Fraud

Garden State Securities, Inc. Broker Anthony Joslin Investment Losses

Posted on Wednesday, March 18th, 2020 at 1:53 pm    

Were you the victim of Garden State Securities, Inc. broker Anthony Joslin (CRD# 2281191)? Joslin has been registered with Garden State Securities, Inc. in Red Bank, New Jersey since 2014. Joslin has been the subject of eight customer complaints between 2000 and 2019, according to his CRD report. The most recent complaint is regarding: June […]

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Options for Victims of Former Nylife Securities LLC Broker Ronald Knight

Posted on Monday, March 9th, 2020 at 9:14 pm    

Were you the victim of former Nylife Securities LLC broker Ronald Knight (CRD# 5265446)? Knight was registered with Nylife Securities LLC in Timonium, Maryland from 2008 to 2017. In October 2019, FINRA barred Knight after he “consented to the sanction and to the entry of findings that he converted funds from his member firm. The […]

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Former Financial West Group and Western International Securities, Inc. Broker Margareta Childs Investment Loss Options

Posted on Monday, February 24th, 2020 at 9:06 pm    

Are you interested in learning your options due to investment losses with former Financial West Group and Western International Securities, Inc. broker Margareta Childs (CRD# 1495891)? Childs was with Western International Securities, Inc. in Irvine, California from 2017 to 2019. Previously, Childs was registered with Financial West Group in Irvine, California from 2002 to 2017. […]

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Options for Future Income Payments, LLC Losses due to Investments with Former NYLife Securities LLC Broker Gabriel Hynes

Posted on Wednesday, February 19th, 2020 at 7:12 pm    

There are options for customers of former NYLife Securities LLC broker Gabriel Hynes (CRD# 3152541) who suffered losses due to investments in Future Income Payments, LLC (FIP LLC) and related investments and insurance policies funded by FIP distributions. Hynes was registered with Kestra Investment Services, LLC in St. Augustine, Florida from March to April 2018 […]

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Did You Suffer Investment Losses with Former Transamerica Financial Advisors and ProEquities, Inc. Broker Narinder Singh?

Posted on Wednesday, February 12th, 2020 at 9:20 am    

Erez Law is currently investigating Transamerica Financial Advisors and ProEquities, Inc. broker Narinder Singh (CRD# 3100308) regarding Express Asset and Wealth Management, Inc. investment losses. Singh was registered with Farmers Financial Solutions, LLC in Sacramento, California from 2018 to 2019. Previously, Proequities, Inc. in Elk Grove, California from 2016 to 2017 and previously with Transamerica […]

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Did Former NYLife Securities LLC Broker Kari Bracy Recommend You Invest in Future Income Payments, LLC?

Posted on Tuesday, February 11th, 2020 at 4:45 pm    

Erez Law is currently investigating former NYLife Securities LLC broker Kari Bracy (CRD# 5656186) regarding Future Income Payments, LLC investment losses. Bracy was registered with NYLife Securities LLC in Jacksonville Beach, Florida from 2009 to 2019. In January 2020, Bracy was barred by FINRA after he consented to the sanction and to the entry of […]

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Can You Recover Losses Due to Investments with Pruco Securities, LLC Broker Joseph Viet Duy Phan?

Posted on Wednesday, January 15th, 2020 at 5:05 pm    

Pruco Securities, LLC broker Joseph Viet Duy Phan (CRD# 2555300) was barred by FINRA for borrowing money from clients. Phan was registered with Pruco Securities, LLC in Irvine, California from 2007 to 2018, when he was terminated regarding, “Registered Representative borrowed money from two clients without Firm approval, and attempted to deposit a client’s insurance […]

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Victim of Investment Fraud with LPL Financial LLC Broker Dain Stokes?

Posted on Tuesday, December 3rd, 2019 at 8:48 pm    

Erez Law is currently investigating LPL Financial LLC broker Dain Stokes (CRD# 2960801) regarding investment fraud. Stokes was registered with LPL Financial LLC in Bedford, New Hampshire from 2009 to 2019, when he was terminated regarding, “Termination in connection with State of NH suspension of investment adviser agent and broker-dealer representative license.” In October 2019, […]

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Cabot Lodge Securities LLC Broker Rusty Tweed Investment Losses

Posted on Tuesday, November 19th, 2019 at 2:56 pm    

Did you lose money investing with Cabot Lodge Securities LLC broker Robert Russel Tweed (CRD# 2339324), aka Rusty Tweed? Tweed has been registered with Cabot Lodge Securities LLC in San Marino, California since October 2015. Previously, Tweed was registered with Concorde Investment Services, LLC in San Marino, California from 2011 to 2015. Before then, Tweed […]

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Did You Lose Money with Wedbush Securities Inc. Broker Scott Andersen?

Posted on Monday, October 21st, 2019 at 3:23 pm    

There are options for customers of Wedbush Securities Inc. broker Scott Andersen (CRD# 4412679) who suffered investment losses Andersen has been registered with Wedbush Securities Inc. in Roseville, California since 2006. Anderssen is an 18-year industry veteran who previously worked at Morgan Stanley in Auburn, California from 2001 to 2006. In February 2019, a pending […]

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