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How to Bring a Claim Against Kalos Capital, Inc. Broker Curvin Miller IV

How to Bring a Claim Against Kalos Capital, Inc. Broker Curvin Miller IV

Posted on Monday, July 19th, 2021 at 4:22 pm    

Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006.  Miller has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: April 2021. “Breach of fiduciary duty, negligence &… Read More

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Options for Clients of Former H. Beck, Inc Broker William Young

Posted on Tuesday, July 13th, 2021 at 11:18 am    

Were you the victim of former H. Beck, Inc. broker William Young (CRD# 4787488)? Young has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2018. Previously, Young was registered with Niagara International Capital Limited in New York, New York from 2017 to 2018 and with H. Beck, Inc. in Bethesda, Maryland from… Read More

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Former G.F. Investment Services, LLC Broker Christopher Hobart Recovery Loss Options

Posted on Monday, June 7th, 2021 at 6:30 pm    

There are options for clients of former G.F. Investment Services, LLC broker Christopher Hobart (CRD# 4469608) who suffered investment losses. Hobart was registered with G.F. Investment Services, LLC in Charlotte, North Carolina from 2015 to 2019. Hobart has been the subject of three customer complaints in 2020, one of which was denied, according to his… Read More

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Investment Loss Options for Clients of Former H. Beck, Inc. Broker Eric Felsenfeld

Posted on Monday, May 3rd, 2021 at 8:15 pm    

Were you the victim of former H. Beck, Inc. broker Eric Felsenfeld (CRD# 4496689)? Felsenfeld has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2017. Previously, Felsenfeld was registered with Niagara International Capital Limited in New York, New York from 2017 to 2018. Prior to that, Felsenfeld was registered with H. Beck,… Read More

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Investigation of Former FSC Securities Corporation Broker Scott Ferguson

Posted on Monday, May 3rd, 2021 at 7:57 pm    

Did you lose money investing with former FSC Securities Corporation broker Scott Ferguson (CRD# 4668142)? Ferguson has been registered with Cambridge Investment Research, Inc. in Brunswick, Maryland since October 2019. Previously, Ferguson was registered with FSC Securities Corporation in Silver Spring, Maryland from 2005 to 2019. Ferguson has been the subject of two customer complaints… Read More

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Former Berthel, Fisher & Company Financial Services, Inc. Broker Dennis Fearing Investment Loss Options

Posted on Monday, March 22nd, 2021 at 4:22 pm    

There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339) who suffered investment losses. Fearing was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, Minnesota from 2011 to 2021. Fearing has been the subject of two customer complaints between 2004 and 2020, one… Read More

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Did You Lose Money Investing with Former Presidential Brokerage, Inc. Broker Cory Davern?

Posted on Tuesday, February 16th, 2021 at 6:14 pm    

Former Presidential Brokerage, Inc. broker Cory Davern (CRD# 2945772) faces a customer complaint for investment losses. Davern has been registered with Valic Financial Advisors, Inc. in Lakewood, Colorado since January 2020. Previously, Axa Distributors, LLC in Jersey City, New Jersey from 2018 to 2020 and previously with Presidential Brokerage, Inc. in Greenwood Village, Colorado from… Read More

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Investment Loss Options for Clients of Former LPL Financial LLC Broker Kevin Houser

Posted on Tuesday, February 16th, 2021 at 5:43 pm    

Were you the victim of former LPL Financial LLC broker Kevin Houser (CRD# 2513167)? Houser has been registered with Ameriprise Financial Services, LLC in Center Valley, Pennsylvania since 2016.  Houser has been the subject of four customer complaints between 2016 and 2020, according to his CRD report: November 2020. “Claimant alleges that he invested in… Read More

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Former LPL Financial LLC Broker Joe Franklin Investment Loss Options

Posted on Monday, February 1st, 2021 at 8:44 pm    

Erez Law is currently investigating former LPL Financial LLC broker Joe Franklin (CRD# 2673133) regarding investment losses. Franklin was registered with LPL Financial LLC in Hixson, Tennessee from 2010 to April 2020. Franklin has been the subject of three customer complaints between 2007 and 2020, two of which were denied, according to his CRD report:… Read More

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Franklin Square KKR Capital Corp II Investment Loss Options

Posted on Monday, October 5th, 2020 at 5:10 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Franklin Square (Franklin Square KKR Capital Corp. II). It is alleged that brokers at brokerage firms across the country unsuitably recommended their clients invest in Franklin Square KKR Capital Corp. II without fully disclosing the risks of this business development… Read More

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