Closed End Funds

Former Morgan Stanley Financial Advisor James Mewhinney III CEF Losses

Posted on Monday, April 29th, 2019 at 8:19 pm    

Former Morgan Stanley financial advisor James Mewhinney III (CRD# 857321) accused of excessive trading related to Closed End Funds (CEFs). Mewhinney has been registered with Morgan Stanley in Dallas, Texas from 2009 to August 2018. Mewhinney has been the subject of two customer complaints between 2008 and 2018, according to his CRD report. The recent […]

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