888-840-1571

National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

Investigation of Former NYLife Securities LLC Broker Daniel Jossen

Investigation of Former NYLife Securities LLC Broker Daniel Jossen

Posted on Tuesday, October 12th, 2021 at 1:02 am    

There are options for customers of former NYLife Securities LLC broker Daniel Jossen (CRD# 5463761) who suffered investment losses. Jossen was registered with NYLife Securities LLC in Bethesda, Maryland from 2011 to 2021, when he was terminated regarding “Mr. Jossen was permitted to resign after it was discovered he solicited business in a jurisdiction in… Read More

Read More

Options for Clients of Former LPL Financial LLC Broker Raymond Velasco

Posted on Monday, July 19th, 2021 at 7:02 pm    

Erez Law is currently investigating former LPL Financial LLC broker Raymond Velasco (CRD# 4867519) regarding investment losses. Velasco was registered with LPL Financial LLC in Lisle, Illinois from 2016 to 2019, when he was terminated regarding, “Submission of inaccurate retirement plan documents to annuity company resulting in client avoiding surrender fee.” Previously, Velasco was registered… Read More

Read More

Former MML Investors Services, LLC Broker Adam Belardino Recovery Loss Options

Posted on Monday, June 7th, 2021 at 6:18 pm    

Did you lose money investing with former MML Investors Services, LLC broker Adam Belardino (CRD# 5221927)? Belardino was registered with MML Investors Services, LLC in Elmsford, New York from 2017 to 2019, when he was terminated regarding, “Registered Representative terminated in connection with investigation into a customer complaint.” Prior to that, Belardino was registered with… Read More

Read More

Investigation of Edward Jones Broker James Bowdish

Posted on Monday, May 24th, 2021 at 7:44 pm    

Were you the victim of Edward Jones broker James Bowdish (CRD# 3123554)? Bowdish has been registered with Edward Jones in Raleigh, North Carolina since 1998.  Bowdish has been the subject of two customer complaints between 2008 and 2020, one of which was denied, according to his CRD report: December 2020. “Plaintiffs allege that during the… Read More

Read More

MML Investors Services, LLC Broker Harrison Nathan Investment Loss Options

Posted on Tuesday, April 27th, 2021 at 12:42 am    

There are options for clients who lost money investing with MML Investors Services, LLC broker Harrison Nathan (CRD# 3275199). Nathan has been registered with MML Investors Services, LLC in Atlanta, Georgia since 2010.  Nathan has been the subject of one customer complaint, according to his CRD report: January 2021. “The complainant alleges that beginning in… Read More

Read More

Investment Loss Options for Clients of Transamerica Financial Advisors, Inc. Broker Feng Luo

Posted on Monday, March 1st, 2021 at 8:01 pm    

Were you the victim of Transamerica Financial Advisors, Inc. broker Feng Luo (CRD# 5508192)? Luo has been registered with Transamerica Financial Advisors, Inc. in Rancho Cucamonga, California since 2012.  Luo has been the subject of one customer complaint, according to his CRD report: October 2020. “Claimants alleged that representative misrepresented and materially omitted facts in… Read More

Read More

Investment Loss Options for Clients of Former State Farm VP Management Corp. Broker Steven Gary

Posted on Tuesday, January 5th, 2021 at 8:54 pm    

Erez Law is currently investigating former State Farm VP Management Corp. broker Steven Gary (CRD# 3006884) regarding insurance losses. Gary was registered with State Farm VP Management Corp. in Fort Worth, Texas from 1997 to 2018. In April 2020, FINRA sanctioned Gary to a $12,500 civil and administrative penalty and fine and suspense him for… Read More

Read More

Barred Former Country Capital Management Company Broker Adam Lopez Investment Losses

Posted on Tuesday, April 28th, 2020 at 1:57 pm    

Were you the victim of former Country Capital Management Company broker Adam Lopez (CRD# 5562750)? Lopez was registered with Country Capital Management Company in Springfield, Illinois from 2008 to 2018, when he was terminated regarding, “Individual was terminated by Firm due to termination by affiliated insurance companies for alleged violation of provisions in his insurance… Read More

Read More

Investigation of Former MML Investors Services, Inc. Broker Jon Reppert

Posted on Wednesday, March 18th, 2020 at 1:34 pm    

Did you lose money investing with former MML Investors Services, Inc. broker Jon Reppert (CRD# 1474315)? Reppert was registered with Madison Avenue Securities, LLC in Addison, Texas from 2017 to 2018 and previously with Kalos Capital, Inc. in Addison, Texas from 2011 to 2017. In February 2020, the Texas state securities board censured Reppert and… Read More

Read More

Former Northwestern Mutual Investment Services, LLC Broker John Chrysadakis Barred by FINRA

Posted on Tuesday, March 3rd, 2020 at 10:17 am    

Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Chrysadakis (CRD# 5680661) who was recently barred by FINRA. Chrysadakis was registered with Northwestern Mutual Investment Services, LLC in Norwalk, Connecticut from 2010 to 2019, when he was terminated regarding, “The Registered Representative, who denied all allegations, was permitted to resign while… Read More

Read More