888-840-1571

National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

Options for Clients of Madison Avenue Securities, LLC Broker Vincent Virga

Options for Clients of Madison Avenue Securities, LLC Broker Vincent Virga

Posted on Tuesday, September 28th, 2021 at 12:11 am    

Were you the victim of Madison Avenue Securities, LLC broker Vincent Virga (CRD# 5070668)? Virga was registered with Madison Avenue Securities, LLC in Bayonne, New Jersey from 2009 to 2021. In December 2020, FINRA suspended Virga for one month and sanctioned him to pay a $5,000 civil and administrative penalty and fine and $19,687 in… Read More

Read More

Investment Loss Options for Clients of Former Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter Eckerline

Posted on Monday, September 20th, 2021 at 8:29 pm    

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Peter Eckerline (CRD# 1244319) regarding mutual fund investment losses. Eckerline was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, Minnesota from 1984 to 2021. Eckerline has been the subject of nine customer complaints between 2001 and 2021, two… Read More

Read More

Investment Loss Options for Clients of Former Folger Nolan Fleming Douglas Broker Marc Lippman

Posted on Monday, August 2nd, 2021 at 7:01 pm    

There are options for clients of former Folger Nolan Fleming Douglas broker Marc Lippman (CRD# 1575995) who suffered investment losses. Lippman has been registered with Folger Nolan Fleming Douglas Incorporated in Washington, D.C. from 2009 to 2021, when he was terminated regarding, “The Firm learned that statements made by Mr. Lippman regarding the date he… Read More

Read More

Mutual Fund Losses with Former AXA Advisors, LLC Broker Jenna Kang

Posted on Monday, June 21st, 2021 at 8:24 pm    

Erez Law is currently investigating former AXA Advisors, LLC broker Jenna Kang (CRD# 6334679) regarding mutual fund losses. Kang was registered with AXA Advisors, LLC in Los Angeles, California from 2016 to 2020, when she was terminated regarding, “During a review of a customer complaint, RR admitted to signing client names to product account applications.”… Read More

Read More

Investment Loss Options for Clients of Fidelity Brokerage Services LLC Broker Anthony Mesquit

Posted on Monday, June 21st, 2021 at 7:52 pm    

Were you the victim of Fidelity Brokerage Services LLC broker Anthony Mesquit (CRD# 5210309)? Mesquit has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007.  Mesquit has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: April 2020. “Claimant alleged that the recommendation by the… Read More

Read More

Securities America Sanctioned by FINRA for LJM Preservation & Growth Fund Losses

Posted on Monday, May 17th, 2021 at 4:24 pm    

Erez Law is currently investigating Securities America, Inc. brokers across the country who recommended their clients invest in LJM Preservation & Growth Fund. In March 2021, FINRA sanctioned Securities America, Inc. to pay a $100,000 fine, as well as $235,979.77 in restitution plus interest.  Between August 2016, and February 2018, SAI failed to reasonably supervise… Read More

Read More

LJM Funds Investment Losses with J.W. Cole Financial, Inc. Brokers

Posted on Monday, April 19th, 2021 at 7:17 pm    

Did your J.W. Cole Financial, Inc. broker recommend you invest in LJM funds? If your J.W. Cole Financial, Inc. broker sold you the LJM Funds without disclosing the risks of the fund, Erez Law may be able to help you recover your losses. In March 2021, FINRA censured and fined J.W. Cole Financial, Inc. to… Read More

Read More

Cambridge Investment Research, Inc. Sanctioned by FINRA for LJM Preservation & Growth Fund Losses

Posted on Monday, April 19th, 2021 at 7:07 pm    

In March 2021, FINRA sanctioned Cambridge Investment Research, Inc. and sanctioned the firm to pay a $400,000 fine, as well as $3,134,354.82 in restitution plus interest. FINRA also required the firm to issue a certification signed by an officer and registered principal of the firm that, as of the date of the certification, Cambridge Investment… Read More

Read More

Were You the Victim of Merrill Lynch Broker Kenneth Pesavento?

Posted on Monday, April 19th, 2021 at 7:04 pm    

Erez Law is currently investigating Merrill Lynch broker Kenneth Pesavento (CRD# 360864) regarding mutual fund investment losses. Pesavento has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois since 1978.  Pesavento has been the subject of one customer complaint in 2021, according to his CRD report: January 2021. “The deceased… Read More

Read More

Investment Loss Options with Raymond James Financial Services, Inc. Broker Steven Lyons

Posted on Monday, April 19th, 2021 at 7:02 pm    

Erez Law is currently investigating Raymond James Financial Services, Inc. broker Steven Lyons (CRD# 5343894) regarding mutual fund losses. Lyons has been registered with Raymond James Financial Services, Inc. in Newton, New Jersey since 2008.  Lyons has been the subject of one customer complaint in 202, according to his CRD report: November 2020. “Client alleges… Read More

Read More