Bonds

Former Morgan Stanley Financial Advisor John Batista Bocchino Barred by FINRA

Posted on Friday, June 2nd, 2017 at 2:17 pm    

Erez Law is currently investigating former UBS Financial Services Inc. and Morgan Stanley financial advisor John Batista Bocchino (CRD# 2876260), who was recently barred by FINRA regarding concealing approximately $190 million in Venezuelan bond trades from his former member firm Morgan Stanley. Bocchino was registered with UBS Financial Services Inc. in New York, New York […]

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