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Morgan Stanley Broker Nicholas Sberlati Recovery Loss Options

Morgan Stanley Broker Nicholas Sberlati Recovery Loss Options

Posted on Tuesday, December 8th, 2020 at 8:09 pm    

Morgan Stanley broker Nicholas Sberlati (CRD# 4953286) faces a corporate bond investment complaint. Sberlati has been registered with Morgan Stanley in Chicago, Illinois since 2009.  Sberlati has been the subject of one customer complaint, according to his CRD report: August 2020. “Institutional client alleges that it was not told about a special mandatory redemption provision… Read More

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Were You a Victim of Former Stoever, Glass & Company Inc. Broker Howard Leon

Posted on Tuesday, September 29th, 2020 at 8:12 pm    

Erez Law is currently investigating former Stoever, Glass & Company Inc. broker Howard Leon (CRD# 2158589) regarding municipal bond losses. Leon has been registered with Newbridge Securities Corporation in Boca Raton, Florida since April 2020. Previously, Leon was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from 2017 to 2020, when he… Read More

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Have You Suffered Losses Due to Recommendations by Wells Fargo Clearing Services, LLC Broker Jeffrey Eiler?

Posted on Tuesday, March 3rd, 2020 at 9:56 am    

There are options for clients of Wells Fargo Clearing Services, LLC broker Jeffrey Eiler (CRD# 1028716) who suffered investment losses. Eiler has been registered with Wells Fargo Clearing Services, LLC in Fort Lauderdale, Florida since 2006. Eiler has been the subject of 12 customer complaints between 1995 and 2018, according to his CRD report. Recent… Read More

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Former Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Debra Lambert Municipal Bond Losses

Posted on Wednesday, February 5th, 2020 at 10:42 pm    

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Debra Lambert (CRD# 2238553) regarding municipal bond losses. Lambert was registered with Raymond James & Associates, Inc. in The Villages, Florida from 2014 to 2017. Previously, Lambert was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Smithtown, New York… Read More

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Former Morgan Stanley Financial Advisor John Batista Bocchino Barred by FINRA

Posted on Friday, June 2nd, 2017 at 2:17 pm    

Erez Law is currently investigating former UBS Financial Services Inc. and Morgan Stanley financial advisor John Batista Bocchino (CRD# 2876260), who was recently barred by FINRA regarding concealing approximately $190 million in Venezuelan bond trades from his former member firm Morgan Stanley. Bocchino was registered with UBS Financial Services Inc. in New York, New York… Read More

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