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Infinity Q Diversified Alpha Investor Investment Loss Options

Infinity Q Diversified Alpha Investor Investment Loss Options

Posted on Tuesday, April 6th, 2021 at 1:04 am    

Did you lose money investing in Infinity Q Diversified Alpha Investor (IQDAX)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Infinity Q.  According to public records, in February 2021 the fund ceased investor redemptions due to alleged portfolio manager fraud. The Securities and Exchange Commission… Read More

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Investment Loss Options for Clients of Cambridge Investment Research, Inc. Broker Curtis Harris

Posted on Monday, March 22nd, 2021 at 5:33 pm    

Were you the victim of Cambridge Investment Research, Inc. broker Curtis Harris (CRD# 2628896)? Harris has been registered with Cambridge Investment Research, Inc. in Dallas, Texas since 2008.  Previously, Harris was registered with HFG Advisors, L.L.C. in Dallas, Texas and MML Investors Services, Inc. in Dallas, Texas from 1996 to 2008, when he was terminated… Read More

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How to Bring a Claim Against Cambridge Investment Research, Inc. Broker Neal Thompson

Posted on Monday, March 15th, 2021 at 10:12 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Cambridge Investment Research, Inc. broker Neal Thompson (CRD# 5252962). Thompson has been registered with Harbour Investments, Inc. in Scottsdale, Arizona since 2018.  Thompson has been the subject of one customer complaint, according to his CRD report: December 2020.… Read More

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Voya Financial Advisors, Inc. to Pay $22.9 Million Fine and Restitution to Customers for Conflicts of Interest

Posted on Monday, February 8th, 2021 at 8:51 pm    

In December 2020, the Securities and Exchange Commission (SEC) settled charges with Voya Financial Advisors, Inc. regarding the firm’s “disclosure failures and misleading statements to clients regarding investment advice it gave about mutual funds, illiquid alternative investments and cash sweep vehicles. The settlement includes a distribution of money to harmed clients of the retail advisory… Read More

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Alternative Investment Losses with Independent Financial Group, LLC Broker Brett Hartvigson

Posted on Tuesday, January 12th, 2021 at 10:20 pm    

Erez Law is currently investigating Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. Hartvigson has been registered with Independent Financial Group, LLC in San Diego, California since 2009.  Hartvigson has been the subject of four customer complaints between 2002 and 2020, according to his CRD report. The most recent complaint… Read More

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FSC Securities Corporation Broker Louis Wargo Recovery Loss Options

Posted on Wednesday, January 6th, 2021 at 12:40 am    

Did you lose money investing with  broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which was closed without action, according to his CRD report. The most recent complaints are regarding:… Read More

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Were You a Victim of Voya Financial Advisors, Inc. Broker Rajeswaran Venkatraman?

Posted on Wednesday, January 6th, 2021 at 12:01 am    

There are options for customers of Voya Financial Advisors, Inc. broker Rajeswaran Venkatraman (CRD# 1383008). Venkatraman has been registered with Voya Financial Advisors, Inc. in Lisle, Illinois since 2011.  Venkatraman has been the subject of three customer complaints between 1995 and 2020, one of which was denied, according to his CRD report. The most recent… Read More

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Real Estate Security Losses with Former Royal Alliance Associates, Inc. Broker Gary Ginsberg

Posted on Wednesday, November 18th, 2020 at 9:44 pm    

Were you the victim of former Royal Alliance Associates, Inc. broker Gary Ginsberg (CRD# 1175258)? Ginsberg has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since June 2020. Previously, Ginsberg was registered with Royal Alliance Associates, Inc. in West Orange, New Jersey from 2005 to 2020. Ginsberg has been the subject… Read More

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Warning to Investors: LPL Financial LLC Broker Samuel Izaguirre Alternative Investment Losses

Posted on Tuesday, October 20th, 2020 at 12:02 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Samuel Izaguirre (CRD# 4835113). Izaguirre has been registered with LPL Financial LLC in Miami Lakes, Florida since 2011. Independent Financial Partners in Pembroke Pines, Florida from 2015 to 2018 and with LPL Financial LLC… Read More

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Can I Recover Losses from American Portfolios Financial Services, Inc. Broker Brian Dibrino?

Posted on Tuesday, October 13th, 2020 at 1:21 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New Jersey since 2016. Previously, Dibrino was registered with First Allied Advisory Services, Inc. in Fairfield,… Read More

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