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National Investment Fraud Lawyers

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Former Royal Alliance Associates, Inc. Financial Advisor Mark Perry Accused of Unsuitable Investments for Elderly Clients

Former Royal Alliance Associates, Inc. Financial Advisor Mark Perry Accused of Unsuitable Investments for Elderly Clients

Posted on Tuesday, January 16th, 2018 at 8:45 pm    

Erez Law is currently investigating former Royal Alliance Associates, Inc. financial advisor Mark Perry (CRD# 1219294) regarding unsuitable investment recommendations to elderly clients. Perry was registered with Independent Financial Group, LLC in Mt. Pleasant, South Carolina from April to September 2015 and with Cambridge Investment Research, Inc. in Mt. Pleasant, South Carolina from March to… Read More

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Were You A Victim of Fraud from Former Newbridge Securities Corporation Financial Advisor Brian Berger?

Posted on Saturday, January 6th, 2018 at 9:29 am    

Erez Law is currently investigating former Newbridge Securities Corporation financial advisor Brian Berger (CRD# 3208127) regarding a fraudulent scheme that involved wire fraud and misappropriating elderly customers’ funds. Berger was registered with Newbridge Securities Corporation in Boca Raton, Florida from April to June 2015, with Metlife Securities Inc. in Fort Lauderdale, Florida from July 2014… Read More

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Former TransAmerica Financial Advisors, Inc. Financial Advisor Daniel Glick Accused of Scamming Elderly Investors out of Millions of Dollars

Posted on Saturday, January 6th, 2018 at 9:24 am    

Erez Law is currently investigating former TransAmerica Financial Advisors, Inc. financial advisor Daniel Glick (CRD# 2175655) regarding scamming elderly clients out of millions of dollars. Glick was registered with TransAmerica Financial Advisors, Inc. in Orland Park, Illinois from 2012 to 2014, when he was terminated regarding, “TFA found Mr. Glick failed to disclose to the… Read More

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Did You Lose Money with Wedbush Securities Financial Advisor Mark Heiden Investing in Energy Limited Partnership?

Posted on Monday, November 13th, 2017 at 2:10 pm    

Erez Law is currently investigating Wedbush Securities Inc. financial advisor Mark Heiden (CRD# 2885156) who recommended his elderly clients invest in unsuitably risky, high-commission energy limited partnerships. Heiden has been registered with Wedbush Securities Inc. in Newport Beach, California since 2013. Heiden has been the subject of nine customer complaints between 2000 and 2017, one… Read More

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Erez Law Files Claim for $500,000 Against Invex, LLC for Losses in Junk Bonds and Structured Products

Posted on Thursday, October 26th, 2017 at 11:49 am    

Erez Law recently filed a $500,000 FINRA arbitration against Invex, LLC. The former Invex, LLC customers allege that the Miami, Florida-based firm recommended a speculative and unsuitable strategy of concentrating the elderly couple’s portfolio in three high risk, complex and illiquid structured products known as “reverse convertibles,” as well as in high risk and unsuitable… Read More

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Worden Capital Management LLC Financial Advisor Michael Stanton Suspended for Failure to Supervise

Posted on Wednesday, September 20th, 2017 at 8:54 am    

Erez Law is currently investigating Worden Capital Management LLC financial advisor Michael Stanton (CRD# 1448072) regarding failure to supervise a registered representative from churning and excessive trading in an elderly, blind and disabled customer’s account. Stanton has been registered with Worden Capital Management LLC in New York, New York since December 2016. He was previously… Read More

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Former Transamerica Financial Advisors, Inc. Financial Advisor Daniel Glick Scammed Elderly Clients Out of Millions of Dollars

Posted on Thursday, August 17th, 2017 at 5:52 pm    

Erez Law is currently investigating former Transamerica Financial Advisors, Inc. financial advisor Daniel Glick (CRD# 2175655) regarding scamming elderly investors out of millions of dollars. Glick was registered Transamerica Financial Advisors, Inc. in Orland Park, Illinois from 2012 to 2014 when he was terminated regarding, “TFA found Mr. Glick failed to disclose to the firm… Read More

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