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LJM Capital Preservation and Growth Fund – LJM Funds Loss Attorney

LJM Capital Preservation and Growth Fund – LJM Funds Loss Attorney

Posted on Sunday, March 11th, 2018 at 7:59 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with LJM Capital Preservation and Growth Fund. If your broker or brokerage firm sold you the LJM Funds without disclosing the risks of the fund, Erez Law may be able to help you recover your losses. LJM Partners is… Read More

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Ameriprise Financial Services Inc. Settles with SEC Regarding Overcharging Retirees in Mutual Fund Accounts

Posted on Tuesday, March 6th, 2018 at 2:51 pm    

Erez Law is currently investigating Ameriprise Financial Services Inc. financial advisors across the country who recommended and sold higher-fee mutual fund shares to retirees and failed to provide sales charge waivers. In February 2018, the Securities and Exchange Commission (SEC) settled charges with Ameriprise Financial Services Inc. for recommending and selling higher-fee mutual fund shares… Read More

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Did Cetera Advisor Networks LLC Overcharge You for Mutual Funds?

Posted on Tuesday, September 19th, 2017 at 9:51 am    

Erez Law is currently investigating Cetera Advisor Networks LLC regarding not providing applicable mutual fund sales-charge waivers for select customers, resulting in eligible customers being overcharged by at least $1,666,404 for mutual fund purchases made since July 1, 2009. Cetera Advisor Networks LLC is headquartered in El Segundo, California and has approximately 3,100 registered persons… Read More

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SEC Orders Credit Suisse Securities and Former Financial Advisor Sanford Michael Katz to Pay $7.93 Million in Fines to Clients

Posted on Monday, April 17th, 2017 at 12:46 pm    

Erez Law is currently investigating former Credit Suisse Securities financial advisor Sanford Michael Katz (a.k.a. Sandy) (CRD# 1558898) regarding breach of fiduciary duty in connection with the purchase and recommendation of mutual fund shares for his clients. Katz has been registered with Wells Fargo in San Francisco, California since 2015. Previously, he was registered with… Read More

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SEC Investigating SunTrust Banks and SunTrust Investment Services for Fraud Charges Related to Mutual Fund Sales

Posted on Monday, March 20th, 2017 at 4:16 pm    

Erez Law is currently investigating SunTrust Banks and its broker-dealer and insurance arm of the company, SunTrust Investment Services, regarding allegations that brokers across the country recommended costly mutual funds when cheaper options were available for those customers. The U.S. Securities and Exchange Commission is currently investigating whether SunTrust Investment Services bought costly mutual funds… Read More

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