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Janney Montgomery Scott LLC Broker Kirk Pickell Investment Loss Options

Janney Montgomery Scott LLC Broker Kirk Pickell Investment Loss Options

Posted on Monday, January 3rd, 2022 at 5:34 pm    

Were you the victim of Janney Montgomery Scott LLC broker Kirk Pickell (CRD# 2294187)? Kirk Pickell has been registered with Janney Montgomery Scott LLC in Providence, Rhode Island since 2002.  Kirk Pickell Faces $10 Million Customer Complaint Kirk Pickell has been the subject of two customer complaints between 2010 and 2020, one of which was… Read More

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Did You Lose Money Investing with Former David Lerner Associates, Inc. Broker Brian Jackson?

Posted on Wednesday, December 22nd, 2021 at 12:38 am    

There are options for clients of former David Lerner Associates, Inc. broker Brian Jackson (CRD# 4733834) who suffered investment losses. Brian Jackson has been registered with Wells Fargo Clearing Services, LLC in Tarrytown, New York since 2018. Previously, Brian Jackson was registered with David Lerner Associates, Inc. in White Plains, New York from 2004 to… Read More

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Investment Loss Options for Clients of McNally Financial Services Corporation Broker Mark Kemp

Posted on Thursday, December 16th, 2021 at 1:34 am    

  Were you the victim of McNally Financial Services Corporation broker Mark Kemp (CRD# 2057200)? Mark Kemp has been registered with McNally Financial Services Corporation in Corpus Christi, Texas since 2010. Previously, Mark Kemp was registered with Next Financial Group Inc. in Corpus Christi, Texas from 2008 to 2009, when he was terminated regarding, “solicitation… Read More

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Options for Clients of Madison Avenue Securities, LLC Broker Vincent Virga

Posted on Tuesday, September 28th, 2021 at 12:11 am    

Were you the victim of Madison Avenue Securities, LLC broker Vincent Virga (CRD# 5070668)? Virga was registered with Madison Avenue Securities, LLC in Bayonne, New Jersey from 2009 to 2021. In December 2020, FINRA suspended Virga for one month and sanctioned him to pay a $5,000 civil and administrative penalty and fine and $19,687 in… Read More

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Investment Loss Options for Clients of Former Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter Eckerline

Posted on Monday, September 20th, 2021 at 8:29 pm    

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Peter Eckerline (CRD# 1244319) regarding mutual fund investment losses. Eckerline was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, Minnesota from 1984 to 2021. Eckerline has been the subject of nine customer complaints between 2001 and 2021, two… Read More

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Investment Loss Options for Clients of Former Folger Nolan Fleming Douglas Broker Marc Lippman

Posted on Monday, August 2nd, 2021 at 7:01 pm    

There are options for clients of former Folger Nolan Fleming Douglas broker Marc Lippman (CRD# 1575995) who suffered investment losses. Lippman has been registered with Folger Nolan Fleming Douglas Incorporated in Washington, D.C. from 2009 to 2021, when he was terminated regarding, “The Firm learned that statements made by Mr. Lippman regarding the date he… Read More

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Mutual Fund Losses with Former AXA Advisors, LLC Broker Jenna Kang

Posted on Monday, June 21st, 2021 at 8:24 pm    

Erez Law is currently investigating former AXA Advisors, LLC broker Jenna Kang (CRD# 6334679) regarding mutual fund losses. Kang was registered with AXA Advisors, LLC in Los Angeles, California from 2016 to 2020, when she was terminated regarding, “During a review of a customer complaint, RR admitted to signing client names to product account applications.”… Read More

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Investment Loss Options for Clients of Fidelity Brokerage Services LLC Broker Anthony Mesquit

Posted on Monday, June 21st, 2021 at 7:52 pm    

Were you the victim of Fidelity Brokerage Services LLC broker Anthony Mesquit (CRD# 5210309)? Mesquit has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007.  Mesquit has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: April 2020. “Claimant alleged that the recommendation by the… Read More

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Securities America Sanctioned by FINRA for LJM Preservation & Growth Fund Losses

Posted on Monday, May 17th, 2021 at 4:24 pm    

Erez Law is currently investigating Securities America, Inc. brokers across the country who recommended their clients invest in LJM Preservation & Growth Fund. In March 2021, FINRA sanctioned Securities America, Inc. to pay a $100,000 fine, as well as $235,979.77 in restitution plus interest.  Between August 2016, and February 2018, SAI failed to reasonably supervise… Read More

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LJM Funds Investment Losses with J.W. Cole Financial, Inc. Brokers

Posted on Monday, April 19th, 2021 at 7:17 pm    

Did your J.W. Cole Financial, Inc. broker recommend you invest in LJM funds? If your J.W. Cole Financial, Inc. broker sold you the LJM Funds without disclosing the risks of the fund, Erez Law may be able to help you recover your losses. In March 2021, FINRA censured and fined J.W. Cole Financial, Inc. to… Read More

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