Were you the victim of CGIS Securities LLC broker Benjamin Soruco (CRD# 6463155) who is alleged to make unsuitable investment recommendations? He has been registered with CGIS Securities LLC in Miami, Florida since 2015.
Benjamin Soruco Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2022. “Claimants alleges CGIS breached its duty of care by investing Claimants’ monies in funds that were unsuitable for Claimants’ desired objectives, as laid out in the Investment Policy.” The customer is seeking $1,010,117.50 in damages and the case is currently pending. The complaint was regarding corporate debt and structured products.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, CGIS Securities LLC may be liable for investment or other losses suffered by Benjamin Soruco’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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