How to Bring a Claim Against Former Westpark Capital, Inc. Broker Gregory Ricker
Posted on Thursday, December 19th, 2019 at 9:55 am
Were you the victim of former Westpark Capital, Inc. broker Gregory Ricker (CRD# 1834893)? Ricker was registered with Westpark Capital, Inc. in Boca Raton, Florida from 2013 to 2019. In August 2019, FINRA suspended Ricker indefinitely after he failed to respond to FINRA request for information. Ricker has been the subject of eight customer complaints […]
How You Can Recover Losses from New York State Broker Richard Coleman
Posted on Monday, November 11th, 2019 at 8:29 pm
Did you lose money investing with New York state broker Richard Coleman (CRD# 2720422)? Coleman was registered with multiple broker-dealers during the past decade, including: SW Financial in Melville, New York (05/07/2018 – 03/14/2019) Richard James & Associates, Inc. in Syosset, New York (06/05/2017 – 06/06/2018) Salomon Whitney Financial in Melville, New York (02/24/2016 – […]
Were You a Victim of Former Arive Capital Markets Broker John Santariello
Posted on Tuesday, November 5th, 2019 at 12:07 pm
Erez Law is currently investigating former Arive Capital Markets broker John Santariello (CRD# 5746158) regarding stock losses. Santariello was registered with Arive Capital Markets in Coram, New York from 2016 to 2018. Previously, Santariello was registered with the following brokerage firms: Cape Securities Inc. in Lake Grove, New York (08/11/2015 – 06/27/2016) Joseph Gunnar & […]
How to Bring a Claim Against Former Wedbush Securities Inc. Broker Michael Sims
Posted on Tuesday, November 5th, 2019 at 12:04 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Wedbush Securities Inc. broker Michael Sims (CRD# 1034180). Sims was registered with Wedbush Securities Inc. in Santa Rosa, California from 2005 to 2019. Sims has been the subject of four customer complaints between 2009 and 2019, according […]
Were You a Victim of Former First Standard Financial Company LLC Broker Andre Davis?
Posted on Tuesday, November 5th, 2019 at 11:58 am
Erez Law is currently investigating former First Standard Financial Company LLC broker Andre Davis (CRD# 1417097) regarding client investment losses. Davis has been registered with Paulson Investment Company LLC in New York, New York since July 2019. Previously, Davis was registered with First Standard Financial Company LLC in Red Bank, New Jersey from 2015 to […]
Former Morgan Stanley Broker Justin Amaral Accused of Excessive Trading
Posted on Tuesday, November 5th, 2019 at 11:39 am
Former Morgan Stanley broker Justin Amaral (CRD# 4440980) is accused of churning customer accounts and generating excessive commissions. Amaral has been registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he was terminated regarding, “the allegations related to, among other issues, the employee’s status as an executor and beneficiary in a client’s […]
Did You Lose Money with Former JPMorgan Chase Bank, Na Broker Trevor Rahn?
Posted on Wednesday, October 30th, 2019 at 10:08 am
Erez Law is currently investigating former JPMorgan Chase Bank, Na broker Trevor Rahn (CRD# 2196155) regarding unauthorized trading in customer accounts. Rahn was registered with JPMorgan Chase Bank, Na in Los Angeles, California from 2010 to 2018, when he was terminated regarding, “unacceptable practices by the representative relating to the timing and size of orders […]
Did You Lose Money Investing with Former J.P. Morgan Securities LLC Broker Barry Snyder?
Posted on Wednesday, October 30th, 2019 at 9:14 am
Erez Law is currently investigating former J.P. Morgan Securities LLC broker Barry Snyder (CRD# 2385901) regarding excessive and unauthorized trades. Snyder has been registered with Snowden Account Services LLC in Coral Gables, Florida since September 2019. Previously, Snyder was registered with Lampost Capital, L.C. in Boca Raton, Florida from August 2018 to September 2019 and […]
Unsuitable Investments with Laidlaw & Company (Uk) Ltd. Broker John Busco?
Posted on Tuesday, October 8th, 2019 at 7:36 am
Laidlaw & Company (Uk) Ltd. broker John Busco (CRD# 825869) is alleged to recommend unsuitable investments and engage in excessive trading. Busco has been registered with Laidlaw & Company (Uk) Ltd. in New York, New York since March 2019. Previously, Busco was registered with Morgan Stanley in Toms River, New Jersey from 2009 to 2019. […]
Were You the Victim of Oppenheimer & Co. Inc. Broker Cesar Hurtado?
Posted on Tuesday, October 1st, 2019 at 2:15 pm
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Cesar Hurtado (CRD# 4137948) regarding allegations of churning customer accounts to generate excessive commissions as well as recommending unsuitable investments to his clients. Hurtado has been registered with Oppenheimer & Co. Inc. in Miami, Florida since 2003. According to public record, a former client of […]