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National Investment Fraud Lawyers

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Former Kestra Investment Services, LLC Broker Herman Kahn Atlas Growth Partners Investment Losses

Former Kestra Investment Services, LLC Broker Herman Kahn Atlas Growth Partners Investment Losses

Posted on Thursday, August 27th, 2020 at 7:29 pm    

Erez Law is currently investigating former Kestra Investment Services, LLC broker Herman Kahn (CRD# 1866522) regarding Atlas Growth Partners investment losses. Kahn has been registered with Kestra Investment Services, LLC in Pittsburgh, Pennsylvania from 2004 to 2020.  According to public records, the investor was unsophisticated with minimal investment experience who was looking for safe investments… Read More

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Oil-Linked Exchange-Traded Products Investment Loss Options

Posted on Wednesday, May 27th, 2020 at 8:57 am    

Did your broker recommend you invest in Oil-Linked Exchange-Traded Products (ETPs) and you suffered investment losses? Brokers across the country recommended their clients invest in unsuitable oil, gas, and energy investments, which suffered significant declines when the market crashed due to the COVID-19 pandemic (the coronavirus of the winter and spring of 2020).  In May… Read More

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Energy Sector Losses with Oppenheimer & Co. Inc. Broker Timothy Atyeo?

Posted on Tuesday, April 28th, 2020 at 2:11 pm    

Erez Law is currently investigating Oppenheimer & Co. Inc. broker Timothy Atyeo (CRD# 1544728) regarding energy sector losses. Atyeo has been registered with Oppenheimer & Co. Inc. in Fort Lauderdale, Florida since 2003. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of the… Read More

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Erez Law Files Claim Against Presidential Brokerage, Inc. and Broker Gregory Williams

Posted on Friday, March 27th, 2020 at 1:14 pm    

In March 2020, Erez Law filed a FINRA arbitration against Presidential Brokerage, Inc. The customers were clients of Gregory Williams (CRD# 1561089), who has been a registered representative of Forta Financial Group (also known as Presidential Brokerage, Inc.) in Greenwood Village, Colorado since 2011. The clients allege the following in the newly filed FINRA claim:… Read More

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Were You the Victim of B. Riley Wealth Management Broker Murray Roark?

Posted on Wednesday, January 15th, 2020 at 5:07 pm    

Erez Law is currently investigating B. Riley Wealth Management broker Murray Roark (CRD# 1041803) for investment losses. Roark has been registered with B. Riley Wealth Management in Dallas, Texas since 2011. Roark has been the subject of five customer complaints between 1999 and 2019, two of which were denied and one was closed without action,… Read More

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Whiting Petroleum Corporation Investment Losses

Posted on Wednesday, September 11th, 2019 at 8:26 pm    

Did your broker recommend you over-concentrate your investment portfolio in Whiting Petroleum Corp.? Erez Law is currently investigating brokers across the country who recommend their clients invest in Whiting Petroleum Corp., a Denvil oil explorer. According to the fund’s website, Whiting Petroleum Corporation is an independent exploration and production company with an oil focused asset… Read More

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Erez Law Files Claim Against Morgan Stanley and Former Broker Jaime Sahlstrom for Energy Sector Losses

Posted on Tuesday, August 27th, 2019 at 7:44 pm    

Erez Law recently filed a statement of claim against Morgan Stanley. The customer alleges that Jaime Sahlstrom (CRD #4722007), a former broker at Morgan Stanley, recommended a speculative and unsuitable investment strategy of investing the client’s accounts in high risk investments which caused her to suffer significant losses to her irreplaceable retirement savings. The Erez… Read More

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Former LPL Financial LLC Client Wins FINRA Arbitration for $260,000 for Investment Losses

Posted on Tuesday, August 27th, 2019 at 8:12 am    

In April 2019, a former client of LPL Financial LLC won an award in a FINRA arbitration for compensatory damages for $250,000 plus interest and $10,000 in attorney’s fees for investment losses. The investors were clients of broker Thomas Borruso (CRD# 5475175). The causes of action included violations of FINRA Rules, NYSE Rules and NASD… Read More

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Former Wells Fargo Brokers Charles Frieda and Charles Lynch Energy Sector Losses

Posted on Wednesday, July 10th, 2019 at 7:02 am    

Did you suffer losses due to investments with Former Wells Fargo brokers Charles Frieda (CRD# 5502319) and Charles Lynch (CRD# 3004877)? The duo is accused of over-concentrating securities in the speculative and high-risk energy-sector in their customer account. Frieda and Lynch were partners in business at Wells Fargo. In August 2020, FINRA fined Wells Fargo… Read More

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Former Raymond James & Associates Client Wins FINRA Arbitration for $1.8 Million for Energy Sector Losses

Posted on Wednesday, June 26th, 2019 at 3:50 pm    

In May 2019, a group of former clients of Raymond James & Associates, Inc. won an award in a FINRA arbitration for $1,790,003.17, which included $1.019 in compensatory damages, $200,000 in punitive damages, $422,000 in attorney’s fees, $14,000 in costs, and $31,003.17 in expert witness fees for losses sustained from high risk energy sector losses.… Read More

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