Master Limited Partnerships

The GMS Group Financial Advisor William Ornstein Investment Losses

Posted on Friday, May 3rd, 2019 at 9:25 am    

The GMS Group financial advisor William Ornstein (CRD# 500470) has two pending customer complaints for negligence that lead to client investment losses. Ornstein has been registered with The GMS Group in Boca Raton, Florida since 2001. In July 2001, the National Association of Securities Dealers, Inc. suspended Ornstein regarding, “NASD Rule 2110 participated in an […]

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Did You Lose Money with Newbridge Securities Corporation Financial Advisor Michael Greenfield?

Posted on Tuesday, April 9th, 2019 at 12:26 pm    

There are options for customers of Newbridge Securities Corporation financial advisor Michael Greenfield (CRD# 5406611). Greenfield has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, Greenfield was registered with Oppenheimer & Co. Inc. in Boca Raton, Florida from 2013 to 2016. Greenfield has been the subject of six customer complaints […]

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Raymond James Financial Services, Inc. Financial Advisor George Puliafico Investment Losses

Posted on Monday, November 26th, 2018 at 10:02 am    

Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor George Puliafico (CRD# 1158596) regarding investment losses due to sector concentration. Puliafico has been registered with Raymond James Financial Services, Inc. in Walpole, Massachusetts since 1999. Puliafico has been the subject of one customer complaint, according to his CRD report: April 2018. “Negligence, […]

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Raymond James Financial Services, Inc. Financial Advisor George Puliafico Subject of $2 Million Customer Complaint

Posted on Wednesday, July 18th, 2018 at 12:29 pm    

Did you lose money investing with Raymond James Financial Services, Inc. financial advisor George Puliafico (CRD# 1158596)? Puliafico has been registered with Raymond James Financial Services, Inc. in Walpole, Massachusetts since 1999. According to his CRD, Puliafico allegedly sold Master Limited Partnerships (MLPs) and exposed his clients to sector concentration. MLPs are limited partnerships that […]

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