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National Investment Fraud Lawyers

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Alternative Investment Losses with Independent Financial Group, LLC Broker Brett Hartvigson

Alternative Investment Losses with Independent Financial Group, LLC Broker Brett Hartvigson

Posted on Tuesday, January 12th, 2021 at 10:20 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. Hartvigson has been registered with Independent Financial Group, LLC in San Diego, California since 2009.  Hartvigson has been the subject of four customer complaints between 2002 and 2020, according to his CRD report. The most recent complaint… Read More

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FSC Securities Corporation Broker Louis Wargo Recovery Loss Options

Posted on Wednesday, January 6th, 2021 at 12:40 am    

Did you lose money investing with  broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which was closed without action, according to his CRD report. The most recent complaints are regarding:… Read More

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Were You a Victim of Voya Financial Advisors, Inc. Broker Rajeswaran Venkatraman?

Posted on Wednesday, January 6th, 2021 at 12:01 am    

There are options for customers of Voya Financial Advisors, Inc. broker Rajeswaran Venkatraman (CRD# 1383008). Venkatraman has been registered with Voya Financial Advisors, Inc. in Lisle, Illinois since 2011.  Venkatraman has been the subject of three customer complaints between 1995 and 2020, one of which was denied, according to his CRD report. The most recent… Read More

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Real Estate Security Losses with Former Royal Alliance Associates, Inc. Broker Gary Ginsberg

Posted on Wednesday, November 18th, 2020 at 9:44 pm    

Were you the victim of former Royal Alliance Associates, Inc. broker Gary Ginsberg (CRD# 1175258)? Ginsberg has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since June 2020. Previously, Ginsberg was registered with Royal Alliance Associates, Inc. in West Orange, New Jersey from 2005 to 2020. Ginsberg has been the subject… Read More

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Warning to Investors: LPL Financial LLC Broker Samuel Izaguirre Alternative Investment Losses

Posted on Tuesday, October 20th, 2020 at 12:02 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Samuel Izaguirre (CRD# 4835113). Izaguirre has been registered with LPL Financial LLC in Miami Lakes, Florida since 2011. Independent Financial Partners in Pembroke Pines, Florida from 2015 to 2018 and with LPL Financial LLC… Read More

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Can I Recover Losses from American Portfolios Financial Services, Inc. Broker Brian Dibrino?

Posted on Tuesday, October 13th, 2020 at 1:21 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New Jersey since 2016. Previously, Dibrino was registered with First Allied Advisory Services, Inc. in Fairfield,… Read More

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Triad Advisors LLC Broker Peter Alofsin Investment Loss Options

Posted on Tuesday, September 29th, 2020 at 8:25 pm    

Erez Law is currently investigating Triad Advisors LLC broker Peter Alofsin (CRD# 2274434) regarding unsuitable investment recommendations in alternative investments. Alofsin has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012.  Alofsin has been the subject of three customer complaints between 2006 and 2020, one of which was closed without action,… Read More

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How to Bring a Claim Against Newbridge Securities Corporation Broker Peter Goffin

Posted on Tuesday, September 22nd, 2020 at 8:03 pm    

Erez Law is currently investigating Newbridge Securities Corporation broker Peter Goffin (CRD# 1617710) regarding losses due to alternative investments. Goffin has been registered with Newbridge Securities Corporation in Boca Raton, Florida 2003.  Goffin has been the subject of nine customer complaints between 1993 and 2019, five of which were denied, according to his CRD report.… Read More

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Options for Clients of Former Ameritas Investment Corp. Broker Thomas Lawrence III

Posted on Tuesday, September 15th, 2020 at 7:08 pm    

There are options for customers of former Ameritas Investment Corp. broker Thomas Lawrence III (CRD# 1839619) who suffered investment losses. Lawrence was registered with Ameritas Investment Corp. in Chapel Hill, Tennessee from 2006 to 2016.  In June 2019, the Tennessee Securities Division barred Lawrence for borrowing money from a client. In July 2017, FINRA sanctioned… Read More

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Kalos Capital, Inc. Broker Gene Esplin Investment Loss Options

Posted on Monday, July 20th, 2020 at 7:55 pm    

Were you the victim of Kalos Capital, Inc. broker Gene Esplin (CRD# 3133447)? Esplin has been registered with Kalos Capital, Inc. in Pocatello, Idaho from 2015 to 2019. Esplin has been the subject of one customer complaint, according to his CRD report: December 2019. “Claimants allege that alternative investments purchased at Triad during the Representative’s… Read More

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