Were you the victim of Unionbanc Investment Services, LLC broker Brooke Bordner (CRD# 5121440) regarding variable annuity investment losses? She has been registered with Unionbanc Investment Services, LLC in Fresno, California since 2010.
Brooke Bordner Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
November 2021. “Complaint alleges failure to timely follow instructions with regard to third-party’s request to change power of attorney resulting in financial loss.” The customer is seeking $384,370 in damages and the case is currently pending. The complaint was regarding variable annuity investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Unionbanc Investment Services, LLC may be liable for investment or other losses suffered by Brooke Bordner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.