Churning

Former Morgan Stanley Broker Michael Paesano Accused of Churning Customer Accounts

Posted on Wednesday, June 10th, 2020 at 8:46 pm    

Erez Law is currently investigating former Morgan Stanley broker Michael Paesano (CRD# 1557229) regarding investment losses due to churning (excessive trading). Paesano was registered with Morgan Stanley in New York, New York from 2011 to 2017, when he was terminated regarding, “Concerns related to employee’s exercise of discretion and investment strategy.” Paesano has been the […]

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Former New York Broker Michael Oromaner Investment Loss Options

Posted on Tuesday, May 5th, 2020 at 8:37 pm    

Erez Law is currently investigating former New York broker Michael Oromaner (CRD# 2857559) who was suspended indefinitely from the securities industry. Oromaner was registered with several broker-dealers during the past few years, including: Cova Capital Partners LLC in Syosset, New York (October 2016-January 2017) Salomon Whitney Financial in Farmingdale, New York (March 2016-September 2016) Avenir […]

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Former Morgan Stanley Broker Kevin Doyle Investment Losses

Posted on Monday, February 24th, 2020 at 8:40 pm    

Were you the victim of former Morgan Stanley broker Kevin Doyle (CRD# 2102345)? Doyle has been registered with Raymond James & Associates, Inc. in Tulsa, Oklahoma since 2018. Previously, Doyle was registered with Morgan Stanley in Tulsa, Oklahoma from 2009 to 2018. Doyle has been the subject of two customer complaints between 2018 and 2019, […]

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Options for Former Customers of Reid & Rudiger LLC Broker Edward Rudiger Jr.

Posted on Wednesday, January 29th, 2020 at 9:37 pm    

Reid & Rudiger LLC broker Edward Rudiger Jr. (CRD# 2118724) faces customer complaints regarding investment losses. Rudiger has been registered with Reid & Rudiger LLC in New York, New York since 1999. Rudiger has been the subject of six customer complaints between 1997 and 2019, two of which were denied, according to his CRD report: […]

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How to Bring a Claim Against Former Westpark Capital, Inc. Broker Gregory Ricker

Posted on Thursday, December 19th, 2019 at 9:55 am    

Were you the victim of former Westpark Capital, Inc. broker Gregory Ricker (CRD# 1834893)? Ricker was registered with Westpark Capital, Inc. in Boca Raton, Florida from 2013 to 2019. In August 2019, FINRA suspended Ricker indefinitely after he failed to respond to FINRA request for information. Ricker has been the subject of eight customer complaints […]

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How You Can Recover Losses from New York State Broker Richard Coleman

Posted on Monday, November 11th, 2019 at 8:29 pm    

Did you lose money investing with New York state broker Richard Coleman (CRD# 2720422)? Coleman was registered with multiple broker-dealers during the past decade, including: SW Financial in Melville, New York (05/07/2018 – 03/14/2019) Richard James & Associates, Inc. in Syosset, New York (06/05/2017 – 06/06/2018) Salomon Whitney Financial in Melville, New York (02/24/2016 – […]

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Were You a Victim of Former Arive Capital Markets Broker John Santariello

Posted on Tuesday, November 5th, 2019 at 12:07 pm    

Erez Law is currently investigating former Arive Capital Markets broker John Santariello (CRD# 5746158) regarding stock losses. Santariello was registered with Arive Capital Markets in Coram, New York from 2016 to 2018. Previously, Santariello was registered with the following brokerage firms: Cape Securities Inc. in Lake Grove, New York (08/11/2015 – 06/27/2016) Joseph Gunnar & […]

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How to Bring a Claim Against Former Wedbush Securities Inc. Broker Michael Sims

Posted on Tuesday, November 5th, 2019 at 12:04 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Wedbush Securities Inc. broker Michael Sims (CRD# 1034180). Sims was registered with Wedbush Securities Inc. in Santa Rosa, California from 2005 to 2019. Sims has been the subject of four customer complaints between 2009 and 2019, according […]

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Were You a Victim of Former First Standard Financial Company LLC Broker Andre Davis?

Posted on Tuesday, November 5th, 2019 at 11:58 am    

Erez Law is currently investigating former First Standard Financial Company LLC broker Andre Davis (CRD# 1417097) regarding client investment losses. Davis has been registered with Paulson Investment Company LLC in New York, New York since July 2019. Previously, Davis was registered with First Standard Financial Company LLC in Red Bank, New Jersey from 2015 to […]

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Former Morgan Stanley Broker Justin Amaral Accused of Excessive Trading

Posted on Tuesday, November 5th, 2019 at 11:39 am    

Former Morgan Stanley broker Justin Amaral (CRD# 4440980) is accused of churning customer accounts and generating excessive commissions. Amaral has been registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he was terminated regarding, “the allegations related to, among other issues, the employee’s status as an executor and beneficiary in a client’s […]

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