Business Development Companies
How to Bring a Claim Against D.H. Hill Securities, LLLP Financial Advisor Charles Stevens
Posted on Tuesday, July 24th, 2018 at 1:54 pm
There are options for customers of D.H. Hill Securities, LLLP financial advisor Charles Stevens (CRD# 1698058) who suffered investment losses. Stevens has been registered with D.H. Hill Securities, LLLP in St. Augustine, Florida since 2006. Stevens has been the subject of four customer complaints between 2003 and 2017, according to his CRD report. The recent […]
Did You Suffer Losses from LPL Financial LLC Regarding REIT and BDC Investments?
Posted on Wednesday, November 8th, 2017 at 3:50 pm
Erez Law is currently investigating LPL Financial LLC financial advisors across the country regarding excessive amounts of alternative investments in client portfolios. In October 2017, the State of New Jersey, Bureau of Securities fined LPL Financial LLC $950,000 and ordered the firm to pay $25,000 to a state investor education fund over REIT and BDC […]
Did you Lose money with Purshe Kaplan Sterling Investments Financial Advisor Gopi Krishna Vungarala?
Posted on Monday, March 27th, 2017 at 1:36 pm
Erez Law is currently investigating Purshe Kaplan Sterling Investments financial advisor Gopi Krishna Vungarala regarding excessive sales charges on the purchase of non-traded Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs). Vungarala was registered with Purshe Kaplan Sterling Investments in Midland, Michigan from 2007 to 2017 before he was terminated by the firm […]