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Erez Law Files Claim for Over $15 Million Against Raymond James & Associates, Inc. for Biscayne Capital Related Losses

Erez Law Files Claim for Over $15 Million Against Raymond James & Associates, Inc. for Biscayne Capital Related Losses

Posted on Tuesday, October 22nd, 2019 at 7:09 am    

Erez Law recently filed a FINRA arbitration claim for damages in excess of $15 million against Raymond James & Associates, Inc. on behalf of a group of mostly Ecuadorian investors who suffered losses due to investments in securities sold to them by Biscayne Capital BVI and/or Biscayne Capital related companies. The claim alleges that Raymond… Read More

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Erez Law Continues to Investigate Morgan Stanley Financial Advisor Edward Louis Barger

Posted on Tuesday, February 7th, 2017 at 8:10 pm    

Erez Law continues to investigate Morgan Stanley Financial Advisor Edward Louis Barger (CRD# 1360282). Erez Law represents a former customer of Barger who alleges that he recommended a reckless and unsuitable concentration of her portfolio in speculative energy sector investments. Barger was registered with Morgan Stanley for 8 years from 2008 to 2016. He is… Read More

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Morgan Stanley Charged with Unethical Sale’s Practices

Posted on Friday, October 7th, 2016 at 1:40 pm    

A firm contest incentivized about 30 advisers to push lending products to clients and created conflicts of interest, according to Secretary of the Commonwealth of Massachusetts William F. Galvin. “Massachusetts regulators accused Morgan Stanley of dishonest and unethical conduct related to alleged high-pressure sales contests… charges that the firm hotly denies.” The regulatory action is… Read More

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INVESTOR ALERT: Erez Law PLC Announces Investigation of Aequitas Management, LLC

Posted on Friday, May 6th, 2016 at 1:57 pm    

MIAMI, May 6, 2016 – Erez Law, PLC is investigating potential claims against Aequitas Management, LLC (“Aequitas”) promissory notes or Aequitas -affiliated invested funds through other Aequitas related companies between January 2014 and January 2016. If you are an investor in any promissory notes or securities issued by Aequitas or its related companies, you may contact… Read More

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Erez Law Investigating Claims Regarding St. Petersburg, Florida, Broker Jason Sayles

Posted on Friday, April 29th, 2016 at 8:00 am    

Erez Law is investigating claims related to Jason Daniel Sayles (CRD #4140191, St. Petersburg, Florida). Sayles recently submitted a FINRA Letter of Acceptance, Waiver and Consent (“AWC”) in which he was assessed a deferred fine of $15,000 and suspended from association with any FINRA member in any capacity for 10 months. The suspension is in… Read More

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Erez Law Investigating Claims Regarding Disbarred Broker George E. Johnson

Posted on Thursday, March 31st, 2016 at 8:00 am    

Erez Law is investigating claims related to George E. Johnson (CRD# 2245802). Johnson was associated with Newport Coast Securities, Inc., in Chicago, IL, from April 2013 until February 2016. Prior to that, Johnson was associated with Meyers Associates, L.P. (November 2011 through May 2013) and Anderson & Strudwick, Inc. (July 2010 to December 2011), both… Read More

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Erez Law Attorneys Investigate United Development Funding (UDF) Investment Losses

Posted on Tuesday, March 22nd, 2016 at 8:00 am    

The investment loss attorneys at Erez Law are available to represent individuals who invested in United Development Funding (UDF) real estate investment trusts (REITs) through independent broker-dealers. In 2014, the Securities and Exchange Commission (SEC) began investigating United Development Funding (UDF) for possible investment fraud. The SEC’s investigation focused on the sale of investments in… Read More

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Erez Law Continues to Investigate Claims Related to Former RBC Broker Paul Blum

Posted on Friday, March 11th, 2016 at 8:00 am    

Erez Law continues to investigate claims related to Paul V. Blum (CRD # 735003), a West Palm Beach, Florida, broker who was registered with RBC Capital Markets, LLC, from October 2008 until October 2015. Blum currently is not registered with any firm. Erez Law recently filed a FINRA arbitration claim on behalf of one of… Read More

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Erez Law Investigating Claims Related to Former RBC Capital Markets Broker Lisa Lowi

Posted on Monday, February 22nd, 2016 at 8:50 pm    

Erez Law is investigating claims related to Lisa J. Lowi (CRD# 1347790). Lowi was associated with RBC Capital Markets, LLC, in West Palm Beach, Florida, from October 2009 until November 2015. Lowi has been associated with Janney Montgomery Scott, LLC, in Boca Raton, Florida, since November 2015. Lowi recently has been the subject of several… Read More

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Erez Law Investigating Claims Involving Former Ameriprise Broker Sean Mattson

Posted on Friday, June 12th, 2015 at 8:02 pm    

Erez Law is investigating claims regarding Sean Eric Mattson (CRD #4028781, South Lyon, Michigan). Mattson recently submitted an AWC in which he was suspended from association with any FINRA member in any capacity for one month. See FINRA Case #2014040837701. Mattson was associated with Ameriprise Financial Services, Inc., from July 2001 until his termination in… Read More

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