Author: Krysta Fioranelli
Erez Law is currently investigating Moloney Securities Co., Inc. broker Dale Timmermann (CRD# 2423919) regarding unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Vandalia, Illinois, since 2012. In February 2020, The National Association of Securities … Continue reading
The Federal Trade Commission reports that U.S. citizens lost more than $3.8 billion to investment fraud in one recent year. After working so hard for your money, the last thing you want is to lose it to fraud. Understanding … Continue reading
Can I recover losses from investments with former Voya Financial Advisors, Inc. broker Brock Brady (CRD# 4638576) related to real estate security losses? He was registered with Cetera Advisor Networks LLC in Bellevue, Washington, from 2021 to 2022. Previously, he … Continue reading
Erez Law is investigating Aegis Capital Corp. broker Hector Crespo Jr. (CRD# 3015246) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York, since 2011. Hector Crespo Jr Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Alfonso Rioseco (CRD# 5969776) regarding stock losses. He has been registered with Morgan Stanley in Houston, Texas, since 2019. Previously, he was registered with Actinver Wealth Management, Inc. in Houston, Texas, from … Continue reading
Former Aegis Capital Corp. broker Jack Terzi (CRD# 7008502) is accused of churning and unsuitable investment recommendations and unauthorized trades. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Levittown, New York, since 2022. Previously, he … Continue reading
Erez Law is currently investigating Park Avenue Securities LLC broker Jason Doviak (CRD# 4266648) regarding variable annuity investment fraud. He has been registered with Park Avenue Securities LLC in Red Bank, New Jersey, since 2004. He has been a registered … Continue reading
In July 2021, a former client of Ocean Financial Services, LLC filed a FINRA arbitration claim for losses sustained from investments in Northstar Financial Services (Bermuda). The investors were clients of broker Sandro Olivos (CRD# 3228574). The causes of action … Continue reading
There are options for customers of Morgan Stanley broker Jeffrey Peyser (CRD# 4535614) who suffered mutual fund investment losses. He has been registered with Morgan Stanley in Short Hills, New Jersey, since 2009. Jeffrey Peyser Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Arive Capital Markets broker Lon Faccini, Jr. (CRD# 2736849). He was registered with Arive Capital Markets in Coram, New York, from 2016 to … Continue reading