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Warning to Investors: LPL Financial LLC Broker Samuel Izaguirre Alternative Investment Losses

Warning to Investors: LPL Financial LLC Broker Samuel Izaguirre Alternative Investment Losses

Posted on Tuesday, October 20th, 2020 at 12:02 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Samuel Izaguirre (CRD# 4835113). Izaguirre has been registered with LPL Financial LLC in Miami Lakes, Florida since 2011. Independent Financial Partners in Pembroke Pines, Florida from 2015 to 2018 and with LPL Financial LLC… Read More

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Can I Recover Losses from American Portfolios Financial Services, Inc. Broker Brian Dibrino?

Posted on Tuesday, October 13th, 2020 at 1:21 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New Jersey since 2016. Previously, Dibrino was registered with First Allied Advisory Services, Inc. in Fairfield,… Read More

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Triad Advisors LLC Broker Peter Alofsin Investment Loss Options

Posted on Tuesday, September 29th, 2020 at 8:25 pm    

Erez Law is currently investigating Triad Advisors LLC broker Peter Alofsin (CRD# 2274434) regarding unsuitable investment recommendations in alternative investments. Alofsin has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012.  Alofsin has been the subject of three customer complaints between 2006 and 2020, one of which was closed without action,… Read More

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How to Bring a Claim Against Newbridge Securities Corporation Broker Peter Goffin

Posted on Tuesday, September 22nd, 2020 at 8:03 pm    

Erez Law is currently investigating Newbridge Securities Corporation broker Peter Goffin (CRD# 1617710) regarding losses due to alternative investments. Goffin has been registered with Newbridge Securities Corporation in Boca Raton, Florida 2003.  Goffin has been the subject of nine customer complaints between 1993 and 2019, five of which were denied, according to his CRD report.… Read More

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Options for Clients of Former Ameritas Investment Corp. Broker Thomas Lawrence III

Posted on Tuesday, September 15th, 2020 at 7:08 pm    

There are options for customers of former Ameritas Investment Corp. broker Thomas Lawrence III (CRD# 1839619) who suffered investment losses. Lawrence was registered with Ameritas Investment Corp. in Chapel Hill, Tennessee from 2006 to 2016.  In June 2019, the Tennessee Securities Division barred Lawrence for borrowing money from a client. In July 2017, FINRA sanctioned… Read More

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Kalos Capital, Inc. Broker Gene Esplin Investment Loss Options

Posted on Monday, July 20th, 2020 at 7:55 pm    

Were you the victim of Kalos Capital, Inc. broker Gene Esplin (CRD# 3133447)? Esplin has been registered with Kalos Capital, Inc. in Pocatello, Idaho from 2015 to 2019. Esplin has been the subject of one customer complaint, according to his CRD report: December 2019. “Claimants allege that alternative investments purchased at Triad during the Representative’s… Read More

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Options for Customers of Former David A. Noyes & Company Broker James Kirchner

Posted on Tuesday, July 14th, 2020 at 3:16 pm    

Erez Law is currently investigating former David A. Noyes & Company broker James Kirchner (CRD# 2852217) regarding unsuitable investment recommendations. Kirchner was registered with Cabot Lodge Securities LLC in Chicago, Illinois from September 2019 to March 2020. Previously, Kirchner was registered with IFS Securities in Chicago, Illinois from January to September 2019. Prior to that,… Read More

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Alternative Investment Losses with First Allied Securities, Inc. Broker William Fox

Posted on Tuesday, April 21st, 2020 at 4:05 pm    

Erez Law is currently investigating First Allied Securities, Inc. broker William Fox (CRD# 1522234) regarding alternative investment losses. Fox has been registered with First Allied Securities, Inc. in Austin, Texas since 2014. Previously, Fox was registered with New England Securities in Austin, Texas from 1997 to 2014. According to public records, a former client of… Read More

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FSC Securities Corporation Broker Rodney Potratz Recovery Loss Options

Posted on Monday, March 30th, 2020 at 10:06 am    

There are options for customers of FSC Securities Corporation broker Rodney Potratz (CRD# 2367896)? Potratz has been registered with FSC Securities Corporation in Laguna Beach, California since 2003. Potratz has been the subject of two customer complaints between 2011 and 2019, according to his CRD report: November 2019. “Claimants allege various alternative investments were inappropriately… Read More

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Former VSR Financial Services, Inc. and Summit Brokerage Services Inc. Broker Robert Burns Accused of Recommending Unsuitable Alternative Products

Posted on Tuesday, March 3rd, 2020 at 9:42 am    

Erez Law is currently investigating former VSR Financial Services, Inc. and Summit Brokerage Services Inc. broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations in alternative products. Burns has been registered with Cetera Advisor Networks LLC in Greenwood Village, Colorado since September 2019. Previously, Burns was registered with Summit Brokerage Services, Inc. in Greenwood Village,… Read More

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