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Were you the victim of former Berthel Fisher & Company Financial broker Steve Cummings (CRD# 2274017) who is accused of unsuitable and misrepresented investment recommendations? He was registered with Berthel Fisher & Company Financial in Fort Deposit, Alabama from 2010 … Continue reading
Erez Law is currently investigating former Parkland Securities, LLC broker Randal Mason (CRD# 1758777) regarding real estate security losses due to investment fraud. He has been registered with Cetera Advisors LLC in Centennial, Colorado since 2015. Previously, he was registered … Continue reading
Were you the victim of Ameritas Investment Company, LLC broker Tobin Hoffmann (CRD# 1705687) who is accused of misrepresentation related to alternative investments. He has been registered with Ameritas Investment Company, LLC in New Braunfels, Texas since 2006. Tobin Hoffmann … Continue reading
Erez Law is currently investigating former Sagepoint Financial, Inc. broker Shelby Moore (CRD# 4776583) regarding private placement investment losses. He has been registered with Arkadios Capital in Angleton, Texas since 2021. Previously, he was registered with Sagepoint Financial, Inc. in … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Jeffrey Hackett (CRD# 2575374) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in San Diego, California since 2008. Jeffrey Hackett Customer Complaints He has been the … Continue reading
Kalos Capital, Inc. broker Kristian Finfrock (CRD# 5421676) is accused of unsuitable alternative investment losses. He has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012. Alternative investments do not fall into a conventional investment category, such as … Continue reading
Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009. Thomas Bonds Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010. Debra Clark Customer Complaints She has … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker John Wambeke (CRD# 729864) regarding variable annuity losses. He has been registered with Ameriprise Financial Services, LLC in Novi, Michigan since 1981. John Wambeke Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Christopher Queen (CRD# 2703908) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Plano, Texas since 2012. Christopher Queen Customer Complaints He … Continue reading