Investigation of Former H. Beck, Inc. Broker Carolyn Valentine
Posted on Tuesday, November 24th, 2020 at 8:28 pm
Former H. Beck, Inc. broker Carolyn Valentine (CRD# 2532412) faces a complaint for real estate investment losses. Valentine has been registered with Cambridge Investment Research, Inc. in Canton, Ohio since 2019. Previously, Valentine was registered with H. Beck, Inc. in Canton, Ohio from 1997 to 2019.
Valentine has been the subject of one customer complaint, according to her CRD report:
June 2020. “Non-Client: Claimant alleges that representative provided incomplete or incorrect tax documents and financial statements as part of a real estate transaction. Activity: 5/1/15 to 6/30/17.” The customer is seeking $978,797 in damages and the case is currently pending. The complaint was regarding real estate transactions and the complaint took place while Valentine was registered with H. Beck, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, H. Beck, Inc. may be liable for investment or other losses suffered by Valentine’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.