Negligence

Former Capital Financial Services, Inc. Broker Bart Bohrer Investment Loss Options

Posted on Monday, March 9th, 2020 at 9:32 pm    

There are options for customers of former Capital Financial Services, Inc. broker Bart Bohrer (CRD# 4315654) who suffered investment losses. Bohrer has been registered with Calton & Associates, Inc. in Tampa, Florida since August 2019. Previously, Bohrer was registered with Capital Financial Services, Inc. in Minot, North Dakota from 2003 to 2019. Bohrer has been […]

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LPL Financial LLC Broker Yvonne Silguero Recovery Loss Options

Posted on Monday, March 9th, 2020 at 9:07 pm    

There are options for clients of LPL Financial LLC broker Yvonne Silguero (CRD# 3211495) who suffered investment losses. Silguero has been registered with LPL Financial LLC in Mcallen, Texas since 2008. In November 2019, a former client of Lone Star National Bank and LPL Financial LLC won an award in a FINRA arbitration for compensatory […]

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Investment Losses with Pennsylvania Broker Jingbo Pan?

Posted on Wednesday, January 15th, 2020 at 4:34 pm    

Erez Law is currently investigating Pennsylvania broker Jingbo Pan (CRD# 5266959) regarding investment losses. Pan has been registered with Coastal Equities, Inc. in York, Pennsylvania since May 2019. Previously, Pan was registered with Axiom Capital Management, Inc. in New York, New York from November 2018 to May 2019 and previously with International Assets Advisory, LLC […]

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Investigation of Crown Capital Securities, L.P. Broker Hugh Barndollar

Posted on Thursday, January 9th, 2020 at 12:31 pm    

Were you the victim of Crown Capital Securities, L.P. broker Hugh Barndollar (CRD# 3027317)? Barndollar has been registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida since 2013.  Barndollar has been the subject of three customer complaints between 2010 and 2020, one of which was settled, according to his CRD report. The most […]

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Investor Alert: Presidential Brokerage, Inc. Broker Daniel Lempe Private Placement Losses

Posted on Thursday, January 9th, 2020 at 12:16 pm    

Did you lose money investing with Presidential Brokerage, Inc. broker Daniel Lempe (CRD# 1265798)? Lempe has been registered with Presidential Brokerage, Inc. in New Smyrna Beach, Florida since 1991. Lempe has been the subject of three customer complaints between 1995 and 2019, according to his CRD report. Recent complaints are regarding: September 2019. “The complaint […]

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Former Worden Capital Management LLC Broker John Calardo Recovery Loss Options

Posted on Thursday, December 19th, 2019 at 10:04 am    

Were you the victim of former Worden Capital Management LLC broker John Calardo (CRD# 6063938)? Calardo was registered with Four Points Capital Partners LLC in New York, New York from 2017 to 2018, with Worden Capital Management LLC in New York, New York from 2016 to 2017, and with Legend Securities, Inc. in New York, […]

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Were You the Victim of Former Aegis Capital Corp. Broker Tariq Sales?

Posted on Tuesday, November 5th, 2019 at 11:35 am    

There are options for customers of former Aegis Capital Corp. broker Tariq Sales (CRD# 2851440) who suffered investment losses. Sales was registered with Newbridge Securities Corporation in New York, New York from 2014 to 2018. Previously, Sales was registered with Aegis Capital Corp. in New York, New York from 2010 to 2014. Sales has been […]

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Former Legend Securities, Inc. Broker Nicholas Schiano Investment Losses

Posted on Wednesday, October 30th, 2019 at 9:19 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Legend Securities, Inc. broker Nicholas Schiano (CRD# 4429212). Schiano has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, Schiano was registered with Worden Capital Management LLC in New York, New […]

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Former National Securities Corporation Broker James Mariani Investment Losses

Posted on Monday, October 21st, 2019 at 3:25 pm    

Were you the victim of former National Securities Corporation broker James Mariani (CRD# 2932631)? Mariani has been registered with Aegis Capital Corp. in Bayside, New York since September 2017. Previously, he was registered with National Securities Corporation in Mineola, New York from 2007 to 2017. In May 2005, NASD suspended and fined Mariani $15,000, regarding […]

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Former Newbridge Securities Corporation Broker Craig Sherrer REIT Losses

Posted on Tuesday, October 8th, 2019 at 7:32 am    

Did you suffer investment losses due to recommendations by former Newbridge Securities Corporation broker Craig Sherrer (CRD# 5972142)? Sherrer has been registered with Janney Montgomery Scott LLC in Garden City, New York since April 2018. Previously, Sherrer was registered with Newbridge Securities Corporation in New York, New York from 2012 to 2018. Sherrer has been […]

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