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UBS Financial Services Inc. Broker Richard Whalen Investment Loss Options

UBS Financial Services Inc. Broker Richard Whalen Investment Loss Options

Posted on Monday, March 22nd, 2021 at 6:42 pm    

There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008.  Whalen has been the subject of one customer complaint in 2021, according to his CRD report: January 2021. “Time Frame: January 2,… Read More

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Options for Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Scott Blanche

Posted on Monday, March 8th, 2021 at 6:59 pm    

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Blanche (CRD# 2152628) who suffered investment losses in the high-risk energy sector. Blanche has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jenkintown, Pennsylvania since 1996.  Blanche has been the subject of two customer complaints between 2001 and… Read More

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David Lerner Associates, Inc. Broker Charles Bonilla Energy Sector Loss Options

Posted on Tuesday, February 23rd, 2021 at 6:52 pm    

Erez Law is currently investigating former David Lerner Associates, Inc. broker Charles Bonilla (CRD# 2572107), who was recently suspended by FINRA. It is alleged that Bonilla recommended illiquid investments tied to the high-risk energy sector to customers of David Lerner Associates, Inc. It is alleged that David Lerner Associates, Inc. brokers recommended their clients invest… Read More

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Energy 11 Investment Losses with David Lerner Associates, Inc. Broker Glenn Werner

Posted on Tuesday, February 16th, 2021 at 5:52 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Glenn Werner (CRD# 6118112) regarding Energy 11 investment losses. Werner has been registered with David Lerner Associates, Inc. in Syosset, New York since 2013.  Energy 11, LP is a public non-traded limited partnership that was formed to acquire and develop oil and natural gas properties… Read More

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GeoStellar, Inc. Investment Loss Options

Posted on Monday, February 1st, 2021 at 8:35 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in GeoStellar, Inc., an Internet-scale solar energy platform based in Martinsburg, West Virginia. GeoStellar, Inc. filed for Chapter 7 bankruptcy in January 2018. The company has ceased operations and its website is no longer active.  According to public records, investors across… Read More

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Did You Lose Money Investing in Hornbeck Offshore With NTB Financial Corporation Broker Thomas Bonik?

Posted on Tuesday, January 19th, 2021 at 10:30 pm    

Were you the victim of NTB Financial Corporation broker Thomas Bonik (CRD# 852722)? Bonik was registered with NTB Financial Corporation in St. Augustine, Florida from 1998 to 2020, when he was terminated regarding, “Unsuitable recommendations by Mr. Bonik leading to realized losses between March 2019 and May 2020. Customer opened account in February 2019 specifying… Read More

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Did You Lose Money Investing in Oasis Petroleum?

Posted on Tuesday, January 19th, 2021 at 10:20 pm    

Erez Law is currently investigating brokers registered at brokerage firms across the country who recommended their clients invest in Oasis Petroleum. In September 2020, Oasis Petroleum filed for Chapter 11 bankruptcy, allowing the oil company to continue its operations while reducing its debt. In November 2020, Oasis Petroleum Inc. completed its financial restructuring and emerged… Read More

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Hornbeck Offshore Investment Loss Options

Posted on Tuesday, January 19th, 2021 at 10:16 pm    

Did you lose money investing in Hornbeck Offshore? Brokers across the country recommended their clients invest in Hornbeck Offshore and suffered investment losses In September 2020, Hornbeck Offshore emerged from Chapter 11 pursuant to its Joint Prepackaged Chapter 11 Plan of Reorganization. According to the press release, “Pursuant to the Plan, all general unsecured creditors,… Read More

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Can I Recover Losses from Former David Lerner Associates, Inc. Broker Rafael Klein?

Posted on Tuesday, January 12th, 2021 at 9:16 pm    

There are options for customers of former David Lerner Associates, Inc. broker Rafael Klein (CRD# 2865823) who suffered investment losses due to Energy 11. Klein has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 2005 and with Spirit of America Management Corp. in Westport, Connecticut since 2018. As of May 2020, the… Read More

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Investigation of Former Fortune Financial Services, Inc. Broker Jonathan Freeze

Posted on Tuesday, October 13th, 2020 at 1:15 am    

Did you lose money investing with former Fortune Financial Services, Inc. broker Jonathan Freeze (CRD# 2642023)? Freeze was registered with Fortune Financial Services, Inc. in Canonsburg, Pennsylvania from 2015 to 2017. Previously, Freeze was registered with Summit Brokerage Services, Inc. in Fredericksburg, Virginia from 2013 to 2015 and with LPL Financial LLC in Fredericksburg, Virginia… Read More

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