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FS Energy & Power Fund Investment Loss Options

FS Energy & Power Fund Investment Loss Options

Posted on Tuesday, January 18th, 2022 at 3:38 pm    

Did your broker recommend you invest in FS Energy & Power Fund (FSEP) and you suffered investment losses? FS Energy & Power Fund is a publicly registered, non-traded business development company (BDC) that is sponsored by FS Investments. According to its website, FS Energy & Power Fund focuses on investing in the debt and income-oriented… Read More

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Suitability Concerns with David Lerner Associates, Inc. Broker Charles Castro

Posted on Monday, January 10th, 2022 at 8:38 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Charles Castro (CRD# 5556780) regarding suitability concerns. Charles Castro has been registered with David Lerner Associates, Inc. in White Plains, New York since 2008.  Charles Castro Customer Complaint Charles Castro has been the subject of one customer complaint, according to his CRD report: September 2021.… Read More

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Options for Clients of David Lerner Associates, Inc. Broker Jeffrey Basford

Posted on Monday, January 3rd, 2022 at 10:15 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses, including investments in Energy 11. Jeffrey Basford has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 2006. Energy 11, LP is a public non-traded limited partnership that was formed to acquire and develop oil… Read More

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David Lerner Associates Broker Martin Lerner Faces Complaints for Recommending Unsuitable and Illiquid Investments in the Energy Sector

Posted on Tuesday, October 12th, 2021 at 12:36 am    

Erez Law is currently investigating David Lerner Associates broker Martin Lerner (CRD# 871038) who is alleged to recommend a strategy concentrated in high-risk and illiquid investments in the energy sector. Lerner has been registered with David Lerner Associates in Boca Raton, Florida since 1994.  It is alleged that Lerner recommended his clients invest in non-public… Read More

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David Lerner Associates, Inc. Broker Michael Norton Accused of Energy 11 Investment Losses

Posted on Monday, August 30th, 2021 at 1:40 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Michael Norton (CRD# 2617985) regarding Energy 11 investment losses. Norton has been registered with David Lerner Associates, Inc. in Syosset, New York since 1998.  It is alleged that David Lerner Associates, Inc. brokers recommended their clients invest in non-public limited partnerships, including Energy Eleven (Energy… Read More

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Did You Lose Money Investing with Centaurus Financial, Inc. Broker Manuel Ramos?

Posted on Monday, August 2nd, 2021 at 6:33 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). Ramos has been registered with Centaurus Financial, Inc. in Downey, California since 2011.  Ramos has been the subject of four customer complaints between 2003 and 2021, two of which were… Read More

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How to Bring a Claim Against Morgan Stanley Broker Brian Manning

Posted on Monday, July 26th, 2021 at 8:06 pm    

Erez Law is currently investigating Morgan Stanley broker Brian Manning (CRD# 1561116) regarding suitability concerns in the energy sector. Manning has been registered with Morgan Stanley in Toms River, New Jersey since 2009.  Manning has been the subject of one customer complaint in 2020, according to his CRD report: September 2020. “Claimant alleges unsuitability with… Read More

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Investment Loss Options for Clients of Advisory Group Equity Services Ltd. Broker W. Warren Gerety

Posted on Thursday, June 24th, 2021 at 4:54 pm    

There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010.  Gerety has been the subject of one customer complaint, according to his CRD report: April 2021. “In 2016… Read More

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UBS Financial Services Inc. Broker Richard Whalen Investment Loss Options

Posted on Monday, March 22nd, 2021 at 6:42 pm    

There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008.  Whalen has been the subject of one customer complaint in 2021, according to his CRD report: January 2021. “Time Frame: January 2,… Read More

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Options for Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Scott Blanche

Posted on Monday, March 8th, 2021 at 6:59 pm    

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Blanche (CRD# 2152628) who suffered investment losses in the high-risk energy sector. Blanche has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jenkintown, Pennsylvania since 1996.  Blanche has been the subject of two customer complaints between 2001 and… Read More

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