Robert Holland (CRD# 1962105). Holland has been registered with Stifel, Nicolaus & Company, Incorporated in Billings, Montana since 2011.  Holland has been the subject of one customer complaints in 2020, according to… Read More

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Former Centaurus Financial, Inc. Broker Robert Binkele Investment Loss Options

Posted on Monday, April 5th, 2021 at 6:56 pm    

There are options for clients of former Centaurus Financial, Inc. broker Robert Binkele (CRD# 2393598) who suffered investment losses. Binkele was registered with Centaurus Financial, Inc. in Indian Wells, California from 2015 to 2019 and previously with J.P. Turner & Company, L.L.C. in Indian Wells, California from 2007 to 2015. Prior to that Binkele was… Read More

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Options for Clients of Former National Securities Corporation Broker Joseph Alhadeff

Posted on Tuesday, February 16th, 2021 at 6:00 pm    

Have you suffered investment losses due to recommendations by former National Securities Corporation broker Joseph Alhadeff (CRD# 2938087)? Alhadeff has been registered National Securities Corporation in New York, New York from 2012 to 2018. In November 2020, FINRA barred Alhadeff after he, “consented to the sanction and to the entry of findings that he, through… Read More

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NYLIFE Securities LLC Broker William Humbarger Investment Loss Options

Posted on Wednesday, December 2nd, 2020 at 8:51 pm    

Were you the victim of NYLIFE Securities LLC broker William Humbarger (CRD# 4294223)? Humbarger has been registered with NYLIFE Securities LLC in Indianaola, Mississippi since 2000.  Humbarger has been the subject of four customer complaints between 2009 and 2020, one of which was denied, according to his CRD report: August 2020. “Plaintiff alleges that beginning… Read More

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Investment Loss Options for Clients of Former Worden Capital Management LLC Broker Jason Wilk

Posted on Tuesday, November 3rd, 2020 at 9:05 pm    

Were you the victim of former Worden Capital Management LLC broker Jason Wilk (CRD# 6072438)? Wilk was registered with Worden Capital Management LLC in New York, New York from 2017 to 2019. Previously, Wilk was registered with: Craft Capital Management LLC in New York, New York from May to September 2017 Windsor Street Capital, LP… Read More

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Investment Loss Options for Clients of Former Barclays Capital Inc. Broker Tony Esses

Posted on Tuesday, October 20th, 2020 at 12:12 am    

There are options for clients of former Barclays Capital Inc. broker Tony Esses (CRD# 4643285) who suffered investment losses. Esses has been registered with Wells Fargo Clearing Services, LLC in Miami, Florida since 2014.  Esses has been the subject of one customer complaint, according to his CRD report: June 2020. “Arbitration: Claimant alleges that due… Read More

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Investigation of Former Cetera Advisors LLC Broker James McKinney

Posted on Tuesday, September 15th, 2020 at 6:52 pm    

Erez Law is currently investigating former Cetera Advisors LLC broker James McKinney (CRD# 2100850) who suffered investment losses. McKinney was registered with Cetera Advisors LLC in Tulsa, Oklahoma from 2012 to 2019.  In March 2020, FINRA barred McKinney after he was named in a “FINRA complaint alleging that he failed to comply with FINRA requests… Read More

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Former Raymond James & Associates, Inc. Client Wins FINRA Arbitration for $340,00

Posted on Thursday, August 27th, 2020 at 8:03 pm    

In May 2020, a former client of Raymond James & Associates, Inc. won an award in a FINRA arbitration for compensatory damages for $340,000 for losses investment sustained. The investors were clients of broker Paul Steffany (CRD# 1082262).  The causes of action included negligence; failure to supervise; and failure to oversee and manage the account.… Read More

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Investment Loss Options for St. Louis Financial Planners Inc. Broker Thomas Kieffer

Posted on Thursday, August 27th, 2020 at 7:57 pm    

Erez Law is currently investigating St. Louis Financial Planners Inc. broker Thomas Kieffer (CRD# 269086) regarding investment losses due to managed individual stock portfolios. Kieffer has been registered with Ceros Financial Services, Inc. in Chesterfield, Missouri since 2010 and with St. Louis Financial Planners Inc. in Chesterfield, Maryland since 1997. Kieffer has been the subject… Read More

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Peachcap Broker Aaron Brodt Investment Losses

Posted on Wednesday, August 5th, 2020 at 9:00 pm    

Were you the victim of Peachcap broker Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016.  Brodt has been the subject of four customer complaints between 2016 and 2017, one of which was… Read More

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