Attention Victims of Former LPL Financial LLC Broker Beliveau Bays

Were you the victim of former LPL Financial LLC broker Beliveau Bays (CRD# 6034987)? Beliveau Bays has been registered with TCFG Wealth Management, LLC in Laguna Niguel, California since May 2021. Previously, Beliveau Bays was registered with LPL Financial LLC In Plano, Texas from 2019 to 2021, when he was terminated regarding: “Provided misrepresentations to… Read More

Were you the victim of former First Standard Financial Company LLC broker John Dalby (CRD# 6108863)? Dalby has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 2017. Previously, Dalby was registered with First Standard Financial Company LLC in Staten Island, New York from 2015 to 2017.  Dalby has been the subject… Read More

Did you suffer investment losses due to investments in Prophecy Asset Management, L.P. at the recommendation of your investment broker? It is alleged that the firm may have lost hundreds of millions of dollars over the past few years. Prophecy Asset Management, L.P. is a New York-based investment management firm, owned and operated by Jeffrey… Read More

There are options for customers of Lek Securities Corporation broker Jay Weiniger (CRD# 2368788) who suffered investment losses. Weiniger has been registered with Lek Securities Corporation in New York, New York since 2016.  Weiniger has been the subject of one customer complaint, according to his CRD report: June 2020. “David Weiniger was named as a… Read More

Were you the victim of former Woodbury Financial Services, Inc. broker Raymond Ferro (CRD# 1927831)? Ferro was registered with Woodbury Financial Services, Inc. in Danbury, Connecticut from 2013 to 2020. Ferro has been the subject of two customer complaints between 2003 and 2020, according to his CRD report. The most recent complaint is regarding:  February… Read More

Were you the victim of Edward Jones broker Craig Foreman (CRD# 6335574)? Foreman has been registered with Edward Jones in Odessa, Texas since 2014.  Foreman has been the subject of one customer complaint, according to his CRD report: August 2019. “Claimant alleges his son impersonated him in a phone call with the Firm’s Branch Office… Read More

There are options for clients of former Kestra Investment Services, LLC broker James Daughtry (CRD# 3272282) who suffered investment losses. Daughtry was registered with Kestra Investment Services, LLC in Dothan, Alabama from 2015 to 2020, when he was terminated regarding, “Daughtry violated FINRA Rules 8210 and 2010 and was bar from associating with any FINRA… Read More

Did you suffer investment losses due to recommendations by former Northland Securities, Inc. broker Shawn Messner (CRD# 2759697)? Messner has been registered with Needham & Company, LLC in Minnetonka, Minnesota since 2019. Previously, Messner was registered with Northland Securities, Inc. in Minneapolis, Minnesota from 2008 to 2019. In March 2020, Midwest Bank made allegations against… Read More

There are options for clients who suffered investments due to recommendations by Concorde Investment Services, LLC broker David Zupek (CRD# 2250376). Zupek has been registered with Concorde Investment Services, LLC and Concorde Asset Management, LLC in Racine, Wisconsin and The Villages, Florida since 2012. Zupek has been the subject of six customer complaints between 2004… Read More

Erez Law is currently investigating Insight Securities, Inc. broker Carlos Legaspy (CRD# 2148751) regarding allegations of fraud. Legaspy has been registered with Insight Securities, Inc. in Highland Park, Illinois since February 2020 and previously with the firm from 2002 to September 2019. Legaspy has been the subject of four customer complaints in 2018 and 2019,… Read More