Former Triad Advisors, LLC Broker Alan Berger GPB Capital Holdings Losses
Posted on Tuesday, November 23rd, 2021 at 12:47 am
Did former Triad Advisors, LLC broker Alan Berger (CRD# 702838) recommend you invest in GPB Capital Holdings’ private placements? Alan Berger has been registered with Arkadios Capital in Wall, New Jersey since 2019. Previously, Alan Berger was registered with Triad Advisors, LLC in Wall, New Jersey from 2014 to 2019.
GPB Capital Holdings Losses with Alan Berger
Alan Berger has been the subject of one customer complaint, according to his CRD report:
September 2020. “More than five years post investment and after receiving approximately $30,000 in distributions, Claimant now alleges the $100,000 investment she elected to make in GPB Holdings in 2015 was/is unsuitable.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint took place while Alan Berger was registered with Triad Advisors, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors, LLC may be liable for investment or other losses suffered by Alan Berger’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.