Cambridge Investment Research, Inc. Financial Advisor John Grillo Investment Losses

Posted on Saturday, January 5th, 2019 at 10:13 am    

Cambridge Investment Research

Erez Law is currently investigating Cambridge Investment Research, Inc. financial advisor John Grillo (CRD# 2643787) regarding mutual fund losses. Grillo has been registered with Cambridge Investment Research, Inc. in Carrollton, Georgia since 2008.

Grillo has been the subject of one customer complaint, according to his CRD report:

June 2018. “The claimants allege their investments were placed in a risky mutual fund that was unsuitable for them.” The customer is seeking $447,000 in damages and the case is currently pending. This case is regarding mutual funds.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Grillo’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

Disclaimer: Clients are responsible for costs. Contingency fee is calculated before deducting costs incurred in the case.